Integrating urban ecosystem sustainability assessment into policy-making: Insights from the Gold Coast City

This paper introduces a policy-making support tool called ‘Micro-level Urban ecosystem Sustainability IndeX (MUSIX)’. The index serves as a sustainability assessment model that monitors six aspects of urban ecosystems, hydrology, ecology, pollution, location, design, and efficiency based on parcel-scale indicators. This index is applied in a case study investigation in the Gold Coast City, Queensland, Australia. The outcomes reveal that there are major environmental problems caused by increased impervious surfaces from growing urban development in the study area. The findings suggest that increased impervious surfaces are linked to increased surface runoff, car dependency, transport-related pollution, poor public transport accessibility, and unsustainable built environment. This paper presents how the MUSIX outputs can be used to guide policy-making through the evaluation of existing policies.

The effects of habitat edges and trampling intensity on vegetation in urban forests

Although changes in urban forest vegetation have been documented in previous Finnish studies, the reasons for these changes have not been studied explicitly. Especially, the consequences of forest fragmentation, i.e. the fact that forest edges receive more solar radiation, wind and air-borne nutrients than interiors have been ignored. In order to limit the change in urban forest vegetation we need to know why it occurs. Therefore, the effects of edges and recreational use of urban forests on vegetation were investigated together in this thesis to reveal the relative strengths of these effects and to provide recommendations for forest management. Data were collected in the greater Helsinki area (in the cities of Helsinki, Vantaa and Espoo, and in the municipalities of Sipoo and Tuusula) and in the Lahti region (in the city of Lahti and in the municipality of Hollola) by means of systematic and randomized vegetation and soil sampling and tree measurements. Sample plots were placed from the forest edges to the interiors to investigate the effects of forest edges, and on paths of different levels of wear and off these paths to investigate the effects of trampling. The natural vegetation of mesic and sub-xeric forest site types studied was sensitive both to the effects of the edge and to trampling. The abundances of dwarf shrubs and bryophytes decreased, while light- and nitrogen-demanding herbs and grasses - and especially Sorbus aucuparia – were favoured at the edges and next to the paths. Results indicated that typical forest site types at the edges are changing toward more nitrophilic vegetation communities. Covers of the most abundant forest species decreased considerably – even tens of percentages – from interiors to the edges indicating strong edge effects. These effects penetrated at least up to 50 m from the forest edges into the interiors, especially at south to west facing open edges. The effects of trampling were pronounced on paths and even low levels of trampling decreased the abundances of certain species considerably. The effects of trampling extended up to 8 m from path edges. Results showed that the fragmentation of urban forest remnants into small and narrow patches should be avoided in order to maintain natural forest understorey vegetation in the urban setting. Thus, urban forest fragments left within urban development should be at least 3 ha in size, and as circular as possible. Where the preservation of representative original forest interior vegetation is a management aim, closed edges with conifers can act as an effective barrier against solar radiation, wind and urban load, thereby restricting the effects of the edge. Tree volume at the edge should be at least 225-250 m3 ha-1 and the proportion of conifers (especially spruce) 80% or more of the tree species composition. Closed, spruce-dominated edges may also prevent the excessive growth of S. aucuparia saplings at urban forest edges. In addition, closed edges may guide people’s movements to the maintained paths, thus preventing the spontaneous creation of dense path networks. In urban areas the effects of edges and trampling on biodiversity may be considerable, and are important to consider when the aim of management is to prevent the development of homogeneous herb-grass dominated vegetation communities, as was observed at the investigated edges.

Place quality and urban competitiveness symbiosis? A position paper

Urban agglomerations—where innovation and knowledge generation activities take place—are in a tough competition to become a major player in the global knowledge economy. It is claimed that soft measures—namely quality of life and place—help in fostering and attracting talent, and consequently draw investment to these urban localities. This paper aims to scrutinise the role of soft measures in supporting urban competitiveness through a critical review of the scholarly literature. The findings shed some light on whether there is a symbiotic relationship between place quality and urban competitiveness. The paper also points out directions for future investigations.

