Design and development of new green catalytic methodologies for the synthesis of enantiomerically enriched molecules

The following Ph.D work was mainly focused on catalysis, as a key technology, to achieve the objectives of sustainable (green) chemistry. After introducing the concepts of sustainable (green) chemistry and an assessment of new sustainable chemical technologies, the relationship between catalysis and sustainable (green) chemistry was briefly discussed and illustrated via an analysis of some selected and relevant examples. Afterwards, as a continuation of the ongoing interest in Dr. Marco Bandini’s group on organometallic and organocatalytic processes, I addressed my efforts to the design and development of novel catalytic green methodologies for the synthesis of enantiomerically enriched molecules. In the first two projects the attention was focused on the employment of solid supports to carry out reactions that still remain a prerogative of omogeneous catalysis. Firstly, particular emphasis was addressed to the discovery of catalytic enantioselective variants of nitroaldol condensation (commonly termed Henry reaction), using a complex consisting in a polyethylene supported diamino thiopene (DATx) ligands and copper as active species. In the second project, a new class of electrochemically modified surfaces with DATx palladium complexes was presented. The DATx-graphite system proved to be efficient in promoting the Suzuki reaction. Moreover, in collaboration with Prof. Wolf at the University of British Columbia (Vancouver), cyclic voltammetry studies were reported. This study disclosed new opportunities for carbon–carbon forming processes by using heterogeneous, electrodeposited catalyst films. A straightforward metal-free catalysis allowed the exploration around the world of organocatalysis. In fact, three different and novel methodologies, using Cinchona, Guanidine and Phosphine derivatives, were envisioned in the three following projects. An interesting variant of nitroaldol condensation with simple trifluoromethyl ketones and also their application in a non-conventional activation of indolyl cores by Friedel-Crafts-functionalization, led to two novel synthetic protocols. These approaches allowed the preparation of synthetically useful trifluoromethyl derivatives bearing quaternary stereocenters. Lastly, in the sixth project the first γ-alkylation of allenoates with conjugated carbonyl compounds was envisioned. In the last part of this Ph.D thesis bases on an extra-ordinary collaboration with Prof. Balzani and Prof. Gigli, I was involved in the synthesis and characterization of a new type of heteroleptic cyclometaled-Ir(III) complexes, bearing bis-oxazolines (BOXs) as ancillary ligands. The new heteroleptic complexes were fully characterized and in order to examine the electroluminescent properties of FIrBOX(CH2), an Organic Light Emitting Device was realized.

