Crustal heterogeneities and complexities of fault processes

In this work we study the relation between crustal heterogeneities and complexities in fault processes. The first kind of heterogeneity considered involves the concept of asperity. The presence of an asperity in the hypocentral region of the M = 6.5 earthquake of June 17-th, 2000 in the South Iceland Seismic Zone was invoked to explain the change of seismicity pattern before and after the mainshock: in particular, the spatial distribution of foreshock epicentres trends NW while the strike of the main fault is N 7◦ E and aftershocks trend accordingly; the foreshock depths were typically deeper than average aftershock depths. A model is devised which simulates the presence of an asperity in terms of a spherical inclusion, within a softer elastic medium in a transform domain with a deviatoric stress field imposed at remote distances (compressive NE − SW, tensile NW − SE). An isotropic compressive stress component is induced outside the asperity, in the direction of the compressive stress axis, and a tensile component in the direction of the tensile axis; as a consequence, fluid flow is inhibited in the compressive quadrants while it is favoured in tensile quadrants. Within the asperity the isotropic stress vanishes but the deviatoric stress increases substantially, without any significant change in the principal stress directions. Hydrofracture processes in the tensile quadrants and viscoelastic relaxation at depth may contribute to lower the effective rigidity of the medium surrounding the asperity. According to the present model, foreshocks may be interpreted as induced, close to the brittle-ductile transition, by high pressure fluids migrating upwards within the tensile quadrants; this process increases the deviatoric stress within the asperity which eventually fails, becoming the hypocenter of the mainshock, on the optimally oriented fault plane. In the second part of our work we study the complexities induced in fault processes by the layered structure of the crust. In the first model proposed we study the case in which fault bending takes place in a shallow layer. The problem can be addressed in terms of a deep vertical planar crack, interacting with a shallower inclined planar crack. An asymptotic study of the singular behaviour of the dislocation density at the interface reveals that the density distribution has an algebraic singularity at the interface of degree ω between -1 and 0, depending on the dip angle of the upper crack section and on the rigidity contrast between the two media. From the welded boundary condition at the interface between medium 1 and 2, a stress drop discontinuity condition is obtained which can be fulfilled if the stress drop in the upper medium is lower than required for a planar trough-going surface: as a corollary, a vertically dipping strike-slip fault at depth may cross the interface with a sedimentary layer, provided that the shallower section is suitably inclined (fault "refraction"); this results has important implications for our understanding of the complexity of the fault system in the SISZ; in particular, we may understand the observed offset of secondary surface fractures with respect to the strike direction of the seismic fault. The results of this model also suggest that further fractures can develop in the opposite quadrant and so a second model describing fault branching in the upper layer is proposed. As the previous model, this model can be applied only when the stress drop in the shallow layer is lower than the value prescribed for a vertical planar crack surface. Alternative solutions must be considered if the stress drop in the upper layer is higher than in the other layer, which may be the case when anelastic processes relax deviatoric stress in layer 2. In such a case one through-going crack cannot fulfil the welded boundary conditions and unwelding of the interface may take place. We have solved this problem within the theory of fracture mechanics, employing the boundary element method. The fault terminates against the interface in a T-shaped configuration, whose segments interact among each other: the lateral extent of the unwelded surface can be computed in terms of the main fault parameters and the stress field resulting in the shallower layer can be modelled. A wide stripe of high and nearly uniform shear stress develops above the unwelded surface, whose width is controlled by the lateral extension of unwelding. Secondary shear fractures may then open within this stripe, according to the Coulomb failure criterion, and the depth of open fractures opening in mixed mode may be computed and compared with the well studied fault complexities observed in the field. In absence of the T-shaped decollement structure, stress concentration above the seismic fault would be difficult to reconcile with observations, being much higher and narrower.