Reforming technology company incentive programs for achieving knowledge-based economic development:a Brazil-Australia comparative study

This doctoral thesis aims to demonstrate the importance of incentives to technology-based firms as a strategy to promote knowledge-based economic development (KBED). To remain competitive, technology-based firms must innovate and seek new markets; therefore, this study aims to propose an incentive model to technology-based firms as a strategy to promote knowledge-based urban development, according to framework described by Yigitcanlar (2011). This is an exploratory and descriptive research with a qualitative approach. Surveys were carried out with national trade associations that represented technology-based firms both in Brazil and Australia. After analysing the surveys, structured interviews were conducted with government representatives, trade associations and businessmen who had used financial support by the federal government. When comparing both countries, the study found the importance of direct incentives through tax incentives, for it is a less bureaucratic, quicker and more direct process for firms. We suggest to include the terms incentives in the framework of knowledge-based urban development, as one of the pillars that contribute to knowledge-based economic development.

Residential Differentiation, Housing Policy and Urban Planning in the Transformation from State Socialism to a Market Economy: The Case of Tallinn

The thesis examines urban issues arising from the transformation from state socialism to a market economy. The main topics are residential differentiation, i.e., uneven spatial distribution of social groups across urban residential areas, and the effects of housing policy and town planning on urban development. The case study is development in Tallinn, the capital city of Estonia, in the context of development of Central and Eastern European cities under and after socialism. The main body of the thesis consists of four separately published refereed articles. The research question that brings the articles together is how the residential (socio-spatial) pattern of cities developed during the state socialist period and how and why that pattern has changed since the transformation to a market economy began. The first article reviews the literature on residential differentiation in Budapest, Prague, Tallinn and Warsaw under state socialism from the viewpoint of the role of housing policy in the processes of residential differentiation at various stages of the socialist era. The paper shows how the socialist housing provision system produced socio-occupational residential differentiation directly and indirectly and it describes how the residential patterns of these cities developed. The second article is critical of oversimplified accounts of rapid reorganisation of the overall socio-spatial pattern of post-socialist cities and of claims that residential mobility has had a straightforward role in it. The Tallinn case study, consisting of an analysis of the distribution of socio-economic groups across eight city districts and over four housing types in 1999 as well as examining the role of residential mobility in differentiation during the 1990s, provides contrasting evidence. The third article analyses the role and effects of housing policies in Tallinn s residential differentiation. The focus is on contemporary post-privatisation housing-policy measures and their effects. The article shows that the Estonian housing policies do not even aim to reduce, prevent or slow down the harmful effects of the considerable income disparities that are manifest in housing inequality and residential differentiation. The fourth article examines the development of Tallinn s urban planning system 1991-2004 from the viewpoint of what means it has provided the city with to intervene in urban development and how the city has used these tools. The paper finds that despite some recent progress in planning, its role in guiding where and how the city actually developed has so far been limited. Tallinn s urban development is rather initiated and driven by private agents seeking profit from their investment in land. The thesis includes original empirical research in the three articles that analyse development since socialism. The second article employs quantitative data and methods, primarily index calculation, whereas the third and the fourth ones draw from a survey of policy documents combined with interviews with key informants. Keywords: residential differentiation, housing policy, urban planning, post-socialist transformation, Estonia, Tallinn

Indicator-based urban sustainability-A review

Sustainability has emerged as one of the important planning concepts from its beginnings in economics and ecological thinking, and has widely been applied to assessing urban development. Different methods, techniques and instruments for urban sustainability assessment that help determine how cities can become more sustainable have emerged over a period of time. Among these, indicator-based approaches contribute to building of sustainable self-regulated systems that integrate development and environment protection. Hence, these provide a solid foundation for decision-making at all levels and are being increasingly used. The present paper builds on the background of the available literature and suggests the need for benchmarking indicator-based approach in a given urban area and incorporating various local issues, thus enhancing the long-term sustainability of cities which can be developed by introducing sustainability indicators into the urban planning process. (C) 2013 International Energy Initiative. Published by Elsevier Inc. All rights reserved.

