A questão do desenvolvimento à luz da globalização da economia capitalista

Cet article cherche à dresser, sous la perspective historique, le bilan de la situation des pays périphériques dans les dernières trentes années. Pour cela, il aborde particulièrement les enjeux du développement dans la phase de la globalisation du capital. Ce travail s'appuie surtout sur les études de la vaste bibliographie publiée récemment. Dans quelle mesure la relance du développement concernant plusieurs secteurs stagnés de la périphérie deviendrait-elle une réelle possibilité? Autour de cette question, que nous trouvons centrale dans l'actuelle conjoncture, nous entamons quelques réflexions. Nous envisageons montrer que la stagnation économique à laquelle des nombreux pays non développés font face ne découle pas en partie d'une crise sociale et économique ouverte dans les années soixante-dix et qui s'élargit jusqu'à nos jours malgré les tentatives de restructuration de la société capitaliste. Les stratégies et les mesures politiques à caractère néo-liberal aussi auraient énormément contribué à cette situation étant donné qu'elles ont renforcé les amarres financières qui ont étranglé pour une part les économies périphériques. Outre ces difficultés, ces pays affronteraient les limites écologiques du capitalisme. La relance du développement dans un nouveau stade exigeant la croissance économique, la justice sociale et la préservation de la nature amènerait à une rupture face au capitalisme.

Superação da dormência em sementes de Murdannia nudiflora (L.) Brenan

The objective of this study was to identify treatments capable of promoting and standardizing the germination of Murdannia nudiflora (L.) Brenan seeds. The seeds of this weed were submitted to the following treatments: mechanical abrasion with 220-grit sandpaper (20, 30 and 40 frictions); immersion in sulfuric acid (90% for 30 and 40 seconds), followed by washing in running water; immersion in sodium hypochlorite (2.5% for 8 and 12 hours) and lye (5 minutes), followed by five washings in distilled water; immersion in KNO 3 (1% for 24 hours); preheating at 40°C in a humid or dry substrate for 2, 3 and 4 weeks. The statistical design was totally randomized, with four repetitions. The number of germinated seeds was counted every other day. The most favorable treatments were preheating at 40°C in humid substrate for 3 weeks, followed by mechanical abrasion after 40 frictions and immersion in sulfuric acid for 40 seconds.

Fatores determinantes do deslocamento de setores intensivos em mão de obra para o Nordeste: o caso das grandes empresas calçadistas brasileiras a partir dos anos 1990

Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES)

Análise e demonstração do comportamento do escoamento bifásico gás-sólido

Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES)

A relação entre os entes federados no financiamento da educação básica no Brasil no contexto da política de fundos (FUNDEF/FUNDEB)

Esta Dissertação objetiva analisar o aspecto normativo do FUNDEF e do FUNDEB com vistas a avaliar possibilidades de colaboração entre os entes federados para o financiamento da educação básica no Brasil por meio destes Fundos. Para isso, analisamos o processo de formulação do FUNDEF e do FUNDEB com vistas a identificar possibilidades de colaboração entre os entes federados e caracterizamos as possíveis formas de colaboração entre os entes federados presentes nas leis que regulamentam o FUNDEF e o FUNDEB. A metodologia de análise foi qualitativa com aproximações da análise do discurso. A discussão foi dividida em três capítulos, no primeiro capítulo analisamos os conceitos que se constituem nas categorias de análise do presente estudo, tais como Federalismo e descentralização, analisamos ainda a estrutura de financiamento da educação básica no Brasil, partindo dos anos de 1930, ocasião em que surgiu no Brasil a concepção de Fundos para financiar a educação, contudo, focamos a análise no FUNDEF e no FUNDEB a partir da contextualização do período da redemocratização brasileira e da mudança da estrutura federativa proporcionada pela promulgação da CF/88, que possibilitou as bases que norteariam a mudança na concepção do papel do Estado. No segundo capítulo, analisamos os processos de formulação e implantação do FUNDEF e do FUNDEB e, dentro desse contexto, as relações federativas com ênfase nas possibilidades de colaboração entre os entes federados decorrentes destes processos no Brasil. Para isso, analisamos os documentos legais citados anteriormente neste texto, que consubstanciaram a criação e operacionalização de ambos os Fundos. Analisamos ainda dados de matrículas e financeiros, na perspectiva de avaliar as formas de colaboração entre os entes federados, bem como as relações federativas proporcionadas pela implantação de ambos os Fundos no país. No terceiro e último capítulo, analisamos três indicadores, surgidos da análise do processo de formulação e implantação do FUNDEF e do FUNDEB no Brasil, trabalhados no segundo capítulo, a saber: (i) coordenação federativa a partir da instituição do FUNDEF e do FUNDEB para o financiamento da educação básica no Brasil e suas implicações para a colaboração entre os entes federados; (ii) efeitos da redistribuição dos recursos financeiros proporcionada pelo FUNDEF e pelo FUNDEB nos municípios e Estados brasileiros e a participação da União; (iii) efeitos da política de financiamento do FUNDEF e do FUNDEB sobre as matrículas da educação básica em nível regional e nacional. Concluímos que o FUNDEF focalizou recursos no ensino fundamental, o que acarretou a indução de políticas nos Estados e municípios brasileiros. No contexto do FUNDEB a indução de políticas e ações por parte da União para os entes federados permaneceu e se fortaleceu, o que levou a um processo de colaboração regulada pela União.