Studio parametrico del comportamento di opere di sostegno flessibili mediante modellazione numerica

Oggetto di questa tesi è lo studio parametrico del comportamento di paratie mediante modellazione numerica agli elementi finiti. Si è anche analizzato l’aspetto normativo relativo ad esse ed in particolare si è applicato il D.M. 2008 ad una paratia sottolineando le innovazioni nella progettazione geotecnica. Le paratie sono opere di sostegno flessibili interagenti con i fronti di scavo e costituite da una porzione fuori terra, soggetta a condizioni di spinta attiva, e una porzione interrata che contrappone la resistenza passiva del terreno. Le opere di sostegno flessibile si dividono in due categorie: diaframmi e palancole che differiscono molto fra loro sia per il materiale con cui sono realizzate, sia per la tecnica di messa in opera, sia per la geometria, ma hanno in comune il meccanismo di funzionamento. Sono stati illustrati i metodi di calcolo per lo studio delle paratie: metodi dell’equilibrio limite a rottura, metodi a molle e metodi agli elementi finiti. I metodi agli elementi finiti negli ultimi anni hanno avuto maggior successo grazie alla possibilità di definire il modello costitutivo sforzi-deformazioni, le condizioni al contorno e le condizioni iniziali. Esistono numerosi programmi di calcolo che si basano sul metodo agli elementi finiti, tra i quali è da annoverare il programma Plaxis che viene molto usato grazie alla presenza di vari modelli costitutivi in grado di simulare il comportamento del terreno. Tra i legami costitutivi presenti nel programma Plaxis, sono stati presi in esame il modello Mohr-Coulomb, l’Hardening model e il Soft Soil Creep model e sono poi stati applicati per eseguire uno studio parametrico del comportamento delle paratie. Si è voluto comprendere la sensibilità dei modelli al variare dei parametri inseriti nel programma. In particolare si è posta attenzione alla modellazione dei terreni in base ai diversi modelli costitutivi studiando il loro effetto sui risultati ottenuti. Si è inoltre eseguito un confronto tra il programma Plaxis e il programma Paratie. Quest’ultimo è un programma di calcolo che prevede la modellazione del terreno con molle elasto-plastiche incrudenti. Il lavoro di tesi viene illustrato in questo volume come segue: nel capitolo 1 si analizzano le principali caratteristiche e tipologie di paratie mettendo in evidenza la complessità dell’analisi di queste opere e i principali metodi di calcolo usati nella progettazione, nel capitolo 2 si è illustrato lo studio delle paratie secondo le prescrizioni del D.M. 2008. Per comprendere l’argomento è stato necessario illustrare i principi base di questo decreto e le caratteristiche generali del capitolo 6 dedicato alla progettazione geotecnica. Le paratie sono poi state studiate in condizioni sismiche secondo quanto previsto dal D.M. 2008 partendo dall’analisi degli aspetti innovativi nella progettazione sismica per poi illustrare i metodi pseudo-statici utilizzati nello studio delle paratie soggette ad azione sismica. Nel capitolo 3 si sono presi in esame i due programmi di calcolo maggiormente utilizzati per la modellazione delle paratie: Paratie e Plaxis. Dopo aver illustrato i due programmi per comprenderne le potenzialità, i limiti e le differenze, si sono analizzati i principali modelli costituitivi implementati nel programma Plaxis, infine si sono mostrati alcuni studi di modellazione presenti in letteratura. Si è posta molta attenzione ai modelli costitutivi, in particolare a quelli di Mohr-Coulomb, Hardening Soil model e Soft Soil Creep model capaci di rappresentare il comportamento dei diversi tipi di terreno. Nel capitolo 4, con il programma Plaxis si è eseguita un’analisi parametrica di due modelli di paratie al fine di comprendere come i parametri del terreno, della paratia e dei modelli costitutivi condizionino i risultati. Anche in questo caso si è posta molta attenzione alla modellazione del terreno, aspetto che in questa tesi ha assunto notevole importanza. Dato che nella progettazione delle paratie è spesso utilizzato il programma Paratie (Ceas) si è provveduto ad eseguire un confronto tra i risultati ottenuti con questo programma con quelli ricavati con il programma Plaxis. E’ stata inoltra eseguita la verifica della paratia secondo le prescrizioni del D.M. 2008 dal momento che tale decreto è cogente.

