Optical Microring Resonators based on ion-implanted LiNbO3 ridge waveguides

The growing interest for Integrated Optics for sensing, telecommunications and even electronics is driving research to find solutions to the new challenges issued by a more and more fast, connected and smart world. This thesis deals with the design, the fabrication and the characterisation of the first prototypes of Microring Resonators realised using ion implanted Lithium Niobate (LiNbO3) ridge waveguides. Optical Resonator is one among the most important devices for all tasks described above. LiNbO3 is the substrate commonly used to fabricate optical modulators thanks to its electro-optic characteristics. Since it is produced in high quantity, good quality and large wafers its price is low compared to other electro-optic substrate. We propose to use ion implantation as fabrication technology because in the other way standard optical waveguides realised in LiNbO3 by Proton Exchange (PE) or metal diffusion do not allow small bending radii, which are necessary to keep the circuit footprint small. We will show in fact that this approach allows to fabricate waveguides on Lithium Niobate that are better than PE or metal diffused waveguides as it allows smaller size devices and tailoring of the refractive index profile controlling the implantation parameters. Moreover, we will show that the ridge technology based on enhanced etching rate via ion implantation produces a waveguide with roughness lower than a dry etched one. Finally it has been assessed a complete technological process for fabrication of Microring Resonator devices in Lithium Niobate by ion implantation and the first prototypes have been produced.

Lineare und nichtlineare dielektrische Spektroskopie am Relaxor-Ferroelektrikum Bleimagnesiumniobat

Relaxor-Ferroelektrika sind wegen ihrer möglichen technischen Anwendungen und vom Standpunkt der Grundlagenforschung als Beispiel für ungeordnete Systeme von wissenschaftlichem Interesse. Trotz zahlreicher experimenteller Untersuchungen sind die mikroskopischen Ursachen ihrer Eigenschaften aber nach wie vor ungeklärt. Im Rahmen dieser Arbeit wurde das Relaxor-Ferroelektrikum Bleimagnesiumniobat-Bleititanat (PMN-10PT) mittels linearer und nichtlinearer dielektrischer Spektroskopie untersucht. Durch Anregung mit starken elektrischen Wechselfeldern konnten mit der Methode des nichtresonanten dielektrischen Lochbrennens frequenzselektiv einzelne spektrale Bereiche aus dem verbreiterten Relaxationsspektrum herausgegriffen und deren Rückrelaxation separat verfolgt werden. Die experimentellen Ergebnisse zeigten, daß eine langlebige dynamische Heterogenität der dipolaren Reorientierung existiert. Durch ihr ausgeprägt nichtergodisches Verhalten zeigen Relaxor-Ferroelektrika starke Alterungseffekte. Die Untersuchung des Alterungsverhaltens der dielektrischen Suszeptibilität zeigte, daß ein Gedächtnis für die bei einer Alterungstemperatur eingenommene Konfiguration bestehen bleibt, sofern die Temperatur nach einer unvollständigen isothermen Alterung nur um einige Grad abgesenkt oder erhöht wurde.Außerdem wurde die induzierte Polarisation bei stochastischen dielektrischen Anregungen mit elektrischen Feldern, die in sehr guter Näherung ein weißes Rauschen darstellten, untersucht. Über die Bildung der Kreuzkorrelationsfunktion zwischen Feld und Polarisation konnte die Impulsantwortfunktion des Systems berechnet werden.Die experimentellen Ergebnisse am Relaxor-Ferroelektrikum PMN-10PT können sehr gut mit einem Modell eines ungeordneten Ferroelektrikums erklärt werden, dessen Domänenwände unordnungsbedingt an sogenannten Pinning-Zentren festhaften.

Metal-oxide film and photonic structures for integrated device applications

The application of photonic crystal technology on metal-oxide film is a very promising field for future optical telecommunication systems. Band gap and polarization effects in lithium niobate (LiNbO3) photonic crystals and bismuth-substituted iron garnets (BiYIG) photonic crystals are investigated in this work reported here. The design and fabrication process are similar for these two materials while the applications are different, involving Bragg filtering in lithium niobate and polarization rotation in nonreciprocal iron garnets. The research of photonic structures in LiNbO3 is of high interest for integrated device application due to its remarkable electro-optical characteristics. This work investigated the photonic band gap in high quality LiNbO3 single crystalline thin film by ion implantation to realize high efficiency narrow bandwidth filters. LiNbO3 thin film detachment by bonding is also demonstrated for optical device integration. One-dimensional Bragg BiYIG waveguides in gyrotropic system are found to have multiple stopbands and evince enhancement of polarization rotation efficiency. Previous photon trapping theory cannot explain the phenomena because of the presence of linear birefringence. This work is aimed at investigating the mechanism with the support of experiments. The results we obtained show that selective suppression of Bloch states in gyrotropic bandgaps is the key mechanism for the observed phenomena. Finally, the research of ferroelectric single crystal PMN-PT with ultra high piezoelectric coefficient as a biosensor is also reported. This work presents an investigation and results on higher sensitivity effects than conventional materials such as quartz and lithium niobate.

