Thermal relaxation for particle systems in interaction with several bosonic heat reservoirs

The present thesis is concerned with the study of a quantum physical system composed of a small particle system (such as a spin chain) and several quantized massless boson fields (as photon gasses or phonon fields) at positive temperature. The setup serves as a simplified model for matter in interaction with thermal "radiation" from different sources. Hereby, questions concerning the dynamical and thermodynamic properties of particle-boson configurations far from thermal equilibrium are in the center of interest. We study a specific situation where the particle system is brought in contact with the boson systems (occasionally referred to as heat reservoirs) where the reservoirs are prepared close to thermal equilibrium states, each at a different temperature. We analyze the interacting time evolution of such an initial configuration and we show thermal relaxation of the system into a stationary state, i.e., we prove the existence of a time invariant state which is the unique limit state of the considered initial configurations evolving in time. As long as the reservoirs have been prepared at different temperatures, this stationary state features thermodynamic characteristics as stationary energy fluxes and a positive entropy production rate which distinguishes it from being a thermal equilibrium at any temperature. Therefore, we refer to it as non-equilibrium stationary state or simply NESS. The physical setup is phrased mathematically in the language of C*-algebras. The thesis gives an extended review of the application of operator algebraic theories to quantum statistical mechanics and introduces in detail the mathematical objects to describe matter in interaction with radiation. The C*-theory is adapted to the concrete setup. The algebraic description of the system is lifted into a Hilbert space framework. The appropriate Hilbert space representation is given by a bosonic Fock space over a suitable L2-space. The first part of the present work is concluded by the derivation of a spectral theory which connects the dynamical and thermodynamic features with spectral properties of a suitable generator, say K, of the time evolution in this Hilbert space setting. That way, the question about thermal relaxation becomes a spectral problem. The operator K is of Pauli-Fierz type. The spectral analysis of the generator K follows. This task is the core part of the work and it employs various kinds of functional analytic techniques. The operator K results from a perturbation of an operator L0 which describes the non-interacting particle-boson system. All spectral considerations are done in a perturbative regime, i.e., we assume that the strength of the coupling is sufficiently small. The extraction of dynamical features of the system from properties of K requires, in particular, the knowledge about the spectrum of K in the nearest vicinity of eigenvalues of the unperturbed operator L0. Since convergent Neumann series expansions only qualify to study the perturbed spectrum in the neighborhood of the unperturbed one on a scale of order of the coupling strength we need to apply a more refined tool, the Feshbach map. This technique allows the analysis of the spectrum on a smaller scale by transferring the analysis to a spectral subspace. The need of spectral information on arbitrary scales requires an iteration of the Feshbach map. This procedure leads to an operator-theoretic renormalization group. The reader is introduced to the Feshbach technique and the renormalization procedure based on it is discussed in full detail. Further, it is explained how the spectral information is extracted from the renormalization group flow. The present dissertation is an extension of two kinds of a recent research contribution by Jakšić and Pillet to a similar physical setup. Firstly, we consider the more delicate situation of bosonic heat reservoirs instead of fermionic ones, and secondly, the system can be studied uniformly for small reservoir temperatures. The adaption of the Feshbach map-based renormalization procedure by Bach, Chen, Fröhlich, and Sigal to concrete spectral problems in quantum statistical mechanics is a further novelty of this work.

Quantum gravity effects in rotating black hole spacetimes

The aim of this work is to explore, within the framework of the presumably asymptotically safe Quantum Einstein Gravity, quantum corrections to black hole spacetimes, in particular in the case of rotating black holes. We have analysed this problem by exploiting the scale dependent Newton s constant implied by the renormalization group equation for the effective average action, and introducing an appropriate "cutoff identification" which relates the renormalization scale to the geometry of the spacetime manifold. We used these two ingredients in order to "renormalization group improve" the classical Kerr metric that describes the spacetime generated by a rotating black hole. We have focused our investigation on four basic subjects of black hole physics. The main results related to these topics can be summarized as follows. Concerning the critical surfaces, i.e. horizons and static limit surfaces, the improvement leads to a smooth deformation of the classical critical surfaces. Their number remains unchanged. In relation to the Penrose process for energy extraction from black holes, we have found that there exists a non-trivial correlation between regions of negative energy states in the phase space of rotating test particles and configurations of critical surfaces of the black hole. As for the vacuum energy-momentum tensor and the energy conditions we have shown that no model with "normal" matter, in the sense of matter fulfilling the usual energy conditions, can simulate the quantum fluctuations described by the improved Kerr spacetime that we have derived. Finally, in the context of black hole thermodynamics, we have performed calculations of the mass and angular momentum of the improved Kerr black hole, applying the standard Komar integrals. The results reflect the antiscreening character of the quantum fluctuations of the gravitational field. Furthermore we calculated approximations to the entropy and the temperature of the improved Kerr black hole to leading order in the angular momentum. More generally we have proven that the temperature can no longer be proportional to the surface gravity if an entropy-like state function is to exist.