Time-dependent behaviour of reinforced concrete slabs

In this thesis is studied the long-term behaviour of steel reinforced slabs paying particular attention to the effects due to shrinkage and creep. Despite the universal popularity of using this kind of slabs for simply construction floors, the major world codes focus their attention in a design based on the ultimate limit state, restraining the exercise limit state to a simply verification after the design. For Australia, on the contrary, this is not true. In fact, since this country is not subjected to seismic effects, the main concern is related to the long-term behaviour of the structure. Even if there are a lot of studies about long-term effects of shrinkage and creep, up to date, there are not so many studies concerning the behaviour of slabs with a cracked cross section and how shrinkage and creep influence it. For this reason, a series of ten full scale reinforced slabs was prepared and monitored under laboratory conditions to investigate this behaviour. A wide range of situations is studied in order to cover as many cases as possible, as for example the use of a fog room able to reproduce an environment of 100% humidity. The results show how there is a huge difference in terms of deflections between the case of slabs which are subjected to both shrinkage and creep effects soon after the partial cracking of the cross section, and the case of slabs which have already experienced shrinkage effects for several weeks, when the section has not still cracked, and creep effects only after the cracking.

Steel and macro-synthetic self-compacting fibre reinforced concrete, experimental study on the long-term deformations

Experimental study on the long-term deformations of the fibre reinforced concrete. Steel and macro-synthetic fibers were used to evaluate the shrinkage, creep, mid-span deflection, cracking and rupture analysis of three different types of samples. At the end the main topics of ACI guidelines were analyzed in order to perform an overview of design.

Progetto e realizzazione di inserti acetabolari di spessore sottile in UHMWPE reticolato additivato con vitamina E

Il basso tasso d'usura e l'alta resistenza meccanica dell'UHMWPE reticolato e additivato ha posto l'attenzione verso l'uso di teste femorali con diametri maggiori per diminuire il rischio d'impingement e dislocazioni. Questo richiede l'utilizzo d'inserti acetabolari più sottili di quelli attualmente in commercio. In quest'ottica è necessario porre particolare attenzione alla resistenza meccanica d'inserti più sottili, e all'efficacia della vitamina E nel combattere l'effetto dell'ossidazione che si manifesta in seguito al processo di reticolazione. Lo scopo del lavoro è quindi di studiare un inserto più sottile di quelli attualmente in commercio per verificarne le performance. Tale studio è svolto su una serie di taglie (compreso inserto prodotto ad-hoc con spessore di 3,6 mm) con spessore di 5,6 mm e di 3,6 mm dalle quali viene isolato il worst-case tramite analisi FEM. Con prove sperimentali è testata la resistenza meccanica del worst-case, e sono monitorate le deformazioni subite e l'ossidazione del campione. Dagli studi FEM è risultato che le tensioni sono mediamente le stesse in tutti i campioni, anche se si sono registrate tensioni leggermente superiori nella taglia intermedia. A differenza delle attese la taglia in cui si sono riscontrate le tensioni massime è la F (non è l'inserto che ha diametro inferiore). A seguito della messa a punto del modello FEM si è identificato un valore d'attrito inferiore a quello atteso. In letteratura i valori d'attrito coppa-inserto sono più grandi del valore che si è identificato tramite simulazioni FEM. Sulla base dei risultati FEM è isolato il worst-case che viene quindi sottoposto a un test dinamico con 6 milioni di cicli atto a valutarne le performance. Gli inserti di spessore ridotto non hanno riportato alcun danno visibile, e la loro integrità strutturale non è stata modificata. Le considerazioni preliminari sono confermate dalla verifica al tastatore meccanico e dall'analisi chimica, dalle quale non si sono evidenziate particolari problematiche. Infatti, da queste verifiche si rileva che l'effetto del creep nella prova accelerata è pressoché trascurabile, e non si riscontrano variazioni dimensionali rilevanti. Anche dall'analisi chimica dei campioni non si evidenzia ossidazione. I valori d'ossidazione dell'inserto testato sono analoghi a quelli del campione non testato, anche quando viene confrontato con l'inserto in UHMWPE vergine si evidenzia un'ossidazione di molto superiore. Questo prova che la vitamina E inibisce i radicali liberi che quindi non causano l'ossidazione con susseguente fallimento dell'inserto. Dai risultati si vede che i campioni non subiscono danni rilevanti, le deformazioni elastiche monitorate nel test dinamico sono pressoché nulle, come gli effetti del creep misurati analizzando i dati ottenuti al tastatore meccanico. Grazie alla presenza della vitamina E non si ha ossidazione, quella rilevata è vicina a zero ed è da imputare alla lavorazione meccanica. Secondo tali considerazioni è possibile affermare che la riduzione dello spessore degli inserti da 5,6 mm a 3,6 mm non ha conseguenze critiche sul loro comportamento, e non comporta un fallimento del dispositivo.

