The information bottleneck method for genome-wide association studies

In population studies, most current methods focus on identifying one outcome-related SNP at a time by testing for differences of genotype frequencies between disease and healthy groups or among different population groups. However, testing a great number of SNPs simultaneously has a problem of multiple testing and will give false-positive results. Although, this problem can be effectively dealt with through several approaches such as Bonferroni correction, permutation testing and false discovery rates, patterns of the joint effects by several genes, each with weak effect, might not be able to be determined. With the availability of high-throughput genotyping technology, searching for multiple scattered SNPs over the whole genome and modeling their joint effect on the target variable has become possible. Exhaustive search of all SNP subsets is computationally infeasible for millions of SNPs in a genome-wide study. Several effective feature selection methods combined with classification functions have been proposed to search for an optimal SNP subset among big data sets where the number of feature SNPs far exceeds the number of observations. ^ In this study, we take two steps to achieve the goal. First we selected 1000 SNPs through an effective filter method and then we performed a feature selection wrapped around a classifier to identify an optimal SNP subset for predicting disease. And also we developed a novel classification method-sequential information bottleneck method wrapped inside different search algorithms to identify an optimal subset of SNPs for classifying the outcome variable. This new method was compared with the classical linear discriminant analysis in terms of classification performance. Finally, we performed chi-square test to look at the relationship between each SNP and disease from another point of view. ^ In general, our results show that filtering features using harmononic mean of sensitivity and specificity(HMSS) through linear discriminant analysis (LDA) is better than using LDA training accuracy or mutual information in our study. Our results also demonstrate that exhaustive search of a small subset with one SNP, two SNPs or 3 SNP subset based on best 100 composite 2-SNPs can find an optimal subset and further inclusion of more SNPs through heuristic algorithm doesn't always increase the performance of SNP subsets. Although sequential forward floating selection can be applied to prevent from the nesting effect of forward selection, it does not always out-perform the latter due to overfitting from observing more complex subset states. ^ Our results also indicate that HMSS as a criterion to evaluate the classification ability of a function can be used in imbalanced data without modifying the original dataset as against classification accuracy. Our four studies suggest that Sequential Information Bottleneck(sIB), a new unsupervised technique, can be adopted to predict the outcome and its ability to detect the target status is superior to the traditional LDA in the study. ^ From our results we can see that the best test probability-HMSS for predicting CVD, stroke,CAD and psoriasis through sIB is 0.59406, 0.641815, 0.645315 and 0.678658, respectively. In terms of group prediction accuracy, the highest test accuracy of sIB for diagnosing a normal status among controls can reach 0.708999, 0.863216, 0.639918 and 0.850275 respectively in the four studies if the test accuracy among cases is required to be not less than 0.4. On the other hand, the highest test accuracy of sIB for diagnosing a disease among cases can reach 0.748644, 0.789916, 0.705701 and 0.749436 respectively in the four studies if the test accuracy among controls is required to be at least 0.4. ^ A further genome-wide association study through Chi square test shows that there are no significant SNPs detected at the cut-off level 9.09451E-08 in the Framingham heart study of CVD. Study results in WTCCC can only detect two significant SNPs that are associated with CAD. In the genome-wide study of psoriasis most of top 20 SNP markers with impressive classification accuracy are also significantly associated with the disease through chi-square test at the cut-off value 1.11E-07. ^ Although our classification methods can achieve high accuracy in the study, complete descriptions of those classification results(95% confidence interval or statistical test of differences) require more cost-effective methods or efficient computing system, both of which can't be accomplished currently in our genome-wide study. We should also note that the purpose of this study is to identify subsets of SNPs with high prediction ability and those SNPs with good discriminant power are not necessary to be causal markers for the disease.^

Information bias and lifetime mortality risks of radiation-induced cancer

Additive and multiplicative models of relative risk were used to measure the effect of cancer misclassification and DS86 random errors on lifetime risk projections in the Life Span Study (LSS) of Hiroshima and Nagasaki atomic bomb survivors. The true number of cancer deaths in each stratum of the cancer mortality cross-classification was estimated using sufficient statistics from the EM algorithm. Average survivor doses in the strata were corrected for DS86 random error ($\sigma$ = 0.45) by use of reduction factors. Poisson regression was used to model the corrected and uncorrected mortality rates with covariates for age at-time-of-bombing, age at-time-of-death and gender. Excess risks were in good agreement with risks in RERF Report 11 (Part 2) and the BEIR-V report. Bias due to DS86 random error typically ranged from $-$15% to $-$30% for both sexes, and all sites and models. The total bias, including diagnostic misclassification, of excess risk of nonleukemia for exposure to 1 Sv from age 18 to 65 under the non-constant relative projection model was $-$37.1% for males and $-$23.3% for females. Total excess risks of leukemia under the relative projection model were biased $-$27.1% for males and $-$43.4% for females. Thus, nonleukemia risks for 1 Sv from ages 18 to 85 (DRREF = 2) increased from 1.91%/Sv to 2.68%/Sv among males and from 3.23%/Sv to 4.02%/Sv among females. Leukemia excess risks increased from 0.87%/Sv to 1.10%/Sv among males and from 0.73%/Sv to 1.04%/Sv among females. Bias was dependent on the gender, site, correction method, exposure profile and projection model considered. Future studies that use LSS data for U.S. nuclear workers may be downwardly biased if lifetime risk projections are not adjusted for random and systematic errors. (Supported by U.S. NRC Grant NRC-04-091-02.) ^

Organ-focused mutual information for nonrigid multimodal registration of liver CT and Gd–EOB–DTPA-enhanced MRI

Accurate detection of liver lesions is of great importance in hepatic surgery planning. Recent studies have shown that the detection rate of liver lesions is significantly higher in gadoxetic acid-enhanced magnetic resonance imaging (Gd–EOB–DTPA-enhanced MRI) than in contrast-enhanced portal-phase computed tomography (CT); however, the latter remains essential because of its high specificity, good performance in estimating liver volumes and better vessel visibility. To characterize liver lesions using both the above image modalities, we propose a multimodal nonrigid registration framework using organ-focused mutual information (OF-MI). This proposal tries to improve mutual information (MI) based registration by adding spatial information, benefiting from the availability of expert liver segmentation in clinical protocols. The incorporation of an additional information channel containing liver segmentation information was studied. A dataset of real clinical images and simulated images was used in the validation process. A Gd–EOB–DTPA-enhanced MRI simulation framework is presented. To evaluate results, warping index errors were calculated for the simulated data, and landmark-based and surface-based errors were calculated for the real data. An improvement of the registration accuracy for OF-MI as compared with MI was found for both simulated and real datasets. Statistical significance of the difference was tested and confirmed in the simulated dataset (p < 0.01).