A regulação do Estado na educação básica por meio da política de fundos (FUNDEF e FUNDEB)

Este estudo aborda a regulação do Estado (esfera federal/União), na Educação Básica por meio da política de Fundos, especificamente no que se refere à implementação do Fundef e do Fundeb. Contextualiza a criação desses Fundos em meio ao processo de reforma do aparelho do Estado no Brasil em curso a partir da década de 1990, que possibilitou a introdução de novos mecanismos de regulação das políticas públicas. Parte-se do pressuposto de que “a política de Fundos (Fundef e Fundeb) tem se caracterizado em uma política reguladora da oferta e manutenção da educação básica, introduzindo mudanças nas responsabilidades de Estados e municípios quanto à área da educação. O estudo objetivou analisar a política de Fundos (Fundef e Fundeb) visando identificar medidas ou mecanismos de regulação na área do financiamento da Educação Básica. Desta forma, foram analisados os marcos regulatórios que criaram e regulamentam os dois Fundos na perspectiva de responder os seguintes questionamentos: quais os mecanismos instituídos com o Fundef e Fundeb que revelam possíveis regulações da União nos recursos financeiros dos Estados e Municípios destinados à Educação? Quais os possíveis desdobramentos da regulação da União para a dinâmica dos recursos financeiros e para a oferta de matriculas da educação básica no período de 1996 a 2010? A abordagem metodológica que se adota é de orientação qualitativa e tem como principal técnica de coleta de dados a pesquisa documental associada à análise de informações estatísticas sobre a dinâmica das matrículas e dos recursos financeiros no contexto da operacionalização dos referidos Fundos. Como resultados pode-se considerar que com a reforma do Estado, e, nesta esteira a implementação do Fundef e do Fundeb foi redefinida a estrutura e gestão do financiamento da educação básica pública possibilitando um rearranjo no que concerne à atuação dos entes federados na área da educação. A União passou a atuar de forma concentrada no controle ideológico das políticas educacionais. Transferiu quase toda a responsabilidade pela manutenção da educação básica para os Estados e munícipios. Os mecanismos regulatórios inseridos com os referidos Fundos se configurado em medidas que engessam, alinham e nivelam por baixo as políticas educacionais no âmbito nacional, e postergam os reais problemas da educação básica pública.

Deus escreve certo por linhas tortas

If cinema is an essentially urban means of expression, the fruit of technique and industry, can a film narrator express in a film’s esthetics a caipira’s « Weltanschauung » (world vision or philosophy) ? We suggest, agreeing with Benjamin – who considers that narrative is the best expression of manual and traditional work’s time– that the story related by the film A proteção de Santo António constitutes a cinematographic narrative which can be classified as caipira. Tenderly called by the audiences Santo António e a vaca, this film was supported by a large part of the population for its making, which allowed to fill in the lack of technical and financial resources. Here, we defend the idea that the visible traces of this work in this particular film, turns it into a real filmic narrative and also into a sincere tribute to caipira culture.