The grain-scale distribution and behaviour of melt and fluid in crystalline analogue systems

The production, segregation and migration of melt and aqueous fluids (henceforth called liquid) plays an important role for the transport of mass and energy within the mantle and the crust of the Earth. Many properties of large-scale liquid migration processes such as the permeability of a rock matrix or the initial segregation of newly formed liquid from the host-rock depends on the grain-scale distribution and behaviour of liquid. Although the general mechanisms of liquid distribution at the grain-scale are well understood, the influence of possibly important modifying processes such as static recrystallization, deformation, and chemical disequilibrium on the liquid distribution is not well constrained. For this thesis analogue experiments were used that allowed to investigate the interplay of these different mechanisms in-situ. In high-temperature environments where melts are produced, the grain-scale distribution in “equilibrium” is fully determined by the liquid fraction and the ratio between the solid-solid and the solid-liquid surface energy. The latter is commonly expressed as the dihedral or wetting angle between two grains and the liquid phase (Chapter 2). The interplay of this “equilibrium” liquid distribution with ongoing surface energy driven recrystallization is investigated in Chapter 4 and 5 with experiments using norcamphor plus ethanol liquid. Ethanol in contact with norcamphor forms a wetting angle of about 25°, which is similar to reported angles of rock-forming minerals in contact with silicate melt. The experiments in Chapter 4 show that previously reported disequilibrium features such as trapped liquid lenses, fully-wetted grain boundaries, and large liquid pockets can be explained by the interplay of the liquid with ongoing recrystallization. Closer inspection of dihedral angles in Chapter 5 reveals that the wetting angles are themselves modified by grain coarsening. Ongoing recrystallization constantly moves liquid-filled triple junctions, thereby altering the wetting angles dynamically as a function of the triple junction velocity. A polycrystalline aggregate will therefore always display a range of equilibrium and dynamic wetting angles at raised temperature, rather than a single wetting angle as previously thought. For the deformation experiments partially molten KNO3–LiNO3 experiments were used in addition to norcamphor–ethanol experiments (Chapter 6). Three deformation regimes were observed. At a high bulk liquid fraction >10 vol.% the aggregate deformed by compaction and granular flow. At a “moderate” liquid fraction, the aggregate deformed mainly by grain boundary sliding (GBS) that was localized into conjugate shear zones. At a low liquid fraction, the grains of the aggregate formed a supporting framework that deformed internally by crystal plastic deformation or diffusion creep. Liquid segregation was most efficient during framework deformation, while GBS lead to slow liquid segregation or even liquid dispersion in the deforming areas.