Antireflection coatings optimized for single-cycle THz pulses

We show that a single-layer antireflection coating on a THz source of high refractive index can substantially increase the transmission of emitted THz pulses. Calculations indicate that the optimum coating thickness depends on the exact shape of the generated THz waveform and whether the transmitted waveform is to be optimized for the highest peak (temporal) amplitude, peak spectral amplitude, or pulse energy. We experimentally demonstrate a 15% increase in peak amplitude, a 33% increase in peak spectral amplitude, and a 48% increase in energy for a 100 μm thick fused silica AR coating on a lithium niobate crystal used as THz emitter.

Yellow laser light generation by frequency doubling of the output from a master oscillator fiber power amplifier system

We present a power-scalable approach for yellow laser-light generation based on standard Ytterbium (Yb) doped fibers. To force the cavity to lase at 1154 nm, far above the gain-maximum, measures must be taken to fulfill lasing condition and to suppress competing amplified spontaneous emission (ASE) in the high-gain region. To prove the principle we built a fiber-laser cavity and a fiber-amplifier both at 1154 nm. In between cavity and amplifier we suppressed the ASE by 70 dB using a fiber Bragg grating (FBG) based filter. Finally we demonstrated efficient single pass frequency doubling to 577 nm with a periodically poled lithium niobate crystal (PPLN). With our linearly polarized 1154 nm master oscillator power fiber amplifier (MOFA) system we achieved slope efficiencies of more than 15 % inside the cavity and 24 % with the fiber-amplifier. The frequency doubling followed the predicted optimal efficiency achievable with a PPLN crystal. So far we generated 1.5 W at 1154nm and 90 mW at 577 nm. Our MOFA approach for generation of 1154 nm laser radiation is power-scalable by using multi-stage amplifiers and large mode-area fibers and is therefore very promising for building a high power yellow laser-light source of several tens of Watt.

Analysis and optimization of propagation losses in LiNbO3 optical waveguides produced by swift heavy-ion irradiation

The propagation losses (PL) of lithium niobate optical planar waveguides fabricated by swift heavy-ion irradiation (SHI), an alternative to conventional ion implantation, have been investigated and optimized. For waveguide fabrication, congruently melting LiNbO3 substrates were irradiated with F ions at 20 MeV or 30 MeV and fluences in the range 1013–1014 cm−2. The influence of the temperature and time of post-irradiation annealing treatments has been systematically studied. Optimum propagation losses lower than 0.5 dB/cm have been obtained for both TE and TM modes, after a two-stage annealing treatment at 350 and 375∘C. Possible loss mechanisms are discussed.

Calculation of the spatial distribution of photovoltaic field by arbitrary 2D ilumination patterns en LiNbO3; application to photovoltaic particle trapping.

Patterns of evanescent photovoltaic field induced by illumination on a surface of lithium niobate (LN) have been calculated and compared with the experimental patterns of nano- and microparticles trapped by dielectrophoretic forces. A tool for this calculation has been developed. Calculo de distribución espacial de campo por efecto fotovoltaico con patrones arbitrarios de iluminación, en LiNbO3

Optimization and evaluation in space conditions of multi-GHz optical modulators

Among the different optical modulator technologies available such as polymer, III-V semiconductors, Silicon, the well-known Lithium Niobate (LN) offers the best trade-off in terms of performances, ease of use, and power handling capability [1-9]. The LN technology is still widely deployed within the current high data rate fibre optic communications networks. This technology is also the most mature and guarantees the reliability which is required for space applications [9].In or der to fulfil the target specifications of opto-microwave payloads, an optimization of the design of a Mach-Zehnder (MZ) modulator working at the 1500nm telecom wavelength was performed in the frame of the ESA-ARTES "Multi GigaHertz Optical Modulator" (MGOM) project in order to reach ultra-low optical insertion loss and low effective driving voltage in the Ka band. The selected modulator configuration was the X-cut crystal orientation, associated to high stability Titanium in-diffusion process for the optical waveguide. Starting from an initial modulator configuration exhibiting 9 V drive voltage @ 30 GHz, a complete redesign of the coplanar microwave electrodes was carried out in order to reach a 6 V drive voltage @ 30GHz version. This redesign was associated to an optimization of the interaction between the optical waveguide and the electrodes. Following the optimisation steps, an evaluation program was applied on a lot of 8 identical modulators. A full characterisation was carried out to compare performances, showing small variations between the initial and final functional characteristics. In parallel, two similar modulators were submitted to both gamma (10-100 krad) and proton irradiation (10.109 p/cm²) with minor performance degradation.

