All in Good Time: Exploring Change in Neanderthal Behavioural Complexity

Since their discovery 150 years ago, Neanderthals have been considered incapable of behavioural change and innovation. Traditional synchronic approaches to the study of Neanderthal behaviour have perpetuated this view and shaped our understanding of their lifeways and eventual extinction. In this thesis I implement an innovative diachronic approach to the analysis of Neanderthal faunal extraction, technology and symbolic behaviour as contained in the archaeological record of the critical period between 80,000 and 30,000 years BP. The thesis demonstrates patterns of change in Neanderthal behaviour which are at odds with traditional perspectives and which are consistent with an interpretation of increasing behavioural complexity over time, an idea that has been suggested but never thoroughly explored in Neanderthal archaeology. Demonstrating an increase in behavioural complexity in Neanderthals provides much needed new data with which to fuel the debate over the behavioural capacities of Neanderthals and the first appearance of Modern Human Behaviour in Europe. It supports the notion that Neanderthal populations were active agents of behavioural innovation prior to the arrival of Anatomically Modern Humans in Europe and, ultimately, that they produced an early Upper Palaeolithic cultural assemblage (the Châtelperronian) independent of modern humans. Overall, this thesis provides an initial step towards the development of a quantitative approach to measuring behavioural complexity which provides fresh insights into the cognitive and behavioural capabilities of Neanderthals.

Exploring Change in Neanderthal Behavioural Complexity: An Innovative Approach to the Study of Neanderthal Behaviour

Diachronic approaches provide potential for a more sophisticated framework within which to examine change in Neanderthal behavioural complexity using archaeological proxies such as symbolic artefacts, faunal assemblages and technology. Analysis of the temporal appearance and distribution of such artefacts and assemblages provide the basis for identifying changes in Neanderthal behavioural complexity in terms of symbolism, faunal extraction and technology respectively. Although changes in technology and faunal extraction were examined in the wider study, only the results of the symbolic study are presented below to illustrate the potential of the approach.

Neanderthal (Mousterian) man / by Oliver C. Farrington -- and Henry Field --.

no.11(1929)

A Neanderthal Lower Incisor from Cova del Gegant (Sitges, Barcelona, Spain)

Cova del Gegant is located near the city of Sitges (Barcelona, Spain). The cave is a small karst system which contains Upper Pleistocene archaeological and paleontological material (DauRa et al., 2005). The site was first excavated in 1954 and then in 1972 and 1974- (Viñas, 1972; Viñas & Villalta, 1975) and in 1985 and 1989 (maRtínez et al., 1985; moRa, 1988; maRtínez et al., 1990). Finally, in 2007, Grup de Recerca del Quaternari has restarted the archaeological research at Cova del Gegant (DauRa, 2008; DauRa et al., 2010). A human mandible was recovered during the first field season in 1954 and was recently published by DauRa et al. (2005). In the present study, we describe a new human tooth (left I2) that appeared, like the mandible, in a revision of the faunal material recovered from the site in 1974-1975. The specimen preserves the entire crown and the cervical two thirds of the root (Figure 1). The lack of the root apex makes it difficult to determine if the tooth was fully developed at the time of death. However, CT analysis reveals a pulp cavity that could be still open, suggesting root formation was incomplete. The specimen shows only slight dental wear corresponding to stage 2 of Molnar (1971 en Hillson, 1996). Morphologically, the crown shows slight shovelling and a lingual tubercle and appears similar to Neandertal incisors. Standard crown measurements (buccolingual diameter=7.7 mm; mesiodistal diameter= 7.3 mm) (Figure 2) suggest a fairly large tooth, particularly in the BL dimension, again resembling Neandertals in this regard. Discriminant analysis classified the Gegant incisor as Neandertal with a 99.8% posterior probability (Table 2). Association of this tooth with the previously described mandible is considered unlikely given the different ages at death estimated for each. Thus, there appear to be two individuals preserved in the sediments of the Gegant cave, one adult and one subadult (around 8-10 years old).