Nanoinformatics knowledge infrastructures: bringing efficient information management to nanomedical research

Nanotechnology represents an area of particular promise and significant opportunity across multiple scientific disciplines. Ongoing nanotechnology research ranges from the characterization of nanoparticles and nanomaterials to the analysis and processing of experimental data seeking correlations between nanoparticles and their functionalities and side effects. Due to their special properties, nanoparticles are suitable for cellular-level diagnostics and therapy, offering numerous applications in medicine, e.g. development of biomedical devices, tissue repair, drug delivery systems and biosensors. In nanomedicine, recent studies are producing large amounts of structural and property data, highlighting the role for computational approaches in information management. While in vitro and in vivo assays are expensive, the cost of computing is falling. Furthermore, improvements in the accuracy of computational methods (e.g. data mining, knowledge discovery, modeling and simulation) have enabled effective tools to automate the extraction, management and storage of these vast data volumes. Since this information is widely distributed, one major issue is how to locate and access data where it resides (which also poses data-sharing limitations). The novel discipline of nanoinformatics addresses the information challenges related to nanotechnology research. In this paper, we summarize the needs and challenges in the field and present an overview of extant initiatives and efforts.

Strategies and good practice for sustainable and liveable cities of tomorrow

This contribution deals with the question, what makes cities sustainable and integrative, and suggests an approach for "liveable cities of tomorrow" designed to sustain mobility. The liveable city of tomorrow needs to meet both ecological and social requirements in an integrative approach. To design urban patterns appropriate or “sustainable mobility” based on a concept of mobility defined as the number of accessible destinations (different to that for “fossil mobility” defined as the ability to cover distances) is a key element of such an approach. Considering the limited reserves of fossil fuels and the long lifetime of the built structure, mobility needs to rely on modes independent of fossil fuels (public transport and pedestrians) to make it sustainable and the urban pattern needs to be developed appropriately for these modes. Crucial for the success of public transport is the location of buildings within the catchment area of stops. An attractive urban environment for pedestrians is characterised by short distances in a compact settlement with appropriate/qualified urban density and mixed land use as well as by attractive public space. This, complemented by an integrative urban development on the quarter level including neighbourhood management with a broad spectrum of activity areas (social infrastructure, integration of diverse social and ethnic groups, health promotion, community living, etc.), results in increased liveability. The role of information technology in this context is to support a sustainable use of the built structures by organisational instruments. Sustainable and liveable communities offer many benefits for health, safety and well-being of their inhabitants.

A scalable approach for content based image retrieval in cloud datacenter

The emergence of cloud datacenters enhances the capability of online data storage. Since massive data is stored in datacenters, it is necessary to effectively locate and access interest data in such a distributed system. However, traditional search techniques only allow users to search images over exact-match keywords through a centralized index. These techniques cannot satisfy the requirements of content based image retrieval (CBIR). In this paper, we propose a scalable image retrieval framework which can efficiently support content similarity search and semantic search in the distributed environment. Its key idea is to integrate image feature vectors into distributed hash tables (DHTs) by exploiting the property of locality sensitive hashing (LSH). Thus, images with similar content are most likely gathered into the same node without the knowledge of any global information. For searching semantically close images, the relevance feedback is adopted in our system to overcome the gap between low-level features and high-level features. We show that our approach yields high recall rate with good load balance and only requires a few number of hops.

Concurrent library abstraction without information hiding

The commonly accepted approach to specifying libraries of concurrent algorithms is a library abstraction. Its idea is to relate a library to another one that abstracts away from details of its implementation and is simpler to reason about. A library abstraction relation has to validate the Abstraction Theorem: while proving a property of the client of the concurrent library, the library can be soundly replaced with its abstract implementation. Typically a library abstraction relation, such as linearizability, assumes a complete information hiding between a library and its client, which disallows them to communicate by means of shared memory. However, such way of communication may be used in a program, and correctness of interactions on a shared memory depends on the implicit contract between the library and the client. In this work we approach library abstraction without any assumptions about information hiding. To be able to formulate the contract between components of the program, we augment machine states of the program with two abstract states, views, of the client and the library. It enables formalising the contract with the internal safety, which requires components to preserve each other's views whenever their command is executed. We define the library a a correspondence between possible uses of a concrete and an abstract library. For our library abstraction relation and traces of a program, components of which follow their contract, we prove an Abstraction Theorem. RESUMEN. La técnica más aceptada actualmente para la especificación de librerías de algoritmos concurrentes es la abstracción de librerías (library abstraction). La idea subyacente es relacionar la librería original con otra que abstrae los detalles de implementación y conóon que describa dicha abstracción de librerías debe validar el Teorema de Abstracción: durante la prueba de la validez de una propiedad del cliente de la librería concurrente, el reemplazo de esta última por su implementación abstracta es lógicamente correcto. Usualmente, una relación de abstracción de librerías como la linearizabilidad (linearizability), tiene como premisa el ocultamiento de información entre el cliente y la librería (information hiding), es decir, que no se les permite comunicarse mediante la memoria compartida. Sin embargo, dicha comunicación ocurre en la práctica y la correctitud de estas interacciones en una memoria compartida depende de un contrato implícito entre la librería y el cliente. En este trabajo, se propone un nueva definición del concepto de abtracción de librerías que no presupone un ocultamiento de información entre la librería y el cliente. Con el fin de establecer un contrato entre diferentes componentes de un programa, extendemos la máquina de estados subyacente con dos estados abstractos que representan las vistas del cliente y la librería. Esto permite la formalización de la propiedad de seguridad interna (internal safety), que requiere que cada componente preserva la vista del otro durante la ejecuci on de un comando. Consecuentemente, se define la relación de abstracción de librerías mediante una correspondencia entre los usos posibles de una librería abstracta y una concreta. Finalmente, se prueba el Teorema de Abstracción para la relación de abstracción de librerías propuesta, para cualquier traza de un programa y cualquier componente que satisface los contratos apropiados.