Dynamic Site Characterization and Correlation of Shear Wave Velocity with Standard Penetration Test `N' Values for the City of Agartala, Tripura State, India

Seismic site characterization is the basic requirement for seismic microzonation and site response studies of an area. Site characterization helps to gauge the average dynamic properties of soil deposits and thus helps to evaluate the surface level response. This paper presents a seismic site characterization of Agartala city, the capital of Tripura state, in the northeast of India. Seismically, Agartala city is situated in the Bengal Basin zone which is classified as a highly active seismic zone, assigned by Indian seismic code BIS-1893, Indian Standard Criteria for Earthquake Resistant Design of Structures, Part-1 General Provisions and Buildings. According to the Bureau of Indian Standards, New Delhi (2002), it is the highest seismic level (zone-V) in the country. The city is very close to the Sylhet fault (Bangladesh) where two major earthquakes (M (w) > 7) have occurred in the past and affected severely this city and the whole of northeast India. In order to perform site response evaluation, a series of geophysical tests at 27 locations were conducted using the multichannel analysis of surface waves (MASW) technique, which is an advanced method for obtaining shear wave velocity (V (s)) profiles from in situ measurements. Similarly, standard penetration test (SPT-N) bore log data sets have been obtained from the Urban Development Department, Govt. of Tripura. In the collected data sets, out of 50 bore logs, 27 were selected which are close to the MASW test locations and used for further study. Both the data sets (V (s) profiles with depth and SPT-N bore log profiles) have been used to calculate the average shear wave velocity (V (s)30) and average SPT-N values for the upper 30 m depth of the subsurface soil profiles. These were used for site classification of the study area recommended by the National Earthquake Hazard Reduction Program (NEHRP) manual. The average V (s)30 and SPT-N classified the study area as seismic site class D and E categories, indicating that the city is susceptible to site effects and liquefaction. Further, the different data set combinations between V (s) and SPT-N (corrected and uncorrected) values have been used to develop site-specific correlation equations by statistical regression, as `V (s)' is a function of SPT-N value (corrected and uncorrected), considered with or without depth. However, after considering the data set pairs, a probabilistic approach has also been presented to develop a correlation using a quantile-quantile (Q-Q) plot. A comparison has also been made with the well known published correlations (for all soils) available in the literature. The present correlations closely agree with the other equations, but, comparatively, the correlation of shear wave velocity with the variation of depth and uncorrected SPT-N values provides a more suitable predicting model. Also the Q-Q plot agrees with all the other equations. In the absence of in situ measurements, the present correlations could be used to measure V (s) profiles of the study area for site response studies.

The Voting Rights Act, Shelby County, and Redistricting: Improving Estimates of Racially Polarized Voting in a Multiple-Election Context

The Supreme Court’s decision in Shelby County has severely limited the power of the Voting Rights Act. I argue that Congressional attempts to pass a new coverage formula are unlikely to gain the necessary Republican support. Instead, I propose a new strategy that takes a “carrot and stick” approach. As the stick, I suggest amending Section 3 to eliminate the need to prove that discrimination was intentional. For the carrot, I envision a competitive grant program similar to the highly successful Race to the Top education grants. I argue that this plan could pass the currently divided Congress.

Without Congressional action, Section 2 is more important than ever before. A successful Section 2 suit requires evidence that voting in the jurisdiction is racially polarized. Accurately and objectively assessing the level of polarization has been and continues to be a challenge for experts. Existing ecological inference methods require estimating polarization levels in individual elections. This is a problem because the Courts want to see a history of polarization across elections.