InSAR deformation measurements of the earthquake cycle in transcurrent tectonic domains, analytical and analog modeling

I applied the SBAS-DInSAR method to the Mattinata Fault (MF) (Southern Italy) and to the Doruneh Fault System (DFS) (Central Iran). In the first case, I observed limited internal deformation and determined the right lateral kinematic pattern with a compressional pattern in the northern sector of the fault. Using the Okada model I inverted the observed velocities defining a right lateral strike slip solution for the MF. Even if it fits the data within the uncertainties, the modeled slip rate of 13-15 mm yr-1 seems too high with respect to the geological record. Concerning the Western termination of DFS, SAR data confirms the main left lateral transcurrent kinematics of this fault segment, but reveal a compressional component. My analytical model fits successfully the observed data and quantifies the slip in ~4 mm yr-1 and ~2.5 mm yr-1 of pure horizontal and vertical displacement respectively. The horizontal velocity is compatible with geological record. I applied classic SAR interferometry to the October–December 2008 Balochistan (Central Pakistan) seismic swarm; I discerned the different contributions of the three Mw > 5.7 earthquakes determining fault positions, lengths, widths, depths and slip distributions, constraining the other source parameters using different Global CMT solutions. A well constrained solution has been obtained for the 09/12/2008 aftershock, whereas I tested two possible fault solutions for the 28-29/10/08 mainshocks. It is not possible to favor one of the solutions without independent constraints derived from geological data. Finally I approached the study of the earthquake-cycle in transcurrent tectonic domains using analog modeling, with alimentary gelatins like crust analog material. I successfully joined the study of finite deformation with the earthquake cycle study and sudden dislocation. A lot of seismic cycles were reproduced in which a characteristic earthquake is recognizable in terms of displacement, coseismic velocity and recurrence time.

Kinematics of the Sicily and Calabria Subduction System from Elastic Block Modeling of GPS Data

We use data from about 700 GPS stations in the EuroMediterranen region to investigate the present-day behavior of the the Calabrian subduction zone within the Mediterranean-scale plates kinematics and to perform local scale studies about the strain accumulation on active structures. We focus attenction on the Messina Straits and Crati Valley faults where GPS data show extentional velocity gradients of ∼3 mm/yr and ∼2 mm/yr, respectively. We use dislocation model and a non-linear constrained optimization algorithm to invert for fault geometric parameters and slip-rates and evaluate the associated uncertainties adopting a bootstrap approach. Our analysis suggest the presence of two partially locked normal faults. To investigate the impact of elastic strain contributes from other nearby active faults onto the observed velocity gradient we use a block modeling approach. Our models show that the inferred slip-rates on the two analyzed structures are strongly impacted by the assumed locking width of the Calabrian subduction thrust. In order to frame the observed local deformation features within the present- day central Mediterranean kinematics we realyze a statistical analysis testing the indipendent motion (w.r.t. the African and Eurasias plates) of the Adriatic, Cal- abrian and Sicilian blocks. Our preferred model confirms a microplate like behaviour for all the investigated blocks. Within these kinematic boundary conditions we fur- ther investigate the Calabrian Slab interface geometry using a combined approach of block modeling and χ2ν statistic. Almost no information is obtained using only the horizontal GPS velocities that prove to be a not sufficient dataset for a multi-parametric inversion approach. Trying to stronger constrain the slab geometry we estimate the predicted vertical velocities performing suites of forward models of elastic dislocations varying the fault locking depth. Comparison with the observed field suggest a maximum resolved locking depth of 25 km.

