Re-thinking stakeholder management in construction: theory & research

From its roots in strategic management theory, stakeholder management has been adopted by the construction management academic community and applied as a valid paradigm around which research work has been generated aiming to improve project effi ciencies and effectiveness. However, academics have argued that stakeholder management should move away from purely theoretical discussions and engage more with the realities of construction project work. This paper re-appraises the stakeholder management concept for the construction domain by re-thinking some of the fundamental principles and ideals present within the more general stakeholder theory literature. It engages with issues which researchers have arguably failed to acknowledge and calls for a re-evaluation of construction stakeholder management research by presenting a review around four distinctive themes: the moral obligations of engaging with stakeholders against the business and efficiency driven imperatives of construction organisations; the contrast between theoretical abstractions and empirically grounded research; the tensions between theoretical convergence versus calls for multiple and divergent perspectives on stakeholder management and the practicalities of conducting stakeholder management in the construction domain. Such a critical re-appraisal of stakeholder management thinking both generates new lines of enquiry and promises to help inform and shape current and future industry practice.

Management of elderly patients with breast cancer: updated recommendations of the International Society of Geriatric Oncology (SIOG) and European Society of Breast Cancer Specialists (EUSOMA)

As the mean age of the global population increases, breast cancer in older individuals will be increasingly encountered in clinical practice. Management decisions should not be based on age alone. Establishing recommendations for management of older individuals with breast cancer is challenging because of very limited level 1 evidence in this heterogeneous population. In 2007, the International Society of Geriatric Oncology (SIOG) created a task force to provide evidence-based recommendations for the management of breast cancer in elderly individuals. In 2010, a multidisciplinary SIOG and European Society of Breast Cancer Specialists (EUSOMA) task force gathered to expand and update the 2007 recommendations. The recommendations were expanded to include geriatric assessment, competing causes of mortality, ductal carcinoma in situ, drug safety and compliance, patient preferences, barriers to treatment, and male breast cancer. Recommendations were updated for screening, primary endocrine therapy, surgery, radiotherapy, neoadjuvant and adjuvant systemic therapy, and metastatic breast cancer.

IS capabilities for supporting post crisis regulatory compliance

The financial crisis of 2007-2009, has precipitated large scale regulatory change. Financial organizations are faced with implementing new regulations of considerable breadth and depth. Firms are faced with engaging in complex and costly change management programs at a time when profits are diminished. Furthermore, investors are becoming increasingly focused on compliance are seeking to ensure that organizations can demonstrate robust compliance practices as part of their due diligence process .The role of IS in underpinning stable, is paramount. IS allows the stable and consistent controls for meeting regulations in order to ensure long term effective compliance. Consequently, our study explores the IS capabilities which support the post crisis regulatory landscape. We identify eight key capabilities: Managing Internal Controls, Measuring Monitoring and Reporting Transactions, IS Development and Procurement, Managing Third Parties, Sharing and Selecting Best Practice, IS Leadership, Data Management and Enabling Cultural Change.

The role of rules-based compliance systems in the new EU regulatory landscape: perspectives of institutional change and agency

The financial crisis of 2007-2009 and the subsequent reaction of the G20 have created a new global regulatory landscape. Within the EU, change of regulatory institutions is ongoing. The research objective of this study is to understand how institutional changes to the EU regulatory landscape may affect corresponding institutionalized operational practices within financial organizations and to understand the role of agency within this process. Our motivation is to provide insight into these changes from an operational management perspective, as well as to test Thelen and Mahoney?s (2010) modes of institutional change. Consequently, the study researched implementations of an Investment Management System with a rules-based compliance module within financial organizations. The research consulted compliance and risk managers, as well as systems experts. The study suggests that prescriptive regulations are likely to create isomorphic configurations of rules-based compliance systems, which consequently will enable the institutionalization of associated compliance practices. The study reveals the ability of some agents within financial organizations to control the impact of regulatory institutions, not directly, but through the systems and processes they adopt to meet requirements. Furthermore, the research highlights the boundaries and relationships between each mode of change as future avenues of research.