I propose a new 2-step method to estimate racially polarized voting in a multi-election context. The procedure builds upon the Rosen, Jiang, King, and Tanner (2001) multinomial-Dirichlet model. After obtaining election-specific estimates, I suggest regressing those results on election-specific variables, namely candidate quality, incumbency, and ethnicity of the minority candidate of choice. This allows researchers to estimate the baseline level of support for candidates of choice and test whether the ethnicity of the candidates affected how voters cast their ballots.

Entre o local e a cidade: memórias e experiências de duas gerações de moradores da periferia urbana em Florianópolis

Esta tese investiga as memórias e experiências de duas gerações de moradores de uma localidade da periferia urbana de Florianópolis, cidade cujo crescimento nas últimas décadas tem sido acompanhado pelo aumento dos espaços de pobreza. A pesquisa com os atores sociais aqui investigados permitiu vislumbrar os mecanismos que operaram a mudança das relações de sociabilidade de seus moradores e em suas práticas de inserção na vida urbana, que transitaram, ao longo do período, da organização coletiva (na época em que constituíam o movimento sem-teto) para a melhoria de suas condições de vida às estratégias individuais. A premissa é que as experiências dessas duas gerações podem ser mais bem compreendidas se analisadas na articulação do nível local com a esfera pública da cidade. Para tanto são analisados o desenvolvimento urbano recente de Florianópolis, a produção de seus espaços de pobreza e a dinâmica conflitiva daí advinda, bem como a percepção deles sobre seu espaço, tomando como referência as categorias a partir das quais esse espaço foi por eles historicamente elaborado. Neste processo, construíram um idioma de ação no qual a categoria comunidade teve grande centralidade. A investigação foi desenvolvida por meio de uma metodologia baseada em entrevistas e, principalmente, a partir da observação direta, realizada ao longo de atividades de pesquisa e de extensão como professor da universidade. Com relação à primeira geração, a tese evidencia como a memória ressignifica no presente as experiências de participação política vivenciadas no passado. As análises revelam como essa ressignificação se relaciona com deslocamentos no sentido do político, os quais estão relacionados às mudanças nas condições de vida moradores e ao novo lugar simbólico ocupado pelas localidades de periferia de Florianópolis. Com relação à segunda geração, a investigação demonstra em que medida se distingue da anterior na sua forma de inserção no mundo da cidade, examinando tanto o campo de possibilidades que a eles se abre quanto seus projetos e escolhas. Enquanto a primeira geração desenvolveu no passado intensas práticas associativas, percebeu-se na nova geração a desvalorização dos espaços de articulação coletiva e o enfraquecimento dos laços de sociabilidade no plano local da comunidade. Suas trajetórias de vida, que tiveram como ponto em comum a participação em projetos socioeducativos, revelaram uma inserção diferenciada tanto no mercado de trabalho como na vida da cidade, o que fica bastante evidente quando comparados com outros jovens do bairro, que convivem com o desemprego e com a dinâmica da violência. A participação em projetos socioeducativos e o ingresso em estágios para iniciação ao trabalho, além de proporcionar outra integração com a vida da cidade, fez com que desenvolvessem novos laços na localidade. Em tal contexto, o fortalecimento de laços locais, quando ocorre, pode ser entendido como resistência a uma inserção cada vez mais individualizada no social.

Desenvolvimento de um programa de enfrentamento da Síndrome de Burnout e análise de seus efeitos em professores que atuam no processo de inclusão