Influence of spatial constraints in non-crystalline regions on the polymer dynamics in semi-crystalline polyethylene: a solid state NMR study

A broad variety of solid state NMR techniques were used to investigate the chain dynamics in several polyethylene (PE) samples, including ultrahigh molecular weight PEs (UHMW-PEs) and low molecular weight PEs (LMW-PEs). Via changing the processing history, i.e. melt/solution crystallization and drawing processes, these samples gain different morphologies, leading to different molecular dynamics. Due to the long chain nature, the molecular dynamics of polyethylene can be distinguished in local fluctuation and long range motion. With the help of NMR these different kinds of molecular dynamics can be monitored separately. In this work the local chain dynamics in non-crystalline regions of polyethylene samples was investigated via measuring 1H-13C heteronuclear dipolar coupling and 13C chemical shift anisotropy (CSA). By analyzing the motionally averaged 1H-13C heteronuclear dipolar coupling and 13C CSA, the information about the local anisotropy and geometry of motion was obtained. Taking advantage of the big difference of the 13C T1 relaxation time in crystalline and non-crystalline regions of PEs, the 1D 13C MAS exchange experiment was used to investigate the cooperative chain motion between these regions. The different chain organizations in non-crystalline regions were used to explain the relationship between the local fluctuation and the long range motion of the samples. In a simple manner the cooperative chain motion between crystalline and non-crystalline regions of PE results in the experimentally observed diffusive behavior of PE chain. The morphological influences on the diffusion motion have been discussed. The morphological factors include lamellar thickness, chain organization in non-crystalline regions and chain entanglements. Thermodynamics of the diffusion motion in melt and solution crystallized UHMW-PEs is discussed, revealing entropy-controlled features of the chain diffusion in PE. This thermodynamic consideration explains the counterintuitive relationship between the local fluctuation and the long range motion of the samples. Using the chain diffusion coefficient, the rates of jump motion in crystals of the melt crystallized PE have been calculated. A concept of "effective" jump motion has been proposed to explain the difference between the values derived from the chain diffusion coefficients and those in literatures. The observations of this thesis give a clear demonstration of the strong relationship between the sample morphology and chain dynamics. The sample morphologies governed by the processing history lead to different spatial constraints for the molecular chains, leading to different features of the local and long range chain dynamics. The knowledge of the morphological influence on the microscopic chain motion has many implications in our understanding of the alpha-relaxation process in PE and the related phenomena such as crystal thickening, drawability of PE, the easy creep of PE fiber, etc.

Photoinduced electronic transitions and leakage correlation to defects/dislocations in GaN heterostructures

III-nitride materials are very promising for high speed electronics/optical applications but still suffer in performance due to problems during high quality epitaxial growth, evolution of dislocation and defects, less understanding of fundamental physics of materials/processing of devices etc. This thesis mainly focus on GaN based heterostructures to understand the metal-semiconductor interface properties, 2DE(H)G influence on electrical and optical properties, and deep level states in GaN and InAlN, InGaN materials. The detailed electrical characterizations have been employed on Schottky diodes at GaN and InAl(Ga)N/GaN heterostructures in order to understand the metal-semiconductor interface related properties in these materials. I have observed the occurrence of Schottky barrier inhomogenity, role of dislocations in terms of leakage and creating electrically active defect states within energy gap of materials. Deep level transient spectroscopy method is employed on GaN, InAlN and InGaN materials and several defect levels have been observed related to majority and minority carriers. In fact, some defects have been found common in characteristics in ternary layers and GaN layer which indicates that those defect levels are from similar origin, most probably due to Ga/N vacancy in GaN/heterostructures. The role of structural defects, roughness has been extensively understood in terms of enhancing the reverse leakage current, suppressing the mobility in InAlN/AlN/GaN based high electron mobility transistor (HEMT) structures which are identified as key issues for GaN technology. Optical spectroscopy methods have been employed to understand materials quality, sub band and defect related transitions and compared with electrical characterizations. The observation of 2DEG sub band related absorption/emission in optical spectra have been identified and proposed for first time in nitride based polar heterostructures, which is well supported with simulation results. In addition, metal-semiconductor-metal (MSM)-InAl(Ga)N/GaN based photodetector structures have been fabricated and proposed for achieving high efficient optoelectronics devices in future.