The extent to which potential benefits to EU farmers of adopting transgenic crops are reduced by cost of compliance with coexistence regulations

This article forecasts the extent to which the potential benefits of adopting transgenic crops may be reduced by costs of compliance with coexistence regulations applicable in various member states of the EU. A dynamic economic model is described and used to calculate the potential yield and gross margin of a set of crops grown in a selection of typical rotation scenarios. The model simulates varying levels of pest, weed, and drought pressures, with associated management strategies regarding pesticide and herbicide application, and irrigation. We report on the initial use of the model to calculate the net reduction in gross margin attributable to coexistence costs for insect-resistant (IR) and herbicide-tolerant (HT) maize grown continuously or in a rotation, HT soya grown in a rotation, HT oilseed rape grown in a rotation, and HT sugarbeet grown in a rotation. Conclusions are drawn about conditions favoring inclusion of a transgenic crop in a crop rotation, having regard to farmers’ attitude toward risk.

Institutional pressures on financial services firms: the role of information systems in regulatory compliance

The financial crisis of 2008 led to new international regulatory controls for the governance, risk and compliance of financial services firms. Information systems play a critical role here as political, functional and social pressures may lead to the deinstitutionalization of existing structures, processes and practices. This research examines how an investment management system is introduced by a leading IT vendor across eight client sites in the post-crisis era. Using institutional theory, it examines changes in working practices occurring at the environmental and organizational levels and the ways in which technological interventions are used to apply disciplinary effects in order to prevent inappropriate behaviors. The results extend the constructs of deinstitutionalization and identify empirical predictors for the deinstitutionalization of compliance and trading practices within financial organizations.

The role of rules-based compliance systems in the new EU regulatory landscape: perspectives of institutional change

Purpose The research objective of this study is to understand how institutional changes to the EU regulatory landscape may affect corresponding institutionalized operational practices within financial organizations. Design/methodology/approach The study adopts an Investment Management System as its case and investigates different implementations of this system within eight financial organizations, predominantly focused on investment banking and asset management activities within capital markets. At the systems vendor site, senior systems consultants and client relationship managers were interviewed. Within the financial organizations, compliance, risk and systems experts were interviewed. Findings The study empirically tests modes of institutional change. Displacement and Layering were found to be the most prevalent modes. However, the study highlights how the outcomes of Displacement and Drift may be similar in effect as both modes may cause compliance gaps. The research highlights how changes in regulations may create gaps in systems and processes which, in the short term, need to be plugged by manual processes. Practical implications Vendors abilities to manage institutional change caused by Drift, Displacement, Layering and Conversion and their ability to efficiently and quickly translate institutional variables into structured systems has the power to ease the pain and cost of compliance as well as reducing the risk of breeches by reducing the need for interim manual systems. Originality/value The study makes a contribution by applying recent theoretical concepts of institutional change to the topic of regulatory change uses this analysis to provide insight into the effects of this new environment

Managing governance, risk and compliance for post-crisis regulatory change: a model of IS capabilities for financial organizations

The 2008-2009 financial crisis and related organizational and economic failures have meant that financial organizations are faced with a ‘tsunami’ of new regulatory obligations. This environment provides new managerial challenges as organizations are forced to engage in complex and costly remediation projects with short deadlines. Drawing from a longitudinal study conducted with nine financial institutions over twelve years, this paper identifies nine IS capabilities which underpin activities for managing regulatory themed governance, risk and compliance efforts. The research shows that many firms are now focused on meeting the Regulators’ deadlines at the expense of developing a strategic, enterprise-wide connected approach to compliance. Consequently, executives are in danger of implementing siloed compliance solutions within business functions. By evaluating the maturity of their IS capabilities which underpin regulatory adherence, managers have an opportunity to develop robust operational architectures and so are better positioned to face the challenges derived from shifting regulatory landscapes.