Electro y dielectroforesis de nanopartículas por efecto fotovoltaico

El objetivo de esta tesis doctoral es la investigación del nuevo concepto de pinzas fotovoltaicas, es decir, del atrapamiento, ordenación y manipulación de partículas en las estructuras generadas en la superficie de materiales ferroeléctricos mediante campos fotovoltaicos o sus gradientes. Las pinzas fotovoltaicas son una herramienta prometedora para atrapar y mover las partículas en la superficie de un material fotovoltaico de una manera controlada. Para aprovechar esta nueva técnica es necesario conocer con precisión el campo eléctrico creado por una iluminación específica en la superficie del cristal y por encima de ella. Este objetivo se ha dividido en una serie de etapas que se describen a continuación. La primera etapa consistió en la modelización del campo fotovoltaico generado por iluminación no homogénea en substratos y guías de onda de acuerdo al modelo de un centro. En la segunda etapa se estudiaron los campos y fuerzas electroforéticas y dielectroforéticas que aparecen sobre la superficie de substratos iluminados inhomogéneamente. En la tercera etapa se estudiaron sus efectos sobre micropartículas y nanopartículas, en particular se estudió el atrapamiento superficial determinando las condiciones que permiten el aprovechamiento como pinzas fotovoltaicas. En la cuarta y última etapa se estudiaron las configuraciones más eficientes en cuanto a resolución espacial. Se trabajó con distintos patrones de iluminación inhomogénea, proponiéndose patrones de iluminación al equipo experimental. Para alcanzar estos objetivos se han desarrollado herramientas de cálculo con las cuales obtenemos temporalmente todas las magnitudes que intervienen en el problema. Con estas herramientas podemos abstraernos de los complicados mecanismos de atrapamiento y a partir de un patrón de luz obtener el atrapamiento. Todo el trabajo realizado se ha llevado a cabo en dos configuraciones del cristal, en corte X ( superficie de atrapamiento paralela al eje óptico) y corte Z ( superficie de atrapamiento perpendicular al eje óptico). Se ha profundizado en la interpretación de las diferencias en los resultados según la configuración del cristal. Todas las simulaciones y experimentos se han realizado utilizando como soporte un mismo material, el niobato de litio, LiNbO3, con el f n de facilitar la comparación de los resultados. Este hecho no ha supuesto una limitación en los resultados pues los modelos no se limitan a este material. Con respecto a la estructura del trabajo, este se divide en tres partes diferenciadas que son: la introducción (I), la modelización del atrapamiento electroforético y dielectroforético (II) y las simulaciones numéricas y comparación con experimentos (III). En la primera parte se fijan las bases sobre las que se sustentarán el resto de las partes. Se describen los efectos electromagnéticos y ópticos a los que se hará referencia en el resto de los capítulos, ya sea por ser necesarios para describir los experimentos o, en otros casos, para dejar constancia de la no aparición de estos efectos para el caso en que nos ocupa y justificar la simplificación que en muchos casos se hace del problema. En esta parte, se describe principalmente el atrapamiento electroforético y dielectroforético, el efecto fotovoltaico y las propiedades del niobato de litio por ser el material que utilizaremos en experimentos y simulaciones. Así mismo, como no debe faltar en ninguna investigación, se ha analizado el state of the art, revisando lo que otros científicos del campo en el que estamos trabajando han realizado y escrito con el fin de que nos sirva de cimiento a la investigación. Con el capítulo 3 finalizamos esta primera parte describiendo las técnicas experimentales que hoy en día se están utilizando en los laboratorios para realizar el atrapamiento de partículas mediante el efecto fotovoltaico, ya que obtendremos ligeras diferencias en los resultados según la técnica de atrapamiento que se utilice. En la parte I I , dedicada a la modelización del atrapamiento, empezaremos con el capítulo 4 donde modelizaremos el campo eléctrico interno de la muestra, para a continuación modelizar el campo eléctrico, los potenciales y las fuerzas externas a la muestra. En capítulo 5 presentaremos un modelo sencillo para comprender el problema que nos aborda, al que llamamos Modelo Estacionario de Separación de Carga. Este modelo da muy buenos resultados a pesar de su sencillez. Pasamos al capítulo 6 donde discretizaremos las ecuaciones que intervienen en la física interna de la muestra mediante el método de las diferencias finitas, desarrollando el Modelo de Distribución de Carga Espacial. Para terminar esta parte, en el capítulo 8 abordamos la programación de las modelizaciones presentadas en los anteriores capítulos con el fn de dotarnos de herramientas para realizar las simulaciones de una manera rápida. En la última parte, III, presentaremos los resultados de las simulaciones numéricas realizadas con las herramientas desarrolladas y comparemos sus resultados con los experimentales. Fácilmente