Der fossile mensch aus dem Neanderthal und sein verhältniss zum alter des menschengeschlechts.

Mode of access: Internet.

Neanderthal admixture in current human populations

In the present body of work two primary subjects have been addressed, both individually and in their correspondence, namely (1) the potential for Neanderthals to have contributed to the Modern Human population, and (2) the genetic diversity of one of the most prehistorically impactful human popuations, the Armenians. The first subject is addressed by assessing 1000 mutations in 384 current humans, particularly for those mutations which appear to derive from the Neanderthal lineage. Additionally, the validity of the Neanderthal sequences themselves is evaluated through alignment analysis of fragementary DNA derived from the Vindija Cave sample. Armenian genetic diversity is analyzed through the autosomal short tandem repeats, y-chromsome single nucleotide polymorphisms, and y-chromosome short tandem repeats. The diversity found indicates that Armenians are a diverse group which has been genetically influenced by the various migrations and invasions which have entered their historic lands. Further, we find evidence that Armenians may be closely associated with the peopling of Europe.

Gruta da figueira brava (Arrabida): Geological setting

Separata do Tomo XXXVIII das Memories da Academia das Ciencias de Lisboa (Classe de Ciencias)

Unexpectedly many extinct hominins.

Recent studies indicate that Neanderthal and Denisova hominins may have been separate species, while debate continues on the status of Homo floresiensis. The decade-long debate between "splitters," who recognize over 20 hominin species, and "lumpers," who maintain that all these fossils belong to just a few lineages, illustrates that we do not know how many extinct hominin species to expect. Here, we present probability distributions for the number of speciation events and the number of contemporary species along a branch of a phylogeny. With estimates of hominin speciation and extincton rates, we then show that the expected total number of extinct hominin species is 8, but may be as high as 27. We also show that it is highly unlikely that three very recent species disappeared due to natural, background extinction. This may indicate that human-like remains are too easily considered distinct species. Otherwise, the evidence suggesting that Neanderthal and the Denisova hominin represent distinct species implies a recent wave of extinctions, ostensibly driven by the only survivor, H. sapiens.

HUMAN GENOME VARIATIONS AND EVOLUTION WITH A FOCUS ON THE ANALYSIS OF TRANSPOSABLE ELEMENTS

Genome sequence varies in numerous ways among individuals although the gross architecture is fixed for all humans. Retrotransposons create one of the most abundant structural variants in the human genome and are divided in many families, with certain members in some families, e.g., L1, Alu, SVA, and HERV-K, remaining active for transposition. Along with other types of genomic variants, retrotransponson-derived variants contribute to the whole spectrum of genome variants in humans. With the advancement of sequencing techniques, many human genomes are being sequenced at the individual level, fueling the comparative research on these variants among individuals. In this thesis, the evolution and functional impact of structural variations is examined primarily focusing on retrotransposons in the context of human evolution. The thesis comprises of three different studies on the topics that are presented in three data chapters. First, the recent evolution of all human specific AluYb members, representing the second most active subfamily of Alus, was tracked to identify their source/master copy using a novel approach. All human-specific AluYb elements from the reference genome were extracted, aligned with one another to construct clusters of similar copies and each cluster was analyzed to generate the evolutionary relationship between the members of the cluster. The approach resulted in identification of one major driver copy of all human specific Yb8 and the source copy of the Yb9 lineage. Three new subfamilies within the AluYb family – Yb8a1, Yb10 and Yb11 were also identified, with Yb11 being the youngest and most polymorphic. Second, an attempt to construct a relation between transposable elements (TEs) and tandem repeats (TRs) was made at a genome-wide scale for the first time. Upon sequence comparison, positional cross-checking and other relevant analyses, it was observed that over 20% of all TRs are derived from TEs. This result established the first connection between these two types of repetitive elements, and extends our appreciation for the impact of TEs on genomes. Furthermore, only 6% of these TE-derived TRs follow the already postulated initiation and expansion mechanisms, suggesting that the others are likely to follow a yet-unidentified mechanism. Third, by taking a combination of multiple computational approaches involving all types of genetic variations published so far including transposable elements, the first whole genome sequence of the most recent common ancestor of all modern human populations that diverged into different populations around 125,000-100,000 years ago was constructed. The study shows that the current reference genome sequence is 8.89 million base pairs larger than our common ancestor’s genome, contributed by a whole spectrum of genetic mechanisms. The use of this ancestral reference genome to facilitate the analysis of personal genomes was demonstrated using an example genome and more insightful recent evolutionary analyses involving the Neanderthal genome. The three data chapters presented in this thesis conclude that the tandem repeats and transposable elements are not two entirely distinctly isolated elements as over 20% TRs are actually derived from TEs. Certain subfamilies of TEs themselves are still evolving with the generation of newer subfamilies. The evolutionary analyses of all TEs along with other genomic variants helped to construct the genome sequence of the most recent common ancestor to all modern human populations which provides a better alternative to human reference genome and can be a useful resource for the study of personal genomics, population genetics, human and primate evolution.