Studio di leds con diverse densita di dislocazioni tramite l'analisi del coefficiente di poole-frenkel

E' stato considerato un High-Dislocation Density Light Emitting Diode (HDD LED)ed è stato analizzato l'andamento di corrente a varie temperature. Dai risultati ottenuti è stato possibile ricavare il coefficiente di Poole-Frenkel, e da esso risalire alla densità di dislocazioni del dispositivo.

Per un atlante dei castelli dell’Emilia Romagna: Rubiera, Salvaterra, Dinazzano e la difesa del confine orientale

Il lavoro è stato strutturato in due parti distinte. La prima riguarda il riordino delle informazioni contenute nella Banca Dati sui Castelli dell’Emilia Romagna ultimata nel 2004, arricchendo le informazioni con nuove fonti sia edite che inedite e fotografie, mettendo poi tutti i dati online sul sito Geologia Storia Turismo della Regione Emilia Romagna. La seconda parte ha riguardato invece l’analisi dell’area reggiana e, in particolare, di tre castelli: Rubiera, Salvaterra e Dinazzano che, a partire dalla fine del XII secolo, hanno costituito quella che è stata definita la Cintura sul Secchia, una vera e propria catena difensiva costruita dal comune di Reggio Emilia a protezione del suo confine orientale, quello con Modena. Nella prima parte si è predisposto l’avvio di un Atlante dei castelli esistenti e scomparsi dell’Emilia Romagna, strutturato provincia per provincia, con corredo di piante e grafici che indicano la consistenza del fenomeno nelle diverse aree della Regione; poi, per l’area reggiana, si è completata la disamina con una serie di grafici che mettono in luce la dislocazione per aree, la localizzazione sicura dei castelli in rapporto alla loro condizione attuale e la densità per aree del fenomeno. Infine si sono inserite informazioni ricavate da materiale inedito per verificare possibili sviluppi della Banca Dati. La seconda parte ha ricostruito non solo le vicende storico-costruttive dei castelli di Rubiera, Salvaterra e Dinazzano, ma ha approfondito anche la genesi e l’evoluzione di questo progetto di difesa territoriale: studiare questo progetto significa capire come il comune di Reggio Emilia, nell’arco di oltre un secolo, ha governato i propri castelli, come ne ha organizzato la difesa e la manutenzione e come ne ha progettato il popolamento.

Copper and zinc stable isotope ratios as tracers of biogeochemical processes, sources and transport of Cu and Zn in soils