Formal validation of automated policy refinement in the management of network security systems

Policy hierarchies and automated policy refinement are powerful approaches to simplify administration of security services in complex network environments. A crucial issue for the practical use of these approaches is to ensure the validity of the policy hierarchy, i.e. since the policy sets for the lower levels are automatically derived from the abstract policies (defined by the modeller), we must be sure that the derived policies uphold the high-level ones. This paper builds upon previous work on Model-based Management, particularly on the Diagram of Abstract Subsystems approach, and goes further to propose a formal validation approach for the policy hierarchies yielded by the automated policy refinement process. We establish general validation conditions for a multi-layered policy model, i.e. necessary and sufficient conditions that a policy hierarchy must satisfy so that the lower-level policy sets are valid refinements of the higher-level policies according to the criteria of consistency and completeness. Relying upon the validation conditions and upon axioms about the model representativeness, two theorems are proved to ensure compliance between the resulting system behaviour and the abstract policies that are modelled.

Systematic work environment management : experiences from implementation in Swedish small-scale enterprises

Small-scale enterprises face difficulties in fulfilling the regulations for organising Systematic Work Environment Management. This study compared three groups of small-scale manufacturing enterprises with and without support for implementing the provision. Two implementation methods, supervised and network method, were used. The third group worked according to their own ideas. Twenty-three enterprises participated. The effects of the implementation were evaluated after one year by semi-structured dialogue with the manager and safety representative. Each enterprise was classified on compliance with ten demands concerning the provision. The work environment was estimated by the WEST-method. Impact of the implementation on daily work was also studied. At the follow-up, the enterprises in the supervised method reported slightly more improvements in the fulfilment of the demands in the provision than the enterprises in the network method and the enterprises working on their own did. The effect of the project reached the employees faster in the enterprises with the supervised method. In general, the work environment improved to some extent in all enterprises. Extensive support to small-scale enterprises in terms of advise and networking aimed to fulfil the regulations of Systematic Work Environment Management had limited effect especially considering the cost of applying these methods.

Turnaround de empresas com problemas de compliance - o caso Siemens

It is very relevant, for academic or for society purposes as a whole the subject "corruption", a recurring problem that plagues companies and Governments in various parts of the world. Many recent cases draw attention to this topic, but one in particular, the case of corruption of the company Siemens AG, that resulted in the payment of the largest fines in the history on your model, based on the terms of the FCPA since it became law in 1977. This event caters specifically to the objective of this work which is to make an analysis based on agency theory and the codes of good practices of corporate governance on how large companies revising their corporate management systems and practices aiming at the recovery of its institutional image after significant impact on the company, such as the corruption scandal in which Siemens was involved. For this study, we opted for qualitative research as a methodological path contemplating the single case study. In the process of data collection were used data obtained through documentary research about the corruption scandal on public collection available in the internet. Open conversations were made with 3 compliance Department officials of Siemens for the purposes of understanding the case with. At the end of this work, it was observed in the Siemens turnaround process a correlation between what was proposed by the Agency Theory about internal control Systems based on what was accomplished by the company when promoted an extensive restructuring of the Department of compliance and corporate governance system, the improvement of internal controls, as well as the creation of detection tools , control, analysis and prevention of fraud, which were used to minimize the effects generated by the conflict of interest covered by the theory of Agency. KEY WORDS: Corporate Governance; Compliance; Corruption; Turnaround, Agency Theory

Education for type 2 diabetes mellitus self-care: from compliance to empowerment

Em revisão crítica da literatura sobre a educação para o autocuidado e autocontrole no diabetes, procura-se apontar a inadequação das abordagens tradicionais da aderência ao tratamento e da transmissão de informações frente à complexidade do autocuidado em condições de cronicidade. Explora-se a influência das Ciências Sociais sobre o campo de estudo das doenças crônico-degenerativas, em geral, e do diabetes, em particular. Nesta perspectiva, pode-se reconhecer uma incorporação dos campos disciplinares da Antropologia e Sociologia em pesquisas mais orientadas para o indivíduo, em sua condição de portador, e a experiência que desenvolve nesse processo. Há certa inflexão, mais recente, no campo de pesquisas em educação em saúde no diabetes, com a introdução de estratégias que buscam valorizar a experiência e a autonomia dos pacientes como sujeitos de seu cuidado. Neste artigo, discute-se a estratégia do empoderamento na educação para o autocuidado e autocontrole no diabetes, como uma modalidade de prática de natureza mais dialógica e de maior respeito à autonomia moral e cognitiva do portador.