Estudo de caso, com o objetivo de desenvolver um programa de enfrentamento da Síndrome de Burnout e avaliar os seus efeitos no comportamento de 7 participantes do sexo feminino, com idade variável entre 27 a 48 anos, que atuam como professores no processo de inclusão educacional e social de alunos da Rede Pública, em uma instituição de ensino localizada na cidade do Rio de Janeiro. Trata-se de modalidade de investigação que envolve procedimentos de pesquisa-ação. Para fins de coleta de dados foram utilizados instrumentos de medida psicométrica como o CBP-R, Questionário de Burnout para Professores ? Revisado (CBP-R; Moreno, Garrosa E González, 2000) como também o Inventário de Sintomas de Stress para Adultos de Lipp ? ISSL (LIPP, 2000), além de um inventário sóciodemográfico. Como complementação do trabalho de pesquisa, foi empregada a análise de relatos verbais para fins de levantamento de dados relativos aos processos privados dos participantes. A aplicação de um programa de enfrentamento da Síndrome de Burnout consistiu de técnicas e de procedimentos fundados na abordagem cognitivo-comportamental e da adoção de práticas de relaxamento e de manejo de tempo. Os resultados da pesquisa evidenciaram um relativo decréscimo quanto a incidência de sintomas de stress e Burnout nas participantes. De posse desses resultados, poderão ser articuladas ações em políticas públicas com vistas à melhoria da saúde e das condições gerais de trabalho do professor da Rede Pública. O que se propõe como meta é humanizar o posto de trabalho docente, sob os aspectos de saúde, bem-estar físico e mental.

Gestão de resíduos de poda: estudo de caso da Fundação Parques e Jardins do Município do Rio de Janeiro.

A partir do consenso já existente, de que o desenvolvimento urbano é responsável, em parte, pelo desequilíbrio ambiental predominante nas cidades mais populosas, nas quais a administração dos resíduos gerados torna-se um grande desafio, este estudo foi realizado com a finalidade de desenvolver um modelo de gerenciamento para os resíduos de poda de árvores de espaços públicos, visando a utilização do material podado, considerado de boa qualidade, o que minimizaria a disposição de resíduos em aterros sanitários. Para tanto, foi desenvolvido um modelo diferenciado do ponto de vista de legal, gerencial, tecnológico e econômico, que pudesse servir de base à pesquisa e gerar estratégias para beneficiar o meio ambiente. A Unidade de Conservação, que pertence à Fundação Parques e Jardins da Prefeitura da Cidade do Rio de Janeiro, localizada na Taquara, foi analisada no Estudo de Caso. As espécies arbóreas que produzem maior volume de poda nessa seção foram selecionadas de modo que fosse possível o seu aproveitamento econômico-ecológico. Concluiu-se que há uma inviabilidade para segregação dos resíduos de poda por parte da Fundação Parques e Jardins e que os mesmos poderiam ser transferidos diretamente para o aterro receptor, em fase de encerramento de atividades, sem custos excedentes. Foi feita uma apreciação especial do Centro de Tratamento de Resíduos Sólidos de Gericinó, por ser grande receptor dos resíduos produzidos nas operações de manejo da área em evidência. Foi elaborada a proposta de criação de uma Usina Verde nas áreas já desativadas do aterro, como forma complementar ao processo de revitalização da área aterrada após o término de suas atividades. Esta ação contemplaria a região com um bosque, onde seriam absorvidos todos os produtos dos resíduos de poda. Haveria, também, a probabilidade de utilização operacional dos catadores nas etapas de obtenção de compostos orgânicos, cobertura morta e equipamentos paisagísticos entre outros.

A gestão pública do Sistema Único de Assistência Social (SUAS) no município de Niterói/RJ: os Centros de Referência da Assistência Social (CRAS) no foco crítico

