Reorganization plan no. 1 of 1961 (SEC) : Hearing before a subcommittee of the Committee on Banking and Currency, United States Senate, Eighty-seventh Congress, first session, on Reorganization plan no. 1 of 1961, prepared in accordance with the Reorganization act of 1949, as amended, and providing for reorganization in the Securities and Exchange Commission. June 2, 1961.

Mode of access: Internet.

Nominations of Mary Schapiro, Christina D. Romer, Austan D. Goolsbee, Cecilia E. Rouse, and Daniel K. Tarullo : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on nominations of Mary Schapiro, of New York, chairman-designate, Securities and Exchange Commission; Christina D. Romer, of California, chairman-designate, Council of Economic Advisors; Austan D. Goolsbee, of Illinois, member-designate, Council of Economic Advisors; Cecilia E. Rouse, of New Jersey, member-designate, Council of Economic Advisors; Daniel K. Tarullo, of Maryland, member-designate, Board of Governors of the Federal Reserve System, January 15, 2009.

Shipping list no.: 2009-0407-P.

Progress of the study of investment trusts and investment companies made by the Securities and exchange commission, pursuant to section 30 of the Public utility holding company act of 1935.

Mode of access: Internet.

Investment trusts and investment companies : report of the Securities and Exchange Commission : pursuant to section 30 of the Public Utility Holding Company Act of 1935

Issued also in the congressional series under title: Investment trusts and investment companies : letter from the chairman of the Securities and Exchange Commission transmitting, pursuant to law, a report .

Reorganization plan no. 10 of 1950 : providing for reorganizations in the Securities and Exchange Commission : report.

Also in Congressional serial volume 11368.

Directory of companies required to file annual reports with the Securities and Exchange Commission under the Securites Exchange Act of 1934, alphabetically and by industry groups.

Report year irregular.

A study of mutual funds : prepared for the Securities and Exchange Commission. Report of the Committee on Interstate and Foreign Commerce, pursuant to section 136 of the Legislative reorganization act of 1946, Public law 601, 79th Congress, and House Resolution 108, 87th Congress.

Mode of access: Internet.

Report of the Public Utilities Division to the Securities and Exchange Commission with respect to the holding company system of the Commonwealth & Southern Corporation and its subsidiary companies, as to compliance with section 11(b) of the Public Utility Holding Company Act of 1935.

"File no. 59-8."

Directory of companies filing annual reports with the Securities and Exchange Commission under the Securities Exchange Act of 1934.

Mode of access: Internet.

Directory of companies filing annual reports with the Securities and Exchange Commission under the Securities Exchange Act of 1934.

Mode of access: Internet.

Report of the Public Utilities Division to the Securities and Exchange Commission with respect to Northern New England Company and New England Public Service Company as to compliance with section 11(b)(2) of the Public Utility Holding Act of 1935.

"File no. 59-15."

Annual report of the Securities and Exchange Commission.

Reports cover fiscal years.

Urgent supplemental appropriations for 1935 : hearing before the subcommittee of House Committee on Appropriations in charge of deficiency appropriations. Seventy-fourth Congress, first session. Federal Communications Commission, National Mediation Board, National Railroad Adjustment Board, Securities and Exchange Commission.

Mode of access: Internet.

Stock markets : information vendors need SEC oversight to control automation risks : report to the Chairman, Securities and Exhange Commission /

"B-246404"--P. 1.

Devoirs et responsabilités des administrateurs d’entreprises d’investissement : les récentes précisions de la Securities and Exchange Commission

La Securities and Exchange Commission a proposé au cours de l’été 2008 un guide permettant aux conseils d’administration des entreprises d’investissement d’appréhender plus complètement les devoirs qui s’imposent à eux dans la gestion – dans le meilleur intérêt des investisseurs – de leurs sociétés. Bien que n’entrainant pas de contraintes nouvelles, cette position de l’autorité boursière américaine rappelle non seulement les multiples obligations qui pèsent sur les administrateurs dans leur contrôle des conseillers en investissements, notamment en matière de « best execution » et de « soft dollars », mais encore que ce sont (encore et toujours) les conflits d’intérêts qui demeurent au centre des préoccupations.