Synthese von optisch aktivem 9,14-Methylen-Lipoxin A 4

In der vorliegenden Arbeit wurde die Synthese von optisch aktivem 9,14-Methylen-Lipoxin A4 untersucht. Lipoxin A4 und seine Derivate leiten sich von der Arachidonsäurekaskade ab wie die Prostaglandine, Prostacycline, Thromboxana und Leucotriene. Alle diese Verbindungen sind biologisch aktive Eicosanoide, die aus 20 C-Atomen bestehen. Lipoxine können im Organismus auf verschiedenen Biosynthesewegen entstehen: über die Lipoxygenase sowie über die Zell-Zell-Wechselwirkungen. Untersuchungen ergaben, dass die Lipoxine selektive biologische Wirkungen zeigen, die eine wichtige Rolle vor allem in Entzündungsprozessen und Infektabwehr zeigen. Da aber diese Moleküle rasch isomerisieren, sind diese hohen Aktivitäten mit einer sehr geringen Stabilität gekoppelt. Aufgrund dieser Instabilität konnte die biologisch aktive Konformation des Lipoxin A4 am Rezeptor nicht eindeutig bestimmt werden. Zur besseren Untersuchung der Lipoxinrezeptor-Anordnung wurden deshalb stabile Analoga synthetisiert. Die biologische Aktivität des nach Nokami et al hergestellten Lipoxin A4-Analogons weicht sehr stark von der des Lipoxins ab. Angeregt durch diese Arbeiten wurde in der Arbeitsgruppe Nubbemeyer die Idee entwickelt, das konjugierte Tetraensystem des Lipoxin A4-Moleküls durch das Cycloheptatrien nachzuahmen. Die CH2-Gruppe bildet eine Brücke, die die Isomerisierung vom aktiven cis-Isomer zu den inaktiven trans-Isomeren verhindern soll. Mit diesem Cycloheptatriengerüst als Lipoxin A4-Analogon hoffen wir das Lipoxingerüst unwesentlich zu verändern und die damit verbundene biologische Aktivität zu erhalten. Die Synthese des 9,14-Methylen-LXA4 soll möglichst konvergent erfolgen, so dass gegebenenfalls auf Bausteine zurückgegriffen werden kann, deren Aufbau bereits optimiert wurde. Eine derartige Strategie ermöglicht darüber hinaus die Herstellung einer großen Zahl von weiteren potentiell interessanten Verbindungen ohne komplettes Umstellen der Synthese. Wichtige Reaktionen im Verlauf dieser Synthese sind: bei der Synthese des C8-C20-Bausteins: Friedel-Crafts-Acylierungen, Haloform-Reaktion, Veresterung mittels Standardmethoden, enantioselektive Reduktion mit dem chiralen CBS-Katalysator und Schutzgruppenoperation. bei der Synthese des C1-C7-Bausteins: ex-chiral-pool-Synthese aus 2-Desoxy-D-ribose, Wittig-Reaktion, Hydrierung mit Pd/C, Schutzgruppenoperation, Abspaltung von Schutzgruppen und Swern-Oxidation zum Aldehyd. Die Schlüsselreaktion der ganzen Synthese ist die Eintopf-Variante der Julia-Olefinierung nach Kocienski: selektiver Aufbau des trans-Olefins durch Verknüpfung der beiden Bausteine. Nach weiteren Schutzgruppenoperationen (und Öffnung des Valerolactons) wird der Methylester des 9,14-Lipoxin A4 erhalten, dessen biologische Aktivität zweifelsfrei bewiesen wurde.

Reazioni tandem organocatalitiche enantioselettive di derivati indolici e nitroetene: un accesso diretto a precursori di alcaloidi dell'Ergot

Il lavoro discusso in questa tesi è lo sviluppo di un metodo sintetico basato sulla catalisi asimmetrica che consente di ottenere precursori di alcuni alcaloidi dell’Ergot in forma enantioarricchita. La reazione sviluppata consiste in un processo domino Friedel-Crafts/nitro-Michael fra indoli sostituiti in posizione 4 con un accettore di Michael e nitroetene. I catalizzatori utilizzati sono in grado di attivare il nitroetene per la Friedel-Crafts mediante legami a idrogeno e di indurre stereoselezione nella successiva ciclizzazione di Michael intramolecolare. Mediante la procedura ottimizzata è possibile ottenere una serie di indoli policiclici, potenziali precursori sintetici di alcaloidi dell’Ergot, con buone rese ed enantioselezioni.

Cinchona alkaloids and BINOL derivatives as privileged catalysts or ligands in asymmetric synthesis

During the last fifteen years organocatalysis emerged as a powerful tool for the enantioselective functionalization of the most different organic molecules. Both C-C and C-heteroatom bonds can be formed in an enantioselective fashion using many types of catalyst and the field is always growing. Many kind of chiral catalysts have emerged as privileged, but among them Proline, cinchona alkaloids, BINOL, and their derivatives showed to be particularly useful chiral scaffolds. This thesis, after a short presentation of many organocatalysts and activation modes, focuses mainly on cinchona alkaloid derived primary amines and BINOL derived chiral Brønsted acids, describing their properties and applications. Then, in the experimental part, these compounds are used for the catalysis of new transformations. The enantioselective Friedel-Crafts alkylation of cyclic enones with naphthols using cinchona alkaloid derived primary amines as catalysts is presented and discussed. The results of this work were very good and this resulted also in a publication. The same catalysts are then used to accomplish the enantioselective addition of indoles to cyclic enones. Many catalysts in combination with many acids as co-catalysts were tried and the reaction was fully studied. Selective N-alkylation was obtained in many cases, in combination with quite good to good enantioselectivities. Also other kind of catalysis were tried for this reaction, with interesting results. Another aza-Michael reaction between OH-free hydroxylamines and nitrostyrene using cinchona alkaloid derived thioureas is briefly discussed. Then our attention focused on Brønsted acid catalyzed transformations. With this regard, the Prins cyclization, a reaction never accomplished in an enantioselective fashion until now, is presented and developed. The results obtained are promising. In the last part of this thesis the work carried out abroad is presented. In Prof. Rueping laboratories, an enantioselective Nazarov cyclization using cooperative catalysis and the enantioselective desymmetrization of meso-hydrobenzoin catalyzed by Brønsted acid were studied.