Efficiency analysis of information technology and online social networks management : an integrated DEA-Model assessment

This paper analyses the relationship between productive efficiency and online-social-networks (OSN) in Spanish telecommunications firms. A data-envelopment-analysis (DEA) is used and several indicators of business ?social Media? activities are incorporated. A super-efficiency analysis and bootstrapping techniques are performed to increase the model?s robustness and accuracy. Then, a logistic regression model is applied to characterise factors and drivers of good performance in OSN. Results reveal the company?s ability to absorb and utilise OSNs as a key factor in improving the productive efficiency. This paper presents a model for assessing the strategic performance of the presence and activity in OSN.

Efficiency of human activity on information spreading on Twitter

In this work we study Twitter data to understand influence dynamics in social networks. We define user efficiency on Twitter, as the ratio between the emergent spreading process and the activity employed by the user. We characterize this property by means of a quantitative analysis of the structural and dynamical patterns emergent from human interactions, and show it to be universal across several Twitter conversations.

Análisis y modelización de la dinámica emergente durante el proceso de difusión de información en las redes sociales de internet

Durante la actividad diaria, la sociedad actual interactúa constantemente por medio de dispositivos electrónicos y servicios de telecomunicaciones, tales como el teléfono, correo electrónico, transacciones bancarias o redes sociales de Internet. Sin saberlo, masivamente dejamos rastros de nuestra actividad en las bases de datos de empresas proveedoras de servicios. Estas nuevas fuentes de datos tienen las dimensiones necesarias para que se puedan observar patrones de comportamiento humano a grandes escalas. Como resultado, ha surgido una reciente explosión sin precedentes de estudios de sistemas sociales, dirigidos por el análisis de datos y procesos computacionales. En esta tesis desarrollamos métodos computacionales y matemáticos para analizar sistemas sociales por medio del estudio combinado de datos derivados de la actividad humana y la teoría de redes complejas. Nuestro objetivo es caracterizar y entender los sistemas emergentes de interacciones sociales en los nuevos espacios tecnológicos, tales como la red social Twitter y la telefonía móvil. Analizamos los sistemas por medio de la construcción de redes complejas y series temporales, estudiando su estructura, funcionamiento y evolución en el tiempo. También, investigamos la naturaleza de los patrones observados por medio de los mecanismos que rigen las interacciones entre individuos, así como medimos el impacto de eventos críticos en el comportamiento del sistema. Para ello, hemos propuesto modelos que explican las estructuras globales y la dinámica emergente con que fluye la información en el sistema. Para los estudios de la red social Twitter, hemos basado nuestros análisis en conversaciones puntuales, tales como protestas políticas, grandes acontecimientos o procesos electorales. A partir de los mensajes de las conversaciones, identificamos a los usuarios que participan y construimos redes de interacciones entre los mismos. Específicamente, construimos una red para representar quién recibe los mensajes de quién y otra red para representar quién propaga los mensajes de quién. En general, hemos encontrado que estas estructuras tienen propiedades complejas, tales como crecimiento explosivo y distribuciones de grado libres de escala. En base a la topología de estas redes, hemos indentificado tres tipos de usuarios que determinan el flujo de información según su actividad e influencia. Para medir la influencia de los usuarios en las conversaciones, hemos introducido una nueva medida llamada eficiencia de usuario. La eficiencia se define como el número de retransmisiones obtenidas por mensaje enviado, y mide los efectos que tienen los esfuerzos individuales sobre la reacción colectiva. Hemos observado que la distribución de esta propiedad es ubicua en varias conversaciones de Twitter, sin importar sus dimensiones ni contextos. Con lo cual, sugerimos que existe universalidad en la relación entre esfuerzos individuales y reacciones colectivas en Twitter. Para explicar los factores que determinan la emergencia de la distribución de eficiencia, hemos desarrollado un modelo computacional que simula la propagación de mensajes en la red social de Twitter, basado en el mecanismo de cascadas independientes. Este modelo nos permite medir el efecto que tienen sobre la distribución de eficiencia, tanto la topología de la red social subyacente, como la forma en que los usuarios envían mensajes. Los resultados indican que la emergencia de un grupo selecto de usuarios altamente eficientes depende de la heterogeneidad de la red subyacente y no del comportamiento individual. Por otro lado, hemos desarrollado técnicas para inferir el grado de polarización política en redes sociales. Proponemos una metodología para estimar opiniones en redes sociales y medir el grado de polarización en las opiniones obtenidas. Hemos diseñado un modelo donde estudiamos el efecto que tiene la opinión de un pequeño grupo de usuarios influyentes, llamado élite, sobre las opiniones de la mayoría de usuarios. El modelo da como resultado una distribución de opiniones sobre la cual medimos el grado de polarización. Aplicamos nuestra metodología para medir la polarización en redes de difusión de mensajes, durante una conversación en Twitter de una sociedad políticamente polarizada. Los resultados obtenidos presentan una alta correspondencia con los datos offline. Con este estudio, hemos demostrado que la metodología propuesta es capaz de determinar diferentes grados de polarización dependiendo de la estructura de la red. Finalmente, hemos estudiado el comportamiento humano a partir de datos de telefonía móvil. Por una parte, hemos caracterizado el impacto que tienen desastres naturales, como innundaciones, sobre el comportamiento colectivo. Encontramos que los patrones de comunicación se alteran de forma abrupta en las áreas