podremos comparar los resultados en las dos configuraciones del cristal, en corte X y corte Z. Finalizaremos con un último capítulo dedicado a las conclusiones, donde resumiremos los resultados que se han ido obteniendo en cada apartado desarrollado y daremos una visión conjunta de la investigación realizada. ABSTRACT The aim of this thesis is the research of the new concept of photovoltaic or optoelectronic tweezers, i.e., trapping, management and manipulation of particles in structures generated by photovoltaic felds or gradients on the surface of ferroelectric materials. Photovoltaic tweezers are a promising tool to trap and move the particles on the surface of a photovoltaic material in a monitored way. To take advantage of this new technique is necessary to know accurately the electric field created by a specifc illumination in the crystal surface and above it. For this purpose, the work was divided into the stages described below. The first stage consisted of modeling the photovoltaic field generated by inhomogeneous illumination in substrates and waveguides according to the one-center model. In the second stage, electrophoretic and dielectrophoretic fields and forces appearing on the surface of substrates and waveguides illuminated inhomogeneously were studied. In the third stage, the study of its effects on microparticles and nanoparticles took place. In particular, the trapping surface was studied identifying the conditions that allow its use as photovoltaic tweezers. In the fourth and fnal stage the most efficient configurations in terms of spatial resolution were studied. Different patterns of inhomogeneous illumination were tested, proposing lightning patterns to the laboratory team. To achieve these objectives calculation tools were developed to get all magnitudes temporarily involved in the problem . With these tools, the complex mechanisms of trapping can be simplified, obtaining the trapping pattern from a light pattern. All research was carried out in two configurations of crystal; in X section (trapping surface parallel to the optical axis) and Z section (trapping surface perpendicular to the optical axis). The differences in the results depending on the configuration of the crystal were deeply studied. All simulations and experiments were made using the same material as support, lithium niobate, LiNbO3, to facilitate the comparison of results. This fact does not mean a limitation in the results since the models are not limited to this material. Regarding the structure of this work, it is divided into three clearly differentiated sections, namely: Introduction (I), Electrophoretic and Dielectrophoretic Capture Modeling (II) and Numerical Simulations and Comparison Experiments (III). The frst section sets the foundations on which the rest of the sections will be based on. Electromagnetic and optical effects that will be referred in the remaining chapters are described, either as being necessary to explain experiments or, in other cases, to note the non-appearance of these effects for the present case and justify the simplification of the problem that is made in many cases. This section mainly describes the electrophoretic and dielectrophoretic trapping, the photovoltaic effect and the properties of lithium niobate as the material to use in experiments and simulations. Likewise, as required in this kind of researches, the state of the art have been analyzed, reviewing what other scientists working in this field have made and written so that serve as a foundation for research. With chapter 3 the first section finalizes describing the experimental techniques that are currently being used in laboratories for trapping particles by the photovoltaic effect, because according to the trapping technique in use we will get slightly different results. The section I I , which is dedicated to the trapping modeling, begins with Chapter 4 where the internal electric field of the sample is modeled, to continue modeling the electric field, potential and forces that are external to the sample. Chapter 5 presents a simple model to understand the problem addressed by us, which is called Steady-State Charge Separation Model. This model gives very good results despite its simplicity. In chapter 6 the equations involved in the internal physics of the sample are discretized by the finite difference method, which is developed in the Spatial Charge Distribution Model. To end this section, chapter 8 is dedicated to program the models presented in the previous chapters in order to provide us with tools to perform simulations in a fast way. In the last section, III, the results of numerical simulations with the developed tools are presented and compared with the experimental results. We can easily compare outcomes in the two configurations of the crystal, in section X and section Z. The final chapter collects the conclusions, summarizing the results that were obtained in previous sections and giving an overview of the research.

Die mineralien der südnorwegischen granitpegmatitgänge. I.-

Udgivet for Fridtjof Nansens fond.