Sustainable processes using heterogeneous acid catalysts. Some examples of industrial interest.

In recent years the need for the design of more sustainable processes and the development of alternative reaction routes to reduce the environmental impact of the chemical industry has gained vital importance. Main objectives especially regard the use of renewable raw materials, the exploitation of alternative energy sources, the design of inherently safe processes and of integrated reaction/separation technologies (e.g. microreactors and membranes), the process intensification, the reduction of waste and the development of new catalytic pathways. The present PhD thesis reports results derived during a three years research period at the School of Chemical Sciences of Alma Mater Studiorum-University of Bologna, Dept. of Industrial Chemistry and Materials (now Dept. of Industrial Chemistry “Toso Montanari”), under the supervision of Prof. Fabrizio Cavani (Catalytic Processes Development Group). Three research projects in the field of heterogeneous acid catalysis focused on potential industrial applications were carried out. The main project, regarding the conversion of lignocellulosic materials to produce monosaccharides (important intermediates for production of biofuels and bioplatform molecules) was financed and carried out in collaboration with the Italian oil company eni S.p.A. (Istituto eni Donegani-Research Center for non-Conventional Energies, Novara, Italy) The second and third academic projects dealt with the development of green chemical processes for fine chemicals manufacturing. In particular, (a) the condensation reaction between acetone and ammonia to give triacetoneamine (TAA), and (b) the Friedel-Crafts acylation of phenol with benzoic acid were investigated.

Beyond simple proton transfer processes: domino reactions between 4-substituted indoles and nitroethene as a new gateway to ergot alkaloids

The multimodal biology activity of ergot alkaloids is known by humankind since middle ages. Synthetically modified ergot alkaloids are used for the treatment of various medical conditions. Despite the great progress in organic syntheses, the total synthesis of ergot alkaloids remains a great challenge due to the complexity of their polycyclic structure with multiple stereogenic centres. This project has developed a new domino reaction between indoles bearing a Michael acceptor at the 4 position and nitroethene, leading to potential ergot alkaloid precursors in highly enantioenriched form. The reaction was optimised and applied to a large variety of substrate with good results. Even if unfortunately all attempts to further modify the obtained polycyclic structure failed, it was found a reaction able to produce the diastereoisomer of the polycyclic product in excellent yields. The compounds synthetized were characterized by NMR and ESIMS analysis confirming the structure and their enantiomeric excess was determined by chiral stationary phase HPLC. The mechanism of the reaction was evaluated by DFT calculations, showing the formation of a key bicoordinated nitronate intermediate, and fully accounting for the results observed with all substrates. The relative and absolute configuration of the adducts were determined by a combination of NMR, ECD and computational methods.

Immobilization of aluminum chloride on MCM-41 as a new catalyst system for liquid-phase isopropylation of naphthalene

A great deal of effort has been made at searching for alternative catalysts to replace conventional Lewis acid catalyst aluminum trichloride (AlCl3). In this paper, immobilization of AlCl3 on mesoporous MCM-41 silica with and without modification was carried out. The catalytic properties of the immobilized catalyst systems for liquid-phase isopropylation of naphthalene were studied and compared with those of H/MCM-41 and H/mordenite. The structures of the surface-immobilized aluminum chloride catalysts were studied and identified by using solid-state magic angle spinning nuclear magnetic resonance (MAS NMR), Fourier transform infrared (FTIR) spectroscopy, X-ray photoelectron spectroscopy (XPS), nitrogen adsorption, and X-ray diffraction (XRD) techniques. The catalytic activity of the immobilized catalysts was found to be similar to that of acidic mordenite zeolite. A significant enhancement in the selectivity of 2,6-diisopropylnaphthalene (2,6-DIPN) was observed over the immobilized aluminum chloride catalysts. Immobilization of aluminum chloride on mesoporous silica coupled with surface silylation is a promising way of developing alternative catalyst system for liquid-phase Friedel-Crafts alkylation reactions. (C) 2002 Elsevier Science B.V. All rights reserved.