Mídias de informação e comunicação e Ciência da Informação

Media, as contemporary information and communication phenomena, are rarely studied in the field of Information Science field (IS). This article aims to present a reflection on the Media role as information environments that provoke changes in the ecosystem of message creation, information and socially shared knowledge. It points out that the contextualization of informational situations in the media environments facilitates access to information and to knowledge creation, strategically aimed to more efficient mediation possibilities - purpose to be reached by the society and by an entrepreneurial Information Science. IS counts on proper strategies and methodologies for the creation of transversal meta fields of new knowledge for the solution of problems caused by the intersections and social frictions among science, technologies and knowledge, which means an effective contribution of IS to the enhance utilization of media potential.

Technology acquisition through licensing. Implications for firm strategy

Nowadays licensing practices have increased in importance and relevance driving the widespread diffusion of markets for technologies. Firms are shifting from a tactical to a strategic attitude towards licensing, addressing both business and corporate level objectives. The Open Innovation Paradigm has been embraced. Firms rely more and more on collaboration and external sourcing of knowledge. This new model of innovation requires firms to leverage on external technologies to unlock the potential of firms’ internal innovative efforts. In this context, firms’ competitive advantage depends both on their ability to recognize available opportunities inside and outside their boundaries and on their readiness to exploit them in order to fuel their innovation process dynamically. Licensing is one of the ways available to firm to ripe the advantages associated to an open attitude in technology strategy. From the licensee’s point view this implies challenging the so-called not-invented-here syndrome, affecting the more traditional firms that emphasize the myth of internal research and development supremacy. This also entails understanding the so-called cognitive constraints affecting the perfect functioning of markets for technologies that are associated to the costs for the assimilation, integration and exploitation of external knowledge by recipient firms. My thesis aimed at shedding light on new interesting issues associated to in-licensing activities that have been neglected by the literature on licensing and markets for technologies. The reason for this gap is associated to the “perspective bias” affecting the works within this stream of research. With very few notable exceptions, they have been generally concerned with the investigation of the so-called licensing dilemma of the licensor – whether to license out or to internally exploit the in-house developed technologies, while neglecting the licensee’s perspective. In my opinion, this has left rooms for improving the understanding of the determinants and conditions affecting licensing-in practices. From the licensee’s viewpoint, the licensing strategy deals with the search, integration, assimilation, exploitation of external technologies. As such it lies at the very hearth of firm’s technology strategy. Improving our understanding of this strategy is thus required to assess the full implications of in-licensing decisions as they shape firms’ innovation patterns and technological capabilities evolution. It also allow for understanding the so-called cognitive constraints associated to the not-invented-here syndrome. In recognition of that, the aim of my work is to contribute to the theoretical and empirical literature explaining the determinants of the licensee’s behavior, by providing a comprehensive theoretical framework as well as ad-hoc conceptual tools to understand and overcome frictions and to ease the achievement of satisfactory technology transfer agreements in the marketplace. Aiming at this, I investigate licensing-in in three different fashions developed in three research papers. In the first work, I investigate the links between licensing and the patterns of firms’ technological search diversification according to the framework of references of the Search literature, Resource-based Theory and the theory of general purpose technologies. In the second paper - that continues where the first one left off – I analyze the new concept of learning-bylicensing, in terms of development of new knowledge inside the licensee firms (e.g. new patents) some years after the acquisition of the license, according to the Dynamic Capabilities perspective. Finally, in the third study, Ideal with the determinants of the remuneration structure of patent licenses (form and amount), and in particular on the role of the upfront fee from the licensee’s perspective. Aiming at this, I combine the insights of two theoretical approaches: agency and real options theory.