afectadas por la catástofre. Con lo cual, demostramos que se podría medir el impacto en la región casi en tiempo real y sin necesidad de desplegar esfuerzos en el terreno. Por otra parte, hemos estudiado los patrones de actividad y movilidad humana para caracterizar las interacciones entre regiones de un país en desarrollo. Encontramos que las redes de llamadas y trayectorias humanas tienen estructuras de comunidades asociadas a regiones y centros urbanos. En resumen, hemos mostrado que es posible entender procesos sociales complejos por medio del análisis de datos de actividad humana y la teoría de redes complejas. A lo largo de la tesis, hemos comprobado que fenómenos sociales como la influencia, polarización política o reacción a eventos críticos quedan reflejados en los patrones estructurales y dinámicos que presentan la redes construidas a partir de datos de conversaciones en redes sociales de Internet o telefonía móvil. ABSTRACT During daily routines, we are constantly interacting with electronic devices and telecommunication services. Unconsciously, we are massively leaving traces of our activity in the service providers’ databases. These new data sources have the dimensions required to enable the observation of human behavioral patterns at large scales. As a result, there has been an unprecedented explosion of data-driven social research. In this thesis, we develop computational and mathematical methods to analyze social systems by means of the combined study of human activity data and the theory of complex networks. Our goal is to characterize and understand the emergent systems from human interactions on the new technological spaces, such as the online social network Twitter and mobile phones. We analyze systems by means of the construction of complex networks and temporal series, studying their structure, functioning and temporal evolution. We also investigate on the nature of the observed patterns, by means of the mechanisms that rule the interactions among individuals, as well as on the impact of critical events on the system’s behavior. For this purpose, we have proposed models that explain the global structures and the emergent dynamics of information flow in the system. In the studies of the online social network Twitter, we have based our analysis on specific conversations, such as political protests, important announcements and electoral processes. From the messages related to the conversations, we identify the participant users and build networks of interactions with them. We specifically build one network to represent whoreceives- whose-messages and another to represent who-propagates-whose-messages. In general, we have found that these structures have complex properties, such as explosive growth and scale-free degree distributions. Based on the topological properties of these networks, we have identified three types of user behavior that determine the information flow dynamics due to their influence. In order to measure the users’ influence on the conversations, we have introduced a new measure called user efficiency. It is defined as the number of retransmissions obtained by message posted, and it measures the effects of the individual activity on the collective reacixtions. We have observed that the probability distribution of this property is ubiquitous across several Twitter conversation, regardlessly of their dimension or social context. Therefore, we suggest that there is a universal behavior in the relationship between individual efforts and collective reactions on Twitter. In order to explain the different factors that determine the user efficiency distribution, we have developed a computational model to simulate the diffusion of messages on Twitter, based on the mechanism of independent cascades. This model, allows us to measure the impact on the emergent efficiency distribution of the underlying network topology, as well as the way that users post messages. The results indicate that the emergence of an exclusive group of highly efficient users depends upon the heterogeneity of the underlying network instead of the individual behavior. Moreover, we have also developed techniques to infer the degree of polarization in social networks. We propose a methodology to estimate opinions in social networks and to measure the degree of polarization in the obtained opinions. We have designed a model to study the effects of the opinions of a small group of influential users, called elite, on the opinions of the majority of users. The model results in an opinions distribution to which we measure the degree of polarization. We apply our methodology to measure the polarization on graphs from the messages diffusion process, during a conversation on Twitter from a polarized society. The results are in very good agreement with offline and contextual data. With this study, we have shown that our methodology is capable of detecting several degrees of polarization depending on the structure of the networks. Finally, we have also inferred the human behavior from mobile phones’ data. On the one hand, we have characterized the impact of natural disasters, like flooding, on the collective behavior. We found that the communication patterns are abruptly altered in the areas affected by the catastrophe. Therefore, we demonstrate that we could measure the impact of the disaster on the region, almost in real-time and without needing to deploy further efforts. On the other hand, we have studied human activity and mobility patterns in order to characterize regional interactions on a developing country. We found that the calls and trajectories networks present community structure associated to regional and urban areas. In summary, we have shown that it is possible to understand complex social processes by means of analyzing human activity data and the theory of complex networks. Along the thesis, we have demonstrated that social phenomena, like influence, polarization and reaction to critical events, are reflected in the structural and dynamical patterns of the networks constructed from data regarding conversations on online social networks and mobile phones.

Run-Time Dynamically-Adaptable FPGA-Based Architecture for High-Performance Autonomous Distributed Systems