Faunal exploitation at the middle paleolithic site Kabazi II(Western Crimea)

Kabazi II est un site de plein air, situé sur la deuxième rangée des Monts de Crimée. Après sa découverte en 1986, les investigations archéologiques effectuées entre 1987 et le milieu des années 90 ont établi que Kabazi II avait auparavant servi de lieu de chasse et d’abattage pour les groupes néanderthaliens de la région. Les études archéozoologiques antérieures (Patou-Mathis 2003, 1999, 2005, 2006a, 2006b) ont déterminé que les stratégies de subsistance des Néanderthaliens du Kabazi II étaient très spécialisées et principalement axées sur la chasse des petits groupes de Equus hydruntinus mais aussi, à l’occasion, sur la chasse d’autres espèces. Ces comportements ont persisté malgré les changements climatiques et technologiques à travers l’histoire d’occupation du site. Cette étude présente l’analyse des assemblages fauniques encore inédits des niveaux II/1,II/2-1, II/2, II/3, II/4, II/5, II/7, II/8, II/9, II/13, II/13A de Kabazi II. Nos résultats sont en accord avec ceux obtenus parles d’études antérieures ; cependant, des différences par rapport à la fonction du site ont été constatées et un lien possible avec Kabazi V, un abri sur roche tout près de Kabazi II, a été établi. On croit que la persistance des activités de subsistance des Néanderthaliens de Kabazi II pendant presque 100 000 ans de présence est due à la polyvalence des ânes asiatiques tels que Equus hydruntinus, au contexte géographique et géologique de la région ainsi qu’aux caractéristiques du site elles-mêmes.

Grotte du Bison : deux chasseurs pour un gibier : analyse archéozoologique de la couche I-J sur le site moustérien de la Grotte du Bison, Arcy-sur-Cure (Yonne, France)

Le site moustérien de la Grotte du Bison est situé au cœur des grottes préhistoriques longeant la rivière de la Cure à Arcy-sur-Cure (Yonne, France). La couche I-J de ce gisement représente une occupation néandertalienne datant de la fin du stade isotopique 4 (MIS 4) et du début du stade 3. Face à l’instabilité du climat durant cette période, les groupes de chasseurs-cueilleurs néandertaliens doivent faire des choix en matière d’acquisition des ressources alimentaires. Le mode de subsistance de ces groupes implique des choix stratégiques de comportements de chasse, de transport et de traitement des carcasses, ainsi que de mobilité de groupe. Quelles sont les stratégies d’exploitation de la faune employées par les Néandertaliens à Arcy-sur-Cure il y a un peu plus de 50 000 ans? Ce mémoire présente une analyse archéozoologique de l’assemblage faunique mis au jour durant la mission de fouilles 2014. Les résultats indiquent que les populations néandertaliennes ont occupé le site de façon saisonnière en alternance avec d’autres animaux carnivores comme l’ours des cavernes et la hyène des cavernes. Les hyènes et les Néandertaliens sont deux potentiels agents accumulateurs d’ossements dans la grotte. Un regard taphonomique sur l’assemblage faunique de la couche I-J suggère que les groupes néandertaliens ont chassé le renne et le cheval, alors que les meutes de hyènes ont accumulé des ossements de bovinés et de chevaux. Les groupes néandertaliens de la Grotte du Bison ont rapporté les carcasses entières de leurs proies sur le site. Ils en ont exploité la viande, la moelle, les peaux, ont fabriqué des outils en os et ont utilisé les plumes des rapaces, vraisemblablement à des fins symboliques.