Filiera corta: percorsi di innovazione tecnici, organizzativi e sociali nella gestione strategica delle nicchie. Esperienze in Toscana e in Provenza

There is a widening consensus around the fact that, in many developed countries, food production-consumption patterns are in recent years interested by a process of deep change towards diversification and re-localisation practices, as a counter-tendency to the trend to the increasing disconnection between farming and food, producers and consumers. The relevance of these initiatives doesn't certainly lie on their economic dimension, but rather in their intense diffusion and growth rate, their spontaneous and autonomous nature and, especially, their intrinsic innovative potential. These dynamics involve a wide range of actors around local food patterns, embedding short food supply chains initiatives within a more complex and wider process of rural development, based on principles of sustainability, multifunctionality and valorisation of endogenous resources. In this work we have been analysing these features through a multi-level perspective, with reference to the dynamics between niche and regime and the inherent characteristics of the innovation paths. We apply this approach, through a qualitative methodology, to the analysis of the experience of farmers’ markets and Solidarity-Based Consumers Groups (Gruppi di Acquisto Solidale) ongoing in Tuscany, seeking to highlight the dynamics that are affecting the establishment of this alternative food production-consumption model (and its related innovative potential) from within and from without. To verify if and in which conditions they can constitute a niche, a protected space where radical innovations can develop, we make reference to the three interrelated analytic dimensions of socio-technical systems: the actors (i.e. individuals. social groups, organisations), the rules and institutions system, and the artefacts (i.e. the material and immaterial contexts in which the actors move). Through it, we analyse the innovative potential of niches and the level of their structuration and , then, the mechanisms of system transition, focusing on the new dynamics within the niche and between the niche and the policy regime emerging after the growth of interest by mass-media and public institutions and their direct involvement in the initiatives. Following the development of these significant experiences, we explore more deeply social, economic, cultural, political and organisational factors affecting innovations in face-to-face interactions, underpinning the critical aspects (sharing of alternative values, coherence at individual choices level, frictions on organisational aspects, inclusion/exclusion, attitudes towards integration at territorial level), towards uncovering until to the emergence of tensions and the risks of opportunistic behaviours that might arise from their growth. Finally, a comparison with similar experiences abroad is drawn (specifically with Provence), in order to detect food for thought, potentially useful for leading regional initiativestowards transition path.

Essays in Macroeconomics

The dissertation consists of four papers that aim at providing new contributions in the field of macroeconomics, monetary policy and financial stability. The first paper proposes a new Dynamic Stochastic General Equilibrium (DSGE) model with credit frictions and a banking sector to study the pro-cyclicality of credit and the role of different prudential regulatory frameworks in affecting business cycle fluctuations and in restoring macroeconomic and financial stability. The second paper develops a simple DSGE model capable of evaluating the effects of large purchases of treasuries by central banks. This theoretical framework is employed to evaluate the impact on yields and the macroeconomy of large purchases of medium- and long-term government bonds recently implemented in the US and UK. The third paper studies the effects of ECB communications about unconventional monetary policy operations on the perceived sovereign risk of Italy over the last five years. The empirical results are derived from both an event-study analysis and a GARCH model, which uses Italian long-term bond futures to disentangle expected from unexpected policy actions. The fourth paper proposes a DSGE model with an endogenous term structure of interest rates, which is able to replicate the stylized facts regarding the yield curve and the term premium in the US over the period 1987:3-2011:3, without compromising its ability to match macro dynamics.

Die Entwicklung demokratischer Wertorientierungen in den mittel- und osteuropäischen EU-Mitgliedsländern : eine Kohortenanalyse auf Basis des European Social Survey