Esta tesis doctoral se enmarca dentro del campo de los sistemas embebidos reconfigurables, redes de sensores inalámbricas para aplicaciones de altas prestaciones, y computación distribuida. El documento se centra en el estudio de alternativas de procesamiento para sistemas embebidos autónomos distribuidos de altas prestaciones (por sus siglas en inglés, High-Performance Autonomous Distributed Systems (HPADS)), así como su evolución hacia el procesamiento de alta resolución. El estudio se ha llevado a cabo tanto a nivel de plataforma como a nivel de las arquitecturas de procesamiento dentro de la plataforma con el objetivo de optimizar aspectos tan relevantes como la eficiencia energética, la capacidad de cómputo y la tolerancia a fallos del sistema. Los HPADS son sistemas realimentados, normalmente formados por elementos distribuidos conectados o no en red, con cierta capacidad de adaptación, y con inteligencia suficiente para llevar a cabo labores de prognosis y/o autoevaluación. Esta clase de sistemas suele formar parte de sistemas más complejos llamados sistemas ciber-físicos (por sus siglas en inglés, Cyber-Physical Systems (CPSs)). Los CPSs cubren un espectro enorme de aplicaciones, yendo desde aplicaciones médicas, fabricación, o aplicaciones aeroespaciales, entre otras muchas. Para el diseño de este tipo de sistemas, aspectos tales como la confiabilidad, la definición de modelos de computación, o el uso de metodologías y/o herramientas que faciliten el incremento de la escalabilidad y de la gestión de la complejidad, son fundamentales. La primera parte de esta tesis doctoral se centra en el estudio de aquellas plataformas existentes en el estado del arte que por sus características pueden ser aplicables en el campo de los CPSs, así como en la propuesta de un nuevo diseño de plataforma de altas prestaciones que se ajuste mejor a los nuevos y más exigentes requisitos de las nuevas aplicaciones. Esta primera parte incluye descripción, implementación y validación de la plataforma propuesta, así como conclusiones sobre su usabilidad y sus limitaciones. Los principales objetivos para el diseño de la plataforma propuesta se enumeran a continuación: • Estudiar la viabilidad del uso de una FPGA basada en RAM como principal procesador de la plataforma en cuanto a consumo energético y capacidad de cómputo. • Propuesta de técnicas de gestión del consumo de energía en cada etapa del perfil de trabajo de la plataforma. •Propuestas para la inclusión de reconfiguración dinámica y parcial de la FPGA (por sus siglas en inglés, Dynamic Partial Reconfiguration (DPR)) de forma que sea posible cambiar ciertas partes del sistema en tiempo de ejecución y sin necesidad de interrumpir al resto de las partes. Evaluar su aplicabilidad en el caso de HPADS. Las nuevas aplicaciones y nuevos escenarios a los que se enfrentan los CPSs, imponen nuevos requisitos en cuanto al ancho de banda necesario para el procesamiento de los datos, así como en la adquisición y comunicación de los mismos, además de un claro incremento en la complejidad de los algoritmos empleados. Para poder cumplir con estos nuevos requisitos, las plataformas están migrando desde sistemas tradicionales uni-procesador de 8 bits, a sistemas híbridos hardware-software que incluyen varios procesadores, o varios procesadores y lógica programable. Entre estas nuevas arquitecturas, las FPGAs y los sistemas en chip (por sus siglas en inglés, System on Chip (SoC)) que incluyen procesadores embebidos y lógica programable, proporcionan soluciones con muy buenos resultados en cuanto a consumo energético, precio, capacidad de cómputo y flexibilidad. Estos buenos resultados son aún mejores cuando las aplicaciones tienen altos requisitos de cómputo y cuando las condiciones de trabajo son muy susceptibles de cambiar en tiempo real. La plataforma propuesta en esta tesis doctoral se ha denominado HiReCookie. La arquitectura incluye una FPGA basada en RAM como único procesador, así como un diseño compatible con la plataforma para redes de sensores inalámbricas desarrollada en el Centro de Electrónica Industrial de la Universidad Politécnica de Madrid (CEI-UPM) conocida como Cookies. Esta FPGA, modelo Spartan-6 LX150, era, en el momento de inicio de este trabajo, la mejor opción en cuanto a consumo y cantidad de recursos integrados, cuando además, permite el uso de reconfiguración dinámica y parcial. Es importante resaltar que aunque los valores de consumo son los mínimos para esta familia de componentes, la potencia instantánea consumida sigue siendo muy alta para aquellos sistemas que han de trabajar distribuidos, de forma autónoma, y en la mayoría de los casos alimentados por baterías. Por esta razón, es necesario incluir en el diseño estrategias de ahorro energético para incrementar la usabilidad y el tiempo de vida de la plataforma. La primera estrategia implementada consiste en dividir la plataforma en distintas islas de alimentación de forma que sólo aquellos elementos que sean estrictamente necesarios permanecerán alimentados, cuando el resto puede estar completamente apagado. De esta forma es posible combinar distintos modos de operación y así optimizar enormemente el consumo de energía. El hecho de apagar la FPGA para ahora energía durante los periodos de inactividad, supone la pérdida de la configuración, puesto que la memoria de configuración es una memoria volátil. Para reducir el impacto en el consumo y en el tiempo que supone la reconfiguración total de la plataforma una vez encendida, en este trabajo, se incluye una técnica para la compresión del archivo de configuración de la FPGA, de forma que se consiga una reducción del tiempo de configuración y por ende de la energía consumida. Aunque varios de los requisitos de diseño pueden satisfacerse con el diseño de la plataforma HiReCookie, es necesario seguir optimizando diversos parámetros tales como el consumo energético, la tolerancia a fallos y la capacidad de procesamiento. Esto sólo es posible explotando todas las posibilidades ofrecidas por la arquitectura de procesamiento en la FPGA. Por lo tanto, la segunda parte de esta tesis doctoral está centrada en el diseño de una arquitectura reconfigurable denominada ARTICo3 (Arquitectura Reconfigurable para el Tratamiento Inteligente de Cómputo, Confiabilidad y Consumo de energía) para la mejora de estos parámetros por medio de un uso dinámico de recursos. ARTICo3 es una arquitectura de procesamiento para FPGAs basadas en RAM, con comunicación tipo bus, preparada para dar soporte para la gestión dinámica de los recursos internos de la FPGA en tiempo de ejecución gracias a la inclusión de reconfiguración dinámica y parcial. Gracias a esta capacidad de reconfiguración parcial, es posible adaptar los niveles de capacidad de procesamiento, energía consumida o tolerancia a fallos para responder a las demandas de la aplicación, entorno, o métricas internas del dispositivo mediante la adaptación del número de recursos asignados para cada tarea. Durante esta segunda parte de la tesis se detallan el diseño de la arquitectura, su implementación en la plataforma HiReCookie, así como en otra familia de FPGAs, y su validación por medio de diferentes pruebas y demostraciones. Los principales objetivos que se