O presente trabalho insere-se no campo da Política de Assistência Social. Tem como objeto de estudo a concepção de Política de Assistência Social que embasa o processo de implementação da gestão do SUAS no município de Niterói e os fundamentos teóricos e conceituais da gestão pública do SUAS em tal localidade, tendo como recorte a execução dos serviços de proteção básica nos CRAS. O objetivo da tese é analisar a concepção de Assistência Social que orienta a gestão do SUAS em Niterói e, articuladamente a tal discuss��o, os fundamentos conceituais que pautam a gestão pública do SUAS, no que diz respeito às atividades de proteção social básica nos CRAS. Utilizou-se como instrumento para a realização deste trabalho a pesquisa bibliográfica, sendo que a discuss��o teórica abordou, primeiramente, as diferentes orientações da gestão pública no Brasil, vinculando-a com a intervenção do Estado no desenvolvimento do capitalismo brasileiro. O trabalho também apresenta o debate sobre a concepção da Política de Assistência Social, compreendendo que esta se reflete na condução da gestão pública do SUAS. Demonstrou-se as tendências da Assistência Social na contemporaneidade, que se vinculam no enfrentamento da pobreza (extrema) através de sua intervenção nos programas/ações de transferência de renda. Destacou-se a influência da gestão gerencial nos processos de gestão do SUAS. Para a análise da gestão do SUAS no município de Niterói, desenvolveu-se uma pesquisa qualitativa, através de pesquisa documental nas Atas do Conselho Municipal de Assistência Social CMAS de Niterói; nos Relatórios de Gestão da Secretaria Municipal de Assistência Social; nos documentos sobre o cofinanciamento para o SUAS no município; no Censo SUAS 2014 de Niterói, na área da gestão e dos CRAS; no Plano Brasil Sem Miséria no seu Município-Niterói; no Plano Municipal de Assistência Social 2014-2017. Também aplicou-se questionário, com questões abertas e fechadas, nos 8 CRAS de Niterói no ano de 2013. Verificou-se a relevância que ocupam, no município, as ações do Programa Bolsa Família, de cadastramento, de atendimentos, de acompanhamento familiar, em detrimento da constituição das ações coletivas dos serviços socioassistenciais. Tais características se articulam à totalidade histórica maior das tendências da Assistência Social e da intervenção do Estado brasileiro, que privilegia políticas sociais focalizadas e não universais em sua atuação em prol do capital financeiro. Constatou-se a apropriação dos elementos da gestão gerencial pelo órgão gestor municipal, no processo de implementação do SUAS no município, principalmente com relação ao cumprimento de resultados e metas pelos CRAS, e a subvalorização dos determinantes políticos da gestão pública, dificultando a constituição de uma perspectiva mais democrática de gestão no âmbito do SUAS em Niterói.

The effects of urbanization on populations of grass shrimp Palaemonetes spp. in small, high salinity estuaries

High salinity estuaries in the southeastern U.S. have experienced increased inputs of contaminants from nonpoint source (NPS) urban runoff and decreases in habitat due to filling of wetlands and dock/bulkhead construction. Urbanization may pose significant risks to estuarine fauna, particularly crustaceans. The grass shrimp of the genus Palaemonetes, is one of the dominant species found in estuarine tidal creeks, accounting for greater than 50% of all macropelagic fauna on an annual basis. Spatial analytical and geographic information system techniques were used to determine which factors influenced the Palaemonetes population structures in a South Carolina bar-built estuary surrounded by urban development. Impacts from land use practices were investigated using concentric circular buffers around study sites. Factors investigated included sediment-associated polycyclic aromatic hydrocarbons concentration, land use classification, percent impervious surfaces, and other selected urban factors. Geographic information system and statistical modeling showed quantitative relationships between land use class and impacts on Palaemonetes density. The study suggests that habitat loss is a major factor influencing grass shrimp densities. Multiple regression modeling suggests a significant relationship between habitat alterations and Palaemonetes densities.