Studio della sintesi del 2-acetil furano mediante chetonizzazione in fase vapore

La reazione tra due acidi carbossilici o esteri a dare un chetone, H2O e CO2 (chetonizzazione) è molto studiata per l’upgrading del bio-olio grezzo, perché permette di ridurne l’acidità ed il tenore di ossigeno aumentandone il potere calorifico. Tuttavia, con opportuni accorgimenti questa reazione potrebbe essere impiegata anche per la sintesi selettiva di chetoni asimmetrici ad alto valore aggiunto; un esempio è l’acetil-furano (AF), che trova applicazione come aroma nell’industria alimentare e come intermedio per la sintesi dell’antibiotico Cefuroxima. In questo lavoro di tesi la sintesi di AF mediante la chetonizzazione incrociata tra 2-metil furoato (MF) ed etil acetato (EA) oppure acido acetico (AA), è stata investigata in fase gassosa con catalizzatori eterogenei (ZrO2, CeO2 e un ossido misto Ce/Zr/O), come alternativa più sostenibile al processo di sintesi industriale di AF basato sull’acilazione di Friedel-Crafts del furano con anidride acetica in fase liquida in reattori batch. Uno screening iniziale dei tre catalizzatori (350 °C, τ = 1 s, stechiometrica MF/AA = 1 in alimentazione) ha dimostrato che ZrO2 è di gran lunga più attivo e selettivo degli altri materiali, e che la chetonizzazione incrociata tra MF e AA è di gran lunga più selettiva di quella tra MF ed EA. Tuttavia, in queste condizioni la omochetonizzazione di AA (reagente limitante) compete con la chetonizzazione incrociata riducendo la massima conversione di MF ottenibile; pertanto, il rapporto AA/MF è stato aumentato fino a 4 ed in queste condizioni è stato possibile ottenere una conversione di MF quantitativa e una resa in AF pari al 70 %. Infine, la versatilità di questa via sintetica è stata ampliata sintetizzando chetoni furanici con catene alifatiche più lunghe propanoil furano (PF, resa = 82 %) e butanoil furano (BF, resa = 69 %) mediante la chetonizzazione incrociata di MF con acido propionico (AP) ed acido butirrico (AB).

Intramolecular Direct Functionalization of Cyclopropanes via Silver-Mediated, Palladium Catalysis

Au cours de la dernière décennie, le domaine de la fonctionnalisation directe des liens C–H a connu un intérêt croissant, en raison de la demande de processus chimiques moins dispendieux, plus efficaces et plus écologiques. . Les cyclopropanes représentent un motif structural souvent retrouvé dans des agents biologiquement actifs importants et dans des intermédiaires de synthèse permettant l'accès à des architectures complexes. Malgré leur valeur intrinsèque, la fonctionnalisation directe des cyclopropanes n’a pas été largement explorée. Ce mémoire traitera de deux méthodologies liées, mais tout aussi différentes, impliquant la fonctionnalisation directe des liens C–H cyclopropaniques impliquant des réactions intramoléculaires catalysées par un complex de palladium et assistées par l’argent. Le premier chapitre présentera d’abord un bref survol de la littérature sur les fondements de la fonctionnalisation directe ainsi que les contributions majeures réalisées dans ce domaine. L’accent sera notamment mis sur la fonctionnalisation des centres sp3 et sera souligné par des exemples pertinents. Les découvertes clés concernant le mécanisme et les cycles catalytiques de ces processus seront discutées. Le second chapitre décrira comment les 2-bromoanilides peuvent être utilisés pour accéder à des motifs particuliers de type spiro 3,3’ oxindoles cyclopropyliques. L'optimisation et l’étendue de la réaction seront abordés, suivis par des études mécanistiques réfutant l’hypothèse de la formation d’un intermédiaire palladium-énolate. Ces études mécanistiques comprennent une étude cinétique de l'effet isotopique ainsi que des études sur épimérisation; celles-ci ont confirmé que la réaction se produit par arylation directe. Sur la base des résultats obtenus dans le deuxième chapitre, nous aborderons ensuite la fonctionnalisation directe des benzamides cyclopropyliques lesquels, après une ouverture de cycle, donneront de nouveaux produits benzo [c] azépine-1-ones (chapitre trois). Après avoir présenté une brève optimisation et l’étendue de la réaction, nous discuterons des études mécanistiques impliquées à déduire l'ordre des événements dans le cycle catalytique et à déterminer le rôle des réactifs. Celles-ci permetteront de conclure que la fonctionnalisation de l’unité cyclopropyle se produit avant l’ouverture de cycle et que l'acétate est responsable de la déprotonation-métalation concertée. Le dernier chapitre (chapitre quatre) traitera en rétrospective de ce qui a été appris à partir de deux méthodologies divergentes et connexes et de comment ces résultats peuvent être exploités pour explorer d’autres types de fonctionnalisations directes sur des cyclopropanes.