Un d??a en la vida de nuestros antepasados

Se realiza un estudio del hombre de Atapuerca, el hombre de Neanderthal y el Homo sapiens sapiens a trav??s de los descubrimientos de investigadores espa??oles en diferentes yacimientos.

El pas del Paleolític Superior a Catalunya i la seva interpretació dins el context geogràfic franco-ibèric

S'ha analitzat el pas del paleolític mitjà al paleolític superior a Catalunya en base a l'estudi dels jaciments de la cova dels Ermitons (Sales de Llierca, Garrotxa) i de les coves del Reclau -Arbreda, Mollet i Reclau Viver-(Serinyà, Pla de l'Estany). En concret s'ha estudiat la cultura material i la fauna dels nivells mosterians tardans (paleolítc mitjà final) de les coves de l'Arbreda i dels Ermitons i dels aurinyacians (paleolític superior inicial) de les coves de l'Arbreda i de Mollet. Igualment s'han analitzat els territoris d'explotació de la cova dels Ermitons i de les coves del Reclau. D'aquesta anàlisi es desprén que els dos jaciments se situen en medis absolutament diferents. S'han analitzat els contextos geològics dels dos llocs, s'ha fet les descripció morfològica de cada un dels dos jaciments, així com l'estratigràfica i sedimentològica de cada cova. S'han datat els nivells mosterians i aurinyacians esmentats pel mètode del Carboni 14 AMS, així com també els aurinyacians de la cova del Reclau Viver. S'acompanyen aquestes dades amb les anàlisis paleoecològiques corresponents que s'han pogut efectuar: palinologia, antracologia, ictiologia, herpetologia, aus, quiròpters, insectívors i rosegadors. Es comparen les datacions obtingudes ambles d'altres jaciments i troballes catalans del mateix període: l'abric Romaní (Capellades, Anoia), la Roca dels Bous (Camarasa, la Noguera) i la mandíbula de Banyoles (Pla de l'Estany). Cim a conclusions s'estableixen les diferències a Catalunya entre el paleolític mitjà (cultura de l'home Neandertal) i el paleolític superior (cultura de l'home anatòmicament modern). En el segon apareix la tècnica de talla laminar, la indústria òssia ben elaborada, l'ornamentació, la decoració, es generalitza la importació del sílex com a matèria primera, es diversifica l'utillatge lític i hi ha una major utilització de les coves. S'interpreta aquest pas dins del context geogràfic franco-ibèric i es conclou que a Catalunya es caracteritza fonamentalment per dos fenòments: el reemplaçament abrupte i la contemporaneïtat. Aquesta abastaria entre 40.000 BP i el 33.000 BP segons cronologia radiocarbònica. Durant aquests temps la influència de la cultura del paleolític superior sobre la del paleolític mitjà seria escassa, encara que identificada per la presencia d'alguns útils de tipus paleolític superior en el tardomosterià de la cova dels Ermitons

The Talking Neanderthals : What do Fossils, Genetics and Archeology Say?

Did Neanderthals have language? This issue has been debated back and forth for decades, without resolution. But in recent years new evidence has become available. New fossils and archeological finds cast light on relevant Neanderthal anatomy and behavior. New DNA evidence, both fossil and modern, provides clues both to the relationship between Neanderthals and Homo sapiens, and to the genetics of language. In this paper, I review and evaluate the available evidence. My conclusion is that the preponderance of the evidence supports the presence of some form of language in Neanderthals.