plantean la arquitectura son los siguientes: • Proponer una metodología basada en un enfoque multi-hilo, como las propuestas por CUDA (por sus siglas en inglés, Compute Unified Device Architecture) u Open CL, en la cual distintos kernels, o unidades de ejecución, se ejecuten en un numero variable de aceleradores hardware sin necesidad de cambios en el código de aplicación. • Proponer un diseño y proporcionar una arquitectura en la que las condiciones de trabajo cambien de forma dinámica dependiendo bien de parámetros externos o bien de parámetros que indiquen el estado de la plataforma. Estos cambios en el punto de trabajo de la arquitectura serán posibles gracias a la reconfiguración dinámica y parcial de aceleradores hardware en tiempo real. • Explotar las posibilidades de procesamiento concurrente, incluso en una arquitectura basada en bus, por medio de la optimización de las transacciones en ráfaga de datos hacia los aceleradores. •Aprovechar las ventajas ofrecidas por la aceleración lograda por módulos puramente hardware para conseguir una mejor eficiencia energética. • Ser capaces de cambiar los niveles de redundancia de hardware de forma dinámica según las necesidades del sistema en tiempo real y sin cambios para el código de aplicación. • Proponer una capa de abstracción entre el código de aplicación y el uso dinámico de los recursos de la FPGA. El diseño en FPGAs permite la utilización de módulos hardware específicamente creados para una aplicación concreta. De esta forma es posible obtener rendimientos mucho mayores que en el caso de las arquitecturas de propósito general. Además, algunas FPGAs permiten la reconfiguración dinámica y parcial de ciertas partes de su lógica en tiempo de ejecución, lo cual dota al diseño de una gran flexibilidad. Los fabricantes de FPGAs ofrecen arquitecturas predefinidas con la posibilidad de añadir bloques prediseñados y poder formar sistemas en chip de una forma más o menos directa. Sin embargo, la forma en la que estos módulos hardware están organizados dentro de la arquitectura interna ya sea estática o dinámicamente, o la forma en la que la información se intercambia entre ellos, influye enormemente en la capacidad de cómputo y eficiencia energética del sistema. De la misma forma, la capacidad de cargar módulos hardware bajo demanda, permite añadir bloques redundantes que permitan aumentar el nivel de tolerancia a fallos de los sistemas. Sin embargo, la complejidad ligada al diseño de bloques hardware dedicados no debe ser subestimada. Es necesario tener en cuenta que el diseño de un bloque hardware no es sólo su propio diseño, sino también el diseño de sus interfaces, y en algunos casos de los drivers software para su manejo. Además, al añadir más bloques, el espacio de diseño se hace más complejo, y su programación más difícil. Aunque la mayoría de los fabricantes ofrecen interfaces predefinidas, IPs (por sus siglas en inglés, Intelectual Property) comerciales y plantillas para ayudar al diseño de los sistemas, para ser capaces de explotar las posibilidades reales del sistema, es necesario construir arquitecturas sobre las ya establecidas para facilitar el uso del paralelismo, la redundancia, y proporcionar un entorno que soporte la gestión dinámica de los recursos. Para proporcionar este tipo de soporte, ARTICo3 trabaja con un espacio de soluciones formado por tres ejes fundamentales: computación, consumo energético y confiabilidad. De esta forma, cada punto de trabajo se obtiene como una solución de compromiso entre estos tres parámetros. Mediante el uso de la reconfiguración dinámica y parcial y una mejora en la transmisión de los datos entre la memoria principal y los aceleradores, es posible dedicar un número variable de recursos en el tiempo para cada tarea, lo que hace que los recursos internos de la FPGA sean virtualmente ilimitados. Este variación en el tiempo del número de recursos por tarea se puede usar bien para incrementar el nivel de paralelismo, y por ende de aceleración, o bien para aumentar la redundancia, y por lo tanto el nivel de tolerancia a fallos. Al mismo tiempo, usar un numero óptimo de recursos para una tarea mejora el consumo energético ya que bien es posible disminuir la potencia instantánea consumida, o bien el tiempo de procesamiento. Con el objetivo de mantener los niveles de complejidad dentro de unos límites lógicos, es importante que los cambios realizados en el hardware sean totalmente transparentes para el código de aplicación. A este respecto, se incluyen distintos niveles de transparencia: • Transparencia a la escalabilidad: los recursos usados por una misma tarea pueden ser modificados sin que el código de aplicación sufra ningún cambio. • Transparencia al rendimiento: el sistema aumentara su rendimiento cuando la carga de trabajo aumente, sin cambios en el código de aplicación. • Transparencia a la replicación: es posible usar múltiples instancias de un mismo módulo bien para añadir redundancia o bien para incrementar la capacidad de procesamiento. Todo ello sin que el código de aplicación cambie. • Transparencia a la posición: la posición física de los módulos hardware es arbitraria para su direccionamiento desde el código de aplicación. • Transparencia a los fallos: si existe un fallo en un módulo hardware, gracias a la redundancia, el código de aplicación tomará directamente el resultado correcto. • Transparencia a la concurrencia: el hecho de que una tarea sea realizada por más o menos bloques es transparente para el código que la invoca. Por lo tanto, esta tesis doctoral contribuye en dos líneas diferentes. En primer lugar, con el diseño de la plataforma HiReCookie y en segundo lugar con el diseño de la arquitectura ARTICo3. Las principales contribuciones de esta tesis se resumen a continuación. • Arquitectura de la HiReCookie incluyendo: o Compatibilidad con la plataforma Cookies para incrementar las capacidades de esta. o División de la arquitectura en distintas islas de alimentación. o Implementación de los diversos modos de bajo consumo y políticas de despertado del nodo. o Creación de un archivo de configuración de la FPGA comprimido para reducir el tiempo y el consumo de la configuración inicial. • Diseño de la arquitectura reconfigurable para FPGAs basadas en RAM ARTICo3: o Modelo de computación y modos de ejecución inspirados en el modelo de CUDA pero basados en hardware reconfigurable con un número variable de bloques de hilos por cada unidad de ejecución. o Estructura para optimizar las transacciones de datos en ráfaga proporcionando datos en cascada o en paralelo a los distinto módulos incluyendo un proceso de votado por mayoría y operaciones de reducción. o Capa de abstracción entre el procesador principal que incluye el código de aplicación y los recursos asignados para las diferentes tareas. o Arquitectura de los módulos hardware reconfigurables para mantener la escalabilidad añadiendo una la interfaz para las nuevas funcionalidades con un simple acceso a una memoria RAM interna. o Caracterización online de las tareas para proporcionar información a un módulo de gestión de recursos para mejorar la operación en términos de energía y procesamiento cuando además se opera entre distintos nieles de tolerancia a fallos. El documento