Konstruktion und Analyse einer funktionalen Renormierungsgruppengleichung für Gravitation im Einstein-Cartan-Zugang

Während das Standardmodell der Elementarteilchenphysik eine konsistente, renormierbare Quantenfeldtheorie dreier der vier bekannten Wechselwirkungen darstellt, bleibt die Quantisierung der Gravitation ein bislang ungelöstes Problem. In den letzten Jahren haben sich jedoch Hinweise ergeben, nach denen metrische Gravitation asymptotisch sicher ist. Das bedeutet, daß sich auch für diese Wechselwirkung eine Quantenfeldtheorie konstruieren läßt. Diese ist dann in einem verallgemeinerten Sinne renormierbar, der nicht mehr explizit Bezug auf die Störungstheorie nimmt. Zudem sagt dieser Zugang, der auf der Wilsonschen Renormierungsgruppe beruht, die korrekte mikroskopische Wirkung der Theorie voraus. Klassisch ist metrische Gravitation auf dem Niveau der Vakuumfeldgleichungen äquivalent zur Einstein-Cartan-Theorie, die das Vielbein und den Spinzusammenhang als fundamentale Variablen verwendet. Diese Theorie besitzt allerdings mehr Freiheitsgrade, eine größere Eichgruppe, und die zugrundeliegende Wirkung ist von erster Ordnung. Alle diese Eigenschaften erschweren eine zur metrischen Gravitation analoge Behandlung.rnrnIm Rahmen dieser Arbeit wird eine dreidimensionale Trunkierung von der Art einer verallgemeinerten Hilbert-Palatini-Wirkung untersucht, die neben dem Laufen der Newton-Konstante und der kosmologischen Konstante auch die Renormierung des Immirzi-Parameters erfaßt. Trotz der angedeuteten Schwierigkeiten war es möglich, das Spektrum des freien Hilbert-Palatini-Propagators analytisch zu berechnen. Auf dessen Grundlage wird eine Flußgleichung vom Propertime-Typ konstruiert. Zudem werden geeignete Eichbedingungen gewählt und detailliert analysiert. Dabei macht die Struktur der Eichgruppe eine Kovariantisierung der Eichtransformationen erforderlich. Der resultierende Fluß wird für verschiedene Regularisierungsschemata und Eichparameter untersucht. Dies liefert auch im Einstein-Cartan-Zugang berzeugende Hinweise auf asymptotische Sicherheit und damit auf die mögliche Existenz einer mathematisch konsistenten und prädiktiven fundamentalen Quantentheorie der Gravitation. Insbesondere findet man ein Paar nicht-Gaußscher Fixpunkte, das Anti-Screening aufweist. An diesen sind die Newton-Konstante und die kosmologische Konstante jeweils relevante Kopplungen, wohingegen der Immirzi-Parameter an einem Fixpunkt irrelevant und an dem anderen relevant ist. Zudem ist die Beta-Funktion des Immirzi-Parameters von bemerkenswert einfacher Form. Die Resultate sind robust gegenüber Variationen des Regularisierungsschemas. Allerdings sollten zukünftige Untersuchungen die bestehenden Eichabhängigkeiten reduzieren.

Top-quark pair production at hadron colliders

In this thesis we investigate several phenomenologically important properties of top-quark pair production at hadron colliders. We calculate double differential cross sections in two different kinematical setups, pair invariant-mass (PIM) and single-particle inclusive (1PI) kinematics. In pair invariant-mass kinematics we are able to present results for the double differential cross section with respect to the invariant mass of the top-quark pair and the top-quark scattering angle. Working in the threshold region, where the pair invariant mass M is close to the partonic center-of-mass energy sqrt{hat{s}}, we are able to factorize the partonic cross section into different energy regions. We use renormalization-group (RG) methods to resum large threshold logarithms to next-to-next-to-leading-logarithmic (NNLL) accuracy. On a technical level this is done using effective field theories, such as heavy-quark effective theory (HQET) and soft-collinear effective theory (SCET). The same techniques are applied when working in 1PI kinematics, leading to a calculation of the double differential cross section with respect to transverse-momentum pT and the rapidity of the top quark. We restrict the phase-space such that only soft emission of gluons is possible, and perform a NNLL resummation of threshold logarithms. The obtained analytical expressions enable us to precisely predict several observables, and a substantial part of this thesis is devoted to their detailed phenomenological analysis. Matching our results in the threshold regions to the exact ones at next-to-leading order (NLO) in fixed-order perturbation theory, allows us to make predictions at NLO+NNLL order in RG-improved, and at approximate next-to-next-to-leading order (NNLO) in fixed order perturbation theory. We give numerical results for the invariant mass distribution of the top-quark pair, and for the top-quark transverse-momentum and rapidity spectrum. We predict the total cross section, separately for both kinematics. Using these results, we analyze subleading contributions to the total cross section in 1PI and PIM originating from power corrections to the leading terms in the threshold expansions, and compare them to previous approaches. We later combine our PIM and 1PI results for the total cross section, this way eliminating uncertainties due to these corrections. The combined predictions for the total cross section are presented as a function of the top-quark mass in the pole, the minimal-subtraction (MS), and the 1S mass scheme. In addition, we calculate the forward-backward (FB) asymmetry at the Tevatron in the laboratory, and in the ttbar rest frames as a function of the rapidity and the invariant mass of the top-quark pair at NLO+NNLL. We also give binned results for the asymmetry as a function of the invariant mass and the rapidity difference of the ttbar pair, and compare those to recent measurements. As a last application we calculate the charge asymmetry at the LHC as a function of a lower rapidity cut-off for the top and anti-top quarks.