Compliance with supportive periodontal therapy and its relation to the bleeding index

THIS IS A RETROSPECTIVE STUDY of 418 patients who received active periodontal treatment between the years of 1984 and 1990. The patients were instructed to return for supportive periodontal treatment (SPT) at 3 to 6-month intervals. The objective of this study was to evaluate patient compliance with periodic recall visits, and to study the relationship of bleeding upon probing in those who returned regularly. The patients were divided into 3 groups: patients who returned periodically for supportive treatment, patients who interrupted the proposed maintenance treatment, and patients who never returned after active periodontal treatment. Analysis was made for each group to correlate the degree of compliance with gender, disease classification, and type of treatment received. To analyze bleeding upon probing, 2 groups of patients were selected: a test group with 39 patients who had attended at least 10 recall visits and participated in the study for more than 40 months, and a control group of 21 patients who interrupted the SPT for at least 12 months. The results showed that 26% of the treated patients returned for SPT and, of those, 40% returned irregularly. There was a statistical significant difference in compliance in relation to disease classification and the type of treatment received, but no correlation was found between compliance and gender. There was a statistically significant difference in compliance between the test group and the control group in relation to the variation of the bleeding index.

Barreiras e motivações à adoção de práticas de Green Supply Chain Management: estudo de casos no setor de baterias automotivas

Pós-graduação em Engenharia de Produção - FEB

A plurifuncionalidade da segurança alimentar no meio ambiente como dever de solidariedade agroambiental