está dividido en dos partes principales formando un total de cinco capítulos. En primer lugar, después de motivar la necesidad de nuevas plataformas para cubrir las nuevas aplicaciones, se detalla el diseño de la plataforma HiReCookie, sus partes, las posibilidades para bajar el consumo energético y se muestran casos de uso de la plataforma así como pruebas de validación del diseño. La segunda parte del documento describe la arquitectura reconfigurable, su implementación en varias FPGAs, y pruebas de validación en términos de capacidad de procesamiento y consumo energético, incluyendo cómo estos aspectos se ven afectados por el nivel de tolerancia a fallos elegido. Los capítulos a lo largo del documento son los siguientes: El capítulo 1 analiza los principales objetivos, motivación y aspectos teóricos necesarios para seguir el resto del documento. El capítulo 2 está centrado en el diseño de la plataforma HiReCookie y sus posibilidades para disminuir el consumo de energía. El capítulo 3 describe la arquitectura reconfigurable ARTICo3. El capítulo 4 se centra en las pruebas de validación de la arquitectura usando la plataforma HiReCookie para la mayoría de los tests. Un ejemplo de aplicación es mostrado para analizar el funcionamiento de la arquitectura. El capítulo 5 concluye esta tesis doctoral comentando las conclusiones obtenidas, las contribuciones originales del trabajo y resultados y líneas futuras. ABSTRACT This PhD Thesis is framed within the field of dynamically reconfigurable embedded systems, advanced sensor networks and distributed computing. The document is centred on the study of processing solutions for high-performance autonomous distributed systems (HPADS) as well as their evolution towards High performance Computing (HPC) systems. The approach of the study is focused on both platform and processor levels to optimise critical aspects such as computing performance, energy efficiency and fault tolerance. HPADS are considered feedback systems, normally networked and/or distributed, with real-time adaptive and predictive functionality. These systems, as part of more complex systems known as Cyber-Physical Systems (CPSs), can be applied in a wide range of fields such as military, health care, manufacturing, aerospace, etc. For the design of HPADS, high levels of dependability, the definition of suitable models of computation, and the use of methodologies and tools to support scalability and complexity management, are required. The first part of the document studies the different possibilities at platform design level in the state of the art, together with description, development and validation tests of the platform proposed in this work to cope with the previously mentioned requirements. The main objectives targeted by this platform design are the following: • Study the feasibility of using SRAM-based FPGAs as the main processor of the platform in terms of energy consumption and performance for high demanding applications. • Analyse and propose energy management techniques to reduce energy consumption in every stage of the working profile of the platform. • Provide a solution with dynamic partial and wireless remote HW reconfiguration (DPR) to be able to change certain parts of the FPGA design at run time and on demand without interrupting the rest of the system. • Demonstrate the applicability of the platform in different test-bench applications. In order to select the best approach for the platform design in terms of processing alternatives, a study of the evolution of the state-of-the-art platforms is required to analyse how different architectures cope with new more demanding applications and scenarios: security, mixed-critical systems for aerospace, multimedia applications, or military environments, among others. In all these scenarios, important changes in the required processing bandwidth or the complexity of the algorithms used are provoking the migration of the platforms from single microprocessor architectures to multiprocessing and heterogeneous solutions with more instant power consumption but higher energy efficiency. Within these solutions, FPGAs and Systems on Chip including FPGA fabric and dedicated hard processors, offer a good trade of among flexibility, processing performance, energy consumption and price, when they are used in demanding applications where working conditions are very likely to vary over time and high complex algorithms are required. The platform architecture proposed in this PhD Thesis is called HiReCookie. It includes an SRAM-based FPGA as the main and only processing unit. The FPGA selected, the Xilinx Spartan-6 LX150, was at the beginning of this work the best choice in terms of amount of resources and power. Although, the power levels are the lowest of these kind of devices, they can be still very high for distributed systems that normally work powered by batteries. For that reason, it is necessary to include different energy saving possibilities to increase the usability of the platform. In order to reduce energy consumption, the platform architecture is divided into different power islands so that only those parts of the systems that are strictly needed are powered on, while the rest of the islands can be completely switched off. This allows a combination of different low power modes to decrease energy. In addition, one of the most important handicaps of SRAM-based FPGAs is that they are not alive at power up. Therefore, recovering the system from a switch-off state requires to reload the FPGA configuration from a non-volatile memory device. For that reason, this PhD Thesis also proposes a methodology to compress the FPGA configuration file in order to reduce time and energy during the initial configuration process. Although some of the requirements for the design of HPADS are already covered by the design of the HiReCookie platform, it is necessary to continue improving energy efficiency, computing performance and fault tolerance. This is only possible by exploiting all the opportunities provided by the processing architectures configured inside the FPGA. Therefore, the second part of the thesis details the design of the so called ARTICo3 FPGA architecture to enhance the already intrinsic capabilities of the FPGA. ARTICo3 is a DPR-capable bus-based virtual architecture for multiple HW acceleration in SRAM-based FPGAs. The architecture provides support for dynamic resource management in real time. In this way, by using DPR, it will be possible to change the levels of computing performance, energy consumption and fault tolerance on demand by increasing or decreasing the amount of resources used by the different tasks. Apart from the detailed design of the architecture and its implementation in different FPGA devices, different validation tests and comparisons are also shown. The main objectives targeted by this FPGA architecture are listed as follows: • Provide a method based on a multithread approach such as those offered by CUDA (Compute Unified Device Architecture) or OpenCL kernel executions, where kernels are executed in a variable number of HW accelerators without requiring application code changes. • Provide an architecture to dynamically adapt working points according