In dieser Masterarbeit wird die Frage untersucht, ob sich in den mittel- und osteuropäischen EU-Mitgliedsländern der Erweiterungsrunde von 2004 (Estland, Litauen, Polen, Slowakei, Slowenien, Ungarn, Tschechien) in der Befürwortung verschiedener normativer Demokratiemodelle Unterschiede zwischen der jüngsten und den älteren Generationen finden lassen. Diese demokratischen Wertorientierungen spielen für die Persistenz der noch jungen Demokratien eine entscheidende Rolle. Eine Inkongruenz des mehrheitlich favorisierten Demokratiemodells einerseits und der institutionellen Struktur andererseits kann zu Spannungen und Instabilität des politischen Systems führen. Theoretisch werden zwei Demokratiekonzeptionen unterschieden: Das Modell der liberalen Demokratie und das Modell der sozialistischen Demokratie. Dem Sozialisationsansatz folgend, sollte die jüngste Generation ein liberales Demokratiemodell eher und ein sozialistisches Demokratiemodell weniger befürworten als die älteren Generationen. In der empirischen Analyse auf Basis der Daten der sechsten Welle des European Social Survey von 2012 wird zunächst durch konfirmatorische Faktorenanalysen die konzeptuelle Trennung beider Modelle bestätigt. In der Regressionsanalyse wird der Fokus durch die Untersuchung verschiedener Kohorten gelegt, zusätzlich wird für situative Faktoren und mögliche Alterseffekte kontrolliert. Die Ergebnisse der Modellschätzungen zeichnen ein heterogenes Bild. In keinem der untersuchten Länder zeigt sich eine signifikant höhere Zustimmung zum liberalen Demokratiemodell durch die jüngste Generation, wie es der theoretischen Erwartung entsprechen würde. Stattdessen finden sich entweder keine signifikanten Unterschiede zwischen den Generationen oder sogar signifikant niedrigere Zustimmungswerte durch die jüngste Generation. Bei der Befürwortung eines sozialistischen Demokratiemodells entsprechen die Ergebnisse teilweise der theoretischen Erwartung: In einigen Ländern finden sich signifikant niedrigere Zustimmungswerte in der jüngsten Generation.

Capital Market Implications of Corporate Disclosure: German Evidence

This paper investigates the relationship between annual report disclosure, market liquidity, and capital cost for firms registered on the Deutsche Börse. Disclosure is comprehensively measured using the innovative Artificial Intelligence Measurement of Disclosure (AIMD). Results show that annual report disclosure enhances market liquidity by changing investors’ expectations and inducing portfolio adjustments. Trading frictions are negatively associated with disclosure. The study provides evidence for a capital-costreduction effect of disclosure based on the analysis of investors’ return requirements and market values. Altogether, no evidence is found that the information processing at the German capital market is structurally different from other markets.

Bargaining for power and information : an experimental and theoretical analysis of the interaction between institutions, externalities and adverse selection