Copper and Zn are essential micronutrients for plants, animals, and humans; however, they may also be pollutants if they occur at high concentrations in soil. Therefore, knowledge of Cu and Zn cycling in soils is required both for guaranteeing proper nutrition and to control possible risks arising from pollution.rnThe overall objective of my study was to test if Cu and Zn stable isotope ratios can be used to investigate into the biogeochemistry, source and transport of these metals in soils. The use of stable isotope ratios might be especially suitable to trace long-term processes occurring during soil genesis and transport of pollutants through the soil. In detail, I aimed to answer the questions, whether (1) Cu stable isotopes are fractionated during complexation with humic acid, (2) 65Cu values can be a tracer for soil genetic processes in redoximorphic soils (3) 65Cu values can help to understand soil genetic processes under oxic weathering conditions, and (4) 65Cu and 66Zn values can act as tracers of sources and transport of Cu and Zn in polluted soils.rnTo answer these questions, I ran adsorption experiments at different pH values in the laboratory and modelled Cu adsorption to humic acid. Furthermore, eight soils were sampled representing different redox and weathering regimes of which two were influenced by stagnic water, two by groundwater, two by oxic weathering (Cambisols), and two by podzolation. In all horizons of these soils, I determined selected basic soil properties, partitioned Cu into seven operationally defined fractions and determined Cu concentrations and Cu isotope ratios (65Cu values). Finally, three additional soils were sampled along a deposition gradient at different distances to a Cu smelter in Slovakia and analyzed together with bedrock and waste material from the smelter for selected basic soil properties, Cu and Zn concentrations and 65Cu and 66Zn values.rnMy results demonstrated that (1) Copper was fractionated during adsorption on humic acid resulting in an isotope fractionation between the immobilized humic acid and the solution (65CuIHA-solution) of 0.26 ± 0.11‰ (2SD) and that the extent of fractionation was independent of pH and involved functional groups of the humic acid. (2) Soil genesis and plant cycling causes measurable Cu isotope fractionation in hydromorphic soils. The results suggested that an increasing number of redox cycles depleted 63Cu with increasing depth resulting in heavier 65Cu values. (3) Organic horizons usually had isotopically lighter Cu than mineral soils presumably because of the preferred uptake and recycling of 63Cu by plants. (4) In a strongly developed Podzol, eluviation zones had lighter and illuviation zones heavier 65Cu values because of the higher stability of organo-65Cu complexes compared to organo-63Cu complexes. In the Cambisols and a little developed Podzol, oxic weathering caused increasingly lighter 65Cu values with increasing depth, resulting in the opposite depth trend as in redoximorphic soils, because of the preferential vertical transport of 63Cu. (5) The 66Zn values were fractionated during the smelting process and isotopically light Zn was emitted allowing source identification of Zn pollution while 65Cu values were unaffected by the smelting and Cu emissions isotopically indistinguishable from soil. The 65Cu values in polluted soils became lighter down to a depth of 0.4 m indicating isotope fractionation during transport and a transport depth of 0.4 m in 60 years. 66Zn values had an opposite depth trend becoming heavier with depth because of fractionation by plant cycling, speciation changes, and mixing of native and smelter-derived Zn. rnCopper showed measurable isotope fractionation of approximately 1‰ in unpolluted soils, allowing to draw conclusions on plant cycling, transport, and redox processes occurring during soil genesis and 65Cu and 66Zn values in contaminated soils allow for conclusions on sources (in my study only possible for Zn), biogeochemical behavior, and depth of dislocation of Cu and Zn pollution in soil. I conclude that stable Cu and Zn isotope ratios are a suitable novel tool to trace long-term processes in soils which are difficult to assess otherwise.rn

Nanoscale surface properties and interaction with fundamental biomolecules of chlorite and phlogopite

The surface properties of minerals have important implications in geology, environment, industry and biotechnology and for certain aspects in the research on the origin of life. This research project aims to widen the knowledge on the nanoscale surface properties of chlorite and phlogopite by means of advanced methodologies, and also to investigate the interaction of fundamental biomolecules, such as nucleotides, RNA, DNA and amino acid glycine with the surface of the selected phyllosilicates. Multiple advanced and complex experimental approaches based on scanning probe microscopy and spatially resolved spectroscopy were used and in some cases specifically developed. The results demonstrate that chlorite exposes at the surface atomically flat terraces with 0.5 nm steps typically generated by the fragmentation of the octahedral sheet of the interlayer (brucitic-type). This fragmentation at the nanoscale generates a high anisotropy and inhomogeneity with surface type and isomorphous cationic substitutions determining variations of the effective surface potential difference, ranging between 50-100 mV and 400-500 mV, when measured in air, between the TOT surface and the interlayer brucitic sheet. The surface potential was ascribed to be the driving force of the observed high affinity of the surface with the fundamental biomolecules, like single molecules of nucleotides, DNA, RNA and amino acids. Phlogopite was also observed to present an extended atomically flat surface, featuring negative surface potential values of some hundreds of millivolts and no significant local variations. Phlogopite surface was sometimes observed to present curvature features that may be ascribed to local substitutions of the interlayer cations or the presence of a crystal lattice mismatch or structural defects, such as stacking faults or dislocation loops. Surface chemistry was found similar to the bulk. The study of the interaction with nucleotides and glycine revealed a lower affinity with respect to the brucite-like surface of chlorite.