Impregnated palladium on magnetite as catalyst for direct arylation of heterocycles

Palladium impregnated on magnetite is an efficient, cheap and easy to prepare catalyst for the direct arylation of heterocycles. Good yields are afforded under relatively mild conditions and a broad substrate scope is evident. The catalyst is regioselective in many cases, affording arylated products, at the C2- or C3-position (depending of the heterocycle used). The methodology can be extended to prepare chromenes through an intramolecular direct arylation reaction. Some evidence is provided for two catalyst deactivation pathways, which prevents efficient recycling.

Chemo-, Regio- And Stereoselective Heck Arylation Of Allylated Malonates: Mechanistic Insights By Esi-ms And Synthetic Application Toward 5-arylmethyl-γ-lactones.

We describe herein a general method for the controlled Heck arylation of allylated malonates. Both electron-rich and electron-poor aryldiazonium salts were readily employed as the aryl-transfer agents in good yields and in high chemo-, regio-, and stereoselectivity without formation of decarboxylated byproducts. Reaction monitoring via ESI-MS was used to support the formation of chelated Pd species through the catalytic cycle. Additionally, some Heck adducts were successfully used in the total synthesis of pharmacologically active γ-lactones.

Princípios fundamentais e modelos de transferência de energia inter e intramolecular

This work outlines the historic development of the concept and main theories of energy transfer, as well as the principal experiments carried out to confirm or refute the proposed theories. Energy transfer in coordination compounds is also discussed with a focus on rare earth systems.

Adiabatic intramolecular movements for water systems

An effective treatment of the intramolecular degrees of freedom is presented for water, where these modes are decoupled from the intermolecular ones, ""adiabatically"" allowing these coordinates to be positioned at their local minimum of the potential energy surface. We perform ab initio Monte Carlo simulations with the configurational energies obtained via density functional theory. We study a water dimer as a prototype system, and even in this simple case the intramolecular relaxations are very important to properly describe properties such as the dipole moment. We show that rigid simulations do not correctly sample the phase space, resulting in an average dipole moment smaller than the one obtained with the adiabatic model, which is closer to the experimental result. (c) 2008 American Institute of Physics.

Chiral Triphenylprolinol Ligands for the Efficient Catalytic Asymmetric Arylation of Aldehydes

The synthesis of new chiral amino alcohols by Heck arylation of an enecarbamate is described. These compounds were used as chiral ligands for the catalytic asymmetric arylation of aldehydes and can be easily recovered. Chiral, nonracemic diarylmethanols were obtained in high yields and enantioselectivities.

alpha-Arylation and Alkynylation of Cyclic alpha-Iodoenones Using Palladium-Catalyzed Cross-Coupling Reactions with Trifluoroborate Salts

An expeditious synthesis of alpha-aryl- and alpha-alkynylcyclo-hexenones is described and illustrated by palladium-catalyzed cross-coupling reaction of cyclic alpha-iodoenones with potassium aryltrifluoroborate salts. This procedure offers easy access to alpha-arylated and alkynylated cyclohexenones functionalized with electrondonor and -acceptor substituents in good yields.