Structural evolution in a hydrothermal reaction between Nb2O5 and NaOH solution: From Nb2O5 grains to microporous Na2Nb2O6 center dot(2)/3H2O fibers and NaNbO3 cubes

Niobium pentoxide reacts actively with concentrate NaOH solution under hydrothermal conditions at as low as 120 degrees C. The reaction ruptures the corner-sharing of NbO7 decahedra and NbO6 octahedra in the reactant Nb2O5, yielding various niobates, and the structure and composition of the niobates depend on the reaction temperature and time. The morphological evolution of the solid products in the reaction at 180 degrees C is monitored via SEM: the fine Nb2O5 powder aggregates first to irregular bars, and then niobate fibers with an aspect ratio of hundreds form. The fibers are microporous molecular sieve with a monoclinic lattice, Na2Nb2O6 center dot(2)/3H2O. The fibers are a metastable intermediate of this reaction, and they completely convert to the final product NaNbO3 Cubes in the prolonged reaction of 1 h. This study demonstrates that by carefully optimizing the reaction condition, we can selectively fabricate niobate structures of high purity, including the delicate microporous fibers, through a direct reaction between concentrated NaOH solution and Nb2O5. This synthesis route is simple and suitable for the large-scale production of the fibers. The reaction first yields poorly crystallized niobates consisting of edge-sharing NbO6 octahedra, and then the microporous fibers crystallize and grow by assembling NbO6 octahedra or clusters of NbO6 octahedra and NaO6 units. Thus, the selection of the fibril or cubic product is achieved by control of reaction kinetics. Finally, niobates with different structures exhibit remarkable differences in light absorption and photoluminescence properties. Therefore, this study is of importance for developing new functional materials by the wet-chemistry process.

Optimisation of microstructured waveguides in z-cut LiNbO3 crystals

We present a practical approach to the numerical optimisation of the guiding properties of buried microstructured waveguides, which can be fabricated in a z-cut lithium niobate (LiNbO3) crystal by the method of direct femtosecond laser inscription. We demonstrate the possibility to extend the spectral range of low-loss operation of the waveguide into the mid-infrared region beyond 3um.

Highly efficient SHG at 561 nm using a QD laser and a PPLN waveguide

Compact CW lasers in the visible spectral region are of great importance for vast number of applications including biophotonics, photomedicine, spectroscopy and confocal microscopy. Currently, commercially available lasers of this spectral region are bulky, expensive and inconvenient in use. Also, there is a lack of diode lasers emitting in the visible spectral range, particularly in the yellow region, where a range of important fluorescent probes are optimally excited. An attractive way to realize a compact yellow laser source is second harmonic generation (SHG) in a periodically poled nonlinear crystal containing a waveguide which allows high-efficient frequency conversion even at moderate power level. In this respect, periodically poled lithium niobate (PPLN) waveguided crystal is one of the best candidates for efficient SHG. In recent years, the progress made with the fabrication of good quality waveguides in PPLN crystals in combination with availability of low-cost, good quality semiconductor diode lasers, offering the coverage of a broad spectral range between 1 µm and 1.3 µm, allows compact CW laser sources in the visible spectral region to be realized.

Microstructured waveguides in z-cut LiNbO3 by high-repetition rate direct femtosecond laser inscription

We report on the operational parameters that are required to fabricate buried, microstructured waveguides in a z-cut lithium niobate crystal by the method of direct femtosecond laser inscription using a highrepetition-rate, chirped-pulse oscillator system. Refractive index contrasts as high as −0.0127 have been achieved for individual modification tracks. The results pave the way for developing microstructured WGs with low-loss operation across a wide spectral range, extending into the mid-infrared region up to the end of the transparency range of the host material.

Control of the properties of micro-structured waveguides in LiNbO3 fabricated by direct femtosecond laser inscription

This paper reports on buried waveguides fabricated in lithium niobate (LN) by the method of direct femtosecond (fs) laser inscription. 5% MgO doped LiNbO3 was chosen as the host material because of its high quality and damage threshold, as well as relatively low cost. Direct fs inscription by astigmatically shaped beam in crystals usually produces multiple 'smooth' tracks (with reduced refractive index), which encircle the light guiding 'core', thus creating a depressed cladding WG. A high-repetition rate fs laser system was used for inscription at a depth of approximately 500 μm. Using numerical modelling, it was demonstrated that the properties of fs-written WGs can be controlled by the WG geometry. Buried, depressed-cladding WGs in LN host with circular cross-section were also demonstrated. Combining control over the WG dispersion with quasi-phase matching will allow various ultralow-pump-power, highly-efficient, nonlinear light-guiding devices - all in an integrated optics format.