Bargaining is the building block of many economic interactions, ranging from bilateral to multilateral encounters and from situations in which the actors are individuals to negotiations between firms or countries. In all these settings, economists have been intrigued for a long time by the fact that some projects, trades or agreements are not realized even though they are mutually beneficial. On the one hand, this has been explained by incomplete information. A firm may not be willing to offer a wage that is acceptable to a qualified worker, because it knows that there are also unqualified workers and cannot distinguish between the two types. This phenomenon is known as adverse selection. On the other hand, it has been argued that even with complete information, the presence of externalities may impede efficient outcomes. To see this, consider the example of climate change. If a subset of countries agrees to curb emissions, non-participant regions benefit from the signatories’ efforts without incurring costs. These free riding opportunities give rise to incentives to strategically improve ones bargaining power that work against the formation of a global agreement. This thesis is concerned with extending our understanding of both factors, adverse selection and externalities. The findings are based on empirical evidence from original laboratory experiments as well as game theoretic modeling. On a very general note, it is demonstrated that the institutions through which agents interact matter to a large extent. Insights are provided about which institutions we should expect to perform better than others, at least in terms of aggregate welfare. Chapters 1 and 2 focus on the problem of adverse selection. Effective operation of markets and other institutions often depends on good information transmission properties. In terms of the example introduced above, a firm is only willing to offer high wages if it receives enough positive signals about the worker’s quality during the application and wage bargaining process. In Chapter 1, it will be shown that repeated interaction coupled with time costs facilitates information transmission. By making the wage bargaining process costly for the worker, the firm is able to obtain more accurate information about the worker’s type. The cost could be pure time cost from delaying agreement or cost of effort arising from a multi-step interviewing process. In Chapter 2, I abstract from time cost and show that communication can play a similar role. The simple fact that a worker states to be of high quality may be informative. In Chapter 3, the focus is on a different source of inefficiency. Agents strive for bargaining power and thus may be motivated by incentives that are at odds with the socially efficient outcome. I have already mentioned the example of climate change. Other examples are coalitions within committees that are formed to secure voting power to block outcomes or groups that commit to different technological standards although a single standard would be optimal (e.g. the format war between HD and BlueRay). It will be shown that such inefficiencies are directly linked to the presence of externalities and a certain degree of irreversibility in actions. I now discuss the three articles in more detail. In Chapter 1, Olivier Bochet and I study a simple bilateral bargaining institution that eliminates trade failures arising from incomplete information. In this setting, a buyer makes offers to a seller in order to acquire a good. Whenever an offer is rejected by the seller, the buyer may submit a further offer. Bargaining is costly, because both parties suffer a (small) time cost after any rejection. The difficulties arise, because the good can be of low or high quality and the quality of the good is only known to the seller. Indeed, without the possibility to make repeated offers, it is too risky for the buyer to offer prices that allow for trade of high quality goods. When allowing for repeated offers, however, at equilibrium both types of goods trade with probability one. We provide an experimental test of these predictions. Buyers gather information about sellers using specific price offers and rates of trade are high, much as the model’s qualitative predictions. We also observe a persistent over-delay before trade occurs, and this mitigates efficiency substantially. Possible channels for over-delay are identified in the form of two behavioral assumptions missing from the standard model, loss aversion (buyers) and haggling (sellers), which reconcile the data with the theoretical predictions. Chapter 2 also studies adverse selection, but interaction between buyers and sellers now takes place within a market rather than isolated pairs. Remarkably, in a market it suffices to let agents communicate in a very simple manner to mitigate trade failures. The key insight is that better informed agents (sellers) are willing to truthfully reveal their private information, because by doing so they are able to reduce search frictions and attract more buyers. Behavior observed in the experimental sessions closely follows the theoretical predictions. As a consequence, costless and non-binding communication (cheap talk) significantly raises rates of trade and welfare. Previous experiments have documented that cheap talk alleviates inefficiencies due to asymmetric information. These findings are explained by pro-social preferences and lie aversion. I use appropriate control treatments to show that such consideration play only a minor role in our market. Instead, the experiment highlights the ability to organize markets as a new channel through which communication can facilitate trade in the presence of private information. In Chapter 3, I theoretically explore coalition formation via multilateral bargaining under complete information. The environment studied is extremely rich in the sense that the model allows for all kinds of externalities. This is achieved by using so-called partition functions, which pin down a coalitional worth for each possible coalition in each possible coalition structure. It is found that although binding agreements can be written, efficiency is not guaranteed, because the negotiation process is inherently non-cooperative. The prospects of cooperation are shown to crucially depend on i) the degree to which players can renegotiate and gradually build up agreements and ii) the absence of a certain type of externalities that can loosely be described as incentives to free ride. Moreover, the willingness to concede bargaining power is identified as a novel reason for gradualism. Another key contribution of the study is that it identifies a strong connection between the Core, one of the most important concepts in cooperative game theory, and the set of environments for which efficiency is attained even without renegotiation.

Sequential Pre-Marital Investment Games: Implications for Unemployment

Agents on the same side of a two-sided matching market (such as the marriage or labor market) compete with each other by making self-enhancing investments to improve their worth in the eyes of potential partners. Because these expenditures generally occur prior to matching, this activity has come to be known in recent literature (Peters, 2007) as pre-marital investment. This paper builds on that literature by considering the case of sequential pre-marital investment, analyzing a matching game in which one side of the market invests first, followed by the other. Interpreting the first group of agents as workers and the other group as firms, the paper provides a new perspective on the incentive structure that is inherent in labor markets. It also demonstrates that a positive rate of unemployment can exist even in the absence of matching frictions. Policy implications follow, as the prevailing set of equilibria can be altered by restricting entry into the workforce, providing unemployment insurance, or subsidizing pre-marital investment.