O presente trabalho trata da análise teórica da plurifuncionalidade da Segurança Alimentar e Nutricional (SAN) no meio ambiente, que se sustenta como um dever de solidariedade agroambiental. O trabalho foi dividido em três partes, cada uma com dois capítulos, que foram desenvolvidos inicialmente com o estabelecimento do contexto em que se encontram os assuntos abordados, e finalizados com observações acerca das principais ideias estudadas, até a elaboração de considerações finais, que demonstram os resultados alcançados pelo trabalho. Utiliza-se a metodologia teórica e o raciocínio indutivo-crítico, pois se parte do estudo de um fenômeno individualizado, a SAN, para se prejetarem hipóteses que considerem seus efeitos e interações com o meio ambiente natural, para ao final buscar generalizar as soluções encontradas, notadamente a solidariedade em sua dimensão de dever jurídico. Procura-se sustentar a argumentação com obras de referência bibliográficas e outras produções científicas de entidades nacionais e estrangeiras. Discute-se introdutoriamente alguns motivos que levaram à realização da tese, quais sejam os graves problemas que envolvem a alimentação humana na contemporaneidade, destaca sua aproximação com os direitos humanos, especialmente com o princípio da solidariedade e suas características de transdisciplinaridade metodológica, que gera necessariamente efeitos em vários outros campos do conhecimento. São revisados criticamente conceitos firmados pela Organização das Nações Unidas para Agricultura e Alimentação (FAO), especialmente os referentes ao direito à alimentação, direito a estar alimentado, soberania alimentar, Segurança Alimentar e Nutricional (SAN), desnutrição, subnutrição e má nutrição. Considera-se a SAN em sua dimensão plurifuncional porque implica necessariamente em repercussões éticas e jurídicas no âmbito dos direitos humanos, a partir da ideia teórica da solidariedade, que é estudada desde a sua formação antiga, quando associada à virtude, até à modernidade e a aproximação com a política e o direito, entendida no presente como princípio que sustenta o dever jurídico ligado à gestão racional de bens ambientais voltados à alimentação, delimitados em especial no direito agroambiental, percebendo-se a solidariedade então como fundamento de direitos, valor superior qualificada pela fraternidade, e ao mesmo tempo prevista em documentos internacionais de direitos humanos e em diversas constituições. Os interesses difusos são necessariamente examinados, pois a SAN é um interesse geral da sociedade humana, e implica na preservação dos bens ambientais alimentares, considerados indivisíveis na visão solidária, que deve ser integrada aos valores liberdade e igualdade, tornando-os princípios com interpretação mais humana, limitando seu exercício absoluto e ainda justificando-os. A ideia de solidariedade faz com que seja possível chegar aos direitos partindo do dever agroambiental e, diante das várias correntes teóricas que tratam do dever jurídico, considera-se que seja autônomo em relação ao direito subjetivo, mas traduzindo deveres ligados a finalidades sociais, de interesse público, que se manifestam em ambiente democrático, podendo o dever agroambiental ser considerado fenômeno com raízes de ética pública, com elevados valores ambientais, decisivos em sua dimensão jurídica de obrigações e responsabilidades, de todos em relação a todos, inclusive com normas objetivas nacionais e internacionais de proteção de bens agroambientais. Sustenta-se que nesse sentido a ética pública ligada à ética ambiental pode ser decisiva na observância ao direito, para além do convencimento meramente externo, mas enquanto manifestação também interna, ética, que carrega de sentido o dever jurídico solidário ligado à plurifuncionalidade da SAN. Também são elaboradas críticas à tradicional argumentação acerca dos direitos das gerações futuras, pela imprecisão e incerteza científica que os cinge, afastando-os da possibilidade de figurarem como objeto do direito, para assentar que os direitos de que se falam são precisamente traduzidos como deveres das gerações presentes, sendo estes deveres o vínculo jurídico entre gerações sucessivas. Nesse sentido, a solidariedade intergeracional passa a ter um liame jurídico contínuo, estudado através da teoria dos direitos fundamentais, o que lhe confere como característica a fluidez entre as gerações, e que por isso exige o aproveitamento racional dos recursos ambientais naturais, amparado nos princípios da precaução e informação, na ética da responsabilidade dirigida a todas as gerações, que demanda a incorporação de longo tempo nas ações humanas, que possibilite a ampla educação ambiental, e o desenvolvimento do pensamento altruísta, transtemporal, que considere problemas ambientais transfonteiriços e os bens ambientais naturais finitos, sendo indispensável conscientização da geração presente e de sua classe política para a afirmação da solidariedade. Estuda-se ainda que o dever de gestão racional dos bens ambientais naturais alimentares é dever de solidariedade, pois se considera que cada indivíduo usa uma parcela imaterial e indivisa desse bem coletivo, que pode ser público ou privado, mas que se sujeita à solidariedade. Nesse contexto só prevalece o direito de propriedade, em relação aos seus atributos tradicionais, se o objetivo comum de preservação dos bens ambientais alimentares não fornecer uma justificativa suficiente para impor readequação da atividade, abstenção de conduta, ou mesmo medidas sancionadoras decorrentes de responsabilização objetiva. Finalmente, enquanto contribuição científica, o trabalho apresenta um ensaio para a construção das características do dever de solidariedade agroambiental, quais sejam, o seu objeto e os sujeitos, a sua estrutura, que abrange a natureza das obrigações dele decorrente, e o regime principiológico. A conclusão geral apresentada é que o dever de solidariedade agroambiental, demonstrado sua ocorrência pela plurifuncionalidade da SAN, corresponde à ideia de justiça e moralidade política, fenômeno no qual é percebida intensa conexão entre o direito e a ética ambiental, compreensão relevante para resolução de conflitos que envolvam alimentação humana e a utilização de bens ambientais naturais.