Characterizing Jobos Bay, Puerto Rico: a watershed modeling analysis and monitoring plan

Land-based pollution is commonly identified as a major contributor to the observed deterioration of shallow-water coral reef ecosystem health. Human activity on the coastal landscape often induces nutrient enrichment, hypoxia, harmful algal blooms, toxic contamination and other stressors that have degraded the quality of coastal waters. Coral reef ecosystems throughout Puerto Rico, including Jobos Bay, are under threat from coastal land uses such as urban development, industry and agriculture. The objectives of this report were two-fold: 1. To identify potentially harmful land use activities to the benthic habitats of Jobos Bay, and 2. To describe a monitoring plan for Jobos Bay designed to assess the impacts of conservation practices implemented on the watershed. This characterization is a component of the partnership between the U.S. Department of Agriculture (USDA) and the National Oceanic and Atmospheric Administration (NOAA) established by the Conservation Effects Assessment Project (CEAP) in Jobos Bay. CEAP is a multi-agency effort to quantify the environmental benefits of conservation practices used by private landowners participating in USDA programs. The Jobos Bay watershed, located in southeastern Puerto Rico, was selected as the first tropical CEAP Special Emphasis Watershed (SEW). Both USDA and NOAA use their respective expertise in terrestrial and marine environments to model and monitor Jobos Bay resources. This report documents NOAA activities conducted in the first year of the three-year CEAP effort in Jobos Bay. Chapter 1 provides a brief overview of the project and background information on Jobos Bay and its watershed. Chapter 2 implements NOAA’s Summit to Sea approach to summarize the existing resource conditions on the watershed and in the estuary. Summit to Sea uses a GIS-based procedure that links patterns of land use in coastal watersheds to sediment and pollutant loading predictions at the interface between terrestrial and marine environments. The outcome of Summit to Sea analysis is an inventory of coastal land use and predicted pollution threats, consisting of spatial data and descriptive statistics, which allows for better management of coral reef ecosystems. Chapters 3 and 4 describe the monitoring plan to assess the ecological response to conservation practices established by USDA on the watershed. Jobos Bay is the second largest estuary in Puerto Rico, but has more than three times the shoreline of any other estuarine area on the island. It is a natural harbor protected from offshore wind and waves by a series of mangrove islands and the Punta Pozuelo peninsula. The Jobos Bay marine ecosystem includes 48 km² of mangrove, seagrass, coral reef and other habitat types that span both intertidal and subtidal areas. Mapping of Jobos Bay revealed 10 different benthic habitats of varying prevalence, and a large area of unknown bottom type covering 38% of the entire bay. Of the known benthic habitats, submerged aquatic vegetation, primarily seagrass, is the most common bottom type, covering slightly less than 30% of the bay. Mangroves are the dominant shoreline feature, while coral reefs comprise only 4% of the total benthic habitat. However, coral reefs are some of the most productive habitats found in Jobos Bay, and provide important habitat and nursery grounds for fish and invertebrates of commercial and recreational value.

Development of a new apparatus for modeling deep excavation related problems in geotechnical centrifuge

Underground space is commonly exploited both to maximise the utility of costly land in urban development and to reduce the vertical load acting on the ground. Deep excavations are carried out to construct various types of underground infrastructure such as deep basements, subways and service tunnels. Although the soil response to excavation is known in principle, designers lack practical calculation methods for predicting both short- and long-term ground movements. As the understanding of how soil behaves around an excavation in both the short and long term is insufficient and usually empirical, the judgements used in design are also empirical and serious accidents are common. To gain a better understanding of the mechanisms involved in soil excavation, a new apparatus for the centrifuge model testing of deep excavations in soft clay has been developed. This apparatus simulates the field construction sequence of a multi-propped retaining wall during centrifuge flight. A comparison is given between the new technique and the previously used method of draining heavy fluid to simulate excavation in a centrifuge model. The new system has the benefit of giving the correct initial ground conditions before excavation and the proper earth pressure distribution on the retaining structures during excavation, whereas heavy fluid only gives an earth pressure coefficient of unity and is unable to capture any changes in the earth pressure coefficient of soil inside the zone of excavation, for example owing to wall movements. Settlements of the ground surface, changes in pore water pressure, variations in earth pressure, prop forces and bending moments in the retaining wall are all monitored during excavation. Furthermore, digital images taken of a cross-section during the test are analysed using particle image velocimetry to illustrate ground deformation and soil–structure interaction mechanisms. The significance of these observations is discussed.