Quantum Einstein gravity - advancements of heat kernel-based renormalization group studies

The asymptotic safety scenario allows to define a consistent theory of quantized gravity within the framework of quantum field theory. The central conjecture of this scenario is the existence of a non-Gaussian fixed point of the theory's renormalization group flow, that allows to formulate renormalization conditions that render the theory fully predictive. Investigations of this possibility use an exact functional renormalization group equation as a primary non-perturbative tool. This equation implements Wilsonian renormalization group transformations, and is demonstrated to represent a reformulation of the functional integral approach to quantum field theory.rnAs its main result, this thesis develops an algebraic algorithm which allows to systematically construct the renormalization group flow of gauge theories as well as gravity in arbitrary expansion schemes. In particular, it uses off-diagonal heat kernel techniques to efficiently handle the non-minimal differential operators which appear due to gauge symmetries. The central virtue of the algorithm is that no additional simplifications need to be employed, opening the possibility for more systematic investigations of the emergence of non-perturbative phenomena. As a by-product several novel results on the heat kernel expansion of the Laplace operator acting on general gauge bundles are obtained.rnThe constructed algorithm is used to re-derive the renormalization group flow of gravity in the Einstein-Hilbert truncation, showing the manifest background independence of the results. The well-studied Einstein-Hilbert case is further advanced by taking the effect of a running ghost field renormalization on the gravitational coupling constants into account. A detailed numerical analysis reveals a further stabilization of the found non-Gaussian fixed point.rnFinally, the proposed algorithm is applied to the case of higher derivative gravity including all curvature squared interactions. This establishes an improvement of existing computations, taking the independent running of the Euler topological term into account. Known perturbative results are reproduced in this case from the renormalization group equation, identifying however a unique non-Gaussian fixed point.rn

Investigations on asymptotic safety of metric, tetrad and Einstein-Cartan gravity

Among the different approaches for a construction of a fundamental quantum theory of gravity the Asymptotic Safety scenario conjectures that quantum gravity can be defined within the framework of conventional quantum field theory, but only non-perturbatively. In this case its high energy behavior is controlled by a non-Gaussian fixed point of the renormalization group flow, such that its infinite cutoff limit can be taken in a well defined way. A theory of this kind is referred to as non-perturbatively renormalizable. In the last decade a considerable amount of evidence has been collected that in four dimensional metric gravity such a fixed point, suitable for the Asymptotic Safety construction, indeed exists. This thesis extends the Asymptotic Safety program of quantum gravity by three independent studies that differ in the fundamental field variables the investigated quantum theory is based on, but all exhibit a gauge group of equivalent semi-direct product structure. It allows for the first time for a direct comparison of three asymptotically safe theories of gravity constructed from different field variables. The first study investigates metric gravity coupled to SU(N) Yang-Mills theory. In particular the gravitational effects to the running of the gauge coupling are analyzed and its implications for QED and the Standard Model are discussed. The second analysis amounts to the first investigation on an asymptotically safe theory of gravity in a pure tetrad formulation. Its renormalization group flow is compared to the corresponding approximation of the metric theory and the influence of its enlarged gauge group on the UV behavior of the theory is analyzed. The third study explores Asymptotic Safety of gravity in the Einstein-Cartan setting. Here, besides the tetrad, the spin connection is considered a second fundamental field. The larger number of independent field components and the enlarged gauge group render any RG analysis of this system much more difficult than the analog metric analysis. In order to reduce the complexity of this task a novel functional renormalization group equation is proposed, that allows for an evaluation of the flow in a purely algebraic manner. As a first example of its suitability it is applied to a three dimensional truncation of the form of the Holst action, with the Newton constant, the cosmological constant and the Immirzi parameter as its running couplings. A detailed comparison of the resulting renormalization group flow to a previous study of the same system demonstrates the reliability of the new equation and suggests its use for future studies of extended truncations in this framework.