to either self-measured or external parameters in terms of energy consumption, fault tolerance and computing performance. Taking advantage of DPR capabilities, the architecture must provide support for a dynamic use of resources in real time. • Exploit concurrent processing capabilities in a standard bus-based system by optimizing data transactions to and from HW accelerators. • Measure the advantage of HW acceleration as a technique to boost performance to improve processing times and save energy by reducing active times for distributed embedded systems. • Dynamically change the levels of HW redundancy to adapt fault tolerance in real time. • Provide HW abstraction from SW application design. FPGAs give the possibility of designing specific HW blocks for every required task to optimise performance while some of them include the possibility of including DPR. Apart from the possibilities provided by manufacturers, the way these HW modules are organised, addressed and multiplexed in area and time can improve computing performance and energy consumption. At the same time, fault tolerance and security techniques can also be dynamically included using DPR. However, the inherent complexity of designing new HW modules for every application is not negligible. It does not only consist of the HW description, but also the design of drivers and interfaces with the rest of the system, while the design space is widened and more complex to define and program. Even though the tools provided by the majority of manufacturers already include predefined bus interfaces, commercial IPs, and templates to ease application prototyping, it is necessary to improve these capabilities. By adding new architectures on top of them, it is possible to take advantage of parallelization and HW redundancy while providing a framework to ease the use of dynamic resource management. ARTICo3 works within a solution space where working points change at run time in a 3D space defined by three different axes: Computation, Consumption, and Fault Tolerance. Therefore, every working point is found as a trade-off solution among these three axes. By means of DPR, different accelerators can be multiplexed so that the amount of available resources for any application is virtually unlimited. Taking advantage of DPR capabilities and a novel way of transmitting data to the reconfigurable HW accelerators, it is possible to dedicate a dynamically-changing number of resources for a given task in order to either boost computing speed or adding HW redundancy and a voting process to increase fault-tolerance levels. At the same time, using an optimised amount of resources for a given task reduces energy consumption by reducing instant power or computing time. In order to keep level complexity under certain limits, it is important that HW changes are transparent for the application code. Therefore, different levels of transparency are targeted by the system: • Scalability transparency: a task must be able to expand its resources without changing the system structure or application algorithms. • Performance transparency: the system must reconfigure itself as load changes. • Replication transparency: multiple instances of the same task are loaded to increase reliability and performance. • Location transparency: resources are accessed with no knowledge of their location by the application code. • Failure transparency: task must be completed despite a failure in some components. • Concurrency transparency: different tasks will work in a concurrent way transparent to the application code. Therefore, as it can be seen, the Thesis is contributing in two different ways. First with the design of the HiReCookie platform and, second with the design of the ARTICo3 architecture. The main contributions of this PhD Thesis are then listed below: • Architecture of the HiReCookie platform including: o Compatibility of the processing layer for high performance applications with the Cookies Wireless Sensor Network platform for fast prototyping and implementation. o A division of the architecture in power islands. o All the different low-power modes. o The creation of the partial-initial bitstream together with the wake-up policies of the node. • The design of the reconfigurable architecture for SRAM FPGAs: ARTICo3: o A model of computation and execution modes inspired in CUDA but based on reconfigurable HW with a dynamic number of thread blocks per kernel. o A structure to optimise burst data transactions providing coalesced or parallel data to HW accelerators, parallel voting process and reduction operation. o The abstraction provided to the host processor with respect to the operation of the kernels in terms of the number of replicas, modes of operation, location in the reconfigurable area and addressing. o The architecture of the modules representing the thread blocks to make the system scalable by adding functional units only adding an access to a BRAM port. o The online characterization of the kernels to provide information to a scheduler or resource manager in terms of energy consumption and processing time when changing among different fault-tolerance levels, as well as if a kernel is expected to work in the memory-bounded or computing-bounded areas. The document of the Thesis is divided into two main parts with a total of five chapters. First, after motivating the need for new platforms to cover new more demanding applications, the design of the HiReCookie platform, its parts and several partial tests are detailed. The design of the platform alone does not cover all the needs of these applications. Therefore, the second part describes the architecture inside the FPGA, called ARTICo3, proposed in this PhD Thesis. The architecture and its implementation are tested in terms of energy consumption and computing performance showing different possibilities to improve fault tolerance and how this impact in energy and time of processing. Chapter 1 shows the main goals of this PhD Thesis and the technology background required to follow the rest of the document. Chapter 2 shows all the details about the design of the FPGA-based platform HiReCookie. Chapter 3 describes the ARTICo3 architecture. Chapter 4 is focused on the validation tests of the ARTICo3 architecture. An application for proof of concept is explained where typical kernels related to image processing and encryption algorithms are used. Further experimental analyses are performed using these kernels. Chapter 5 concludes the document analysing conclusions, comments about the contributions of the work, and some possible future lines for the work.

The challenge of contracting for technological information

Contracting to provide technological information (TI) is a significant challenge. TI is an unusual commodity in five ways. (i) TI is difficult to count and value; conventional indicators, such as patents and citations, hardly indicate value. TI is often sold at different prices to different parties. (ii) To value TI, it may be necessary to “give away the secret.” This danger, despite nondisclosure agreements, inhibits efforts to market TI. (iii) To prove its value, TI is often bundled into complete products, such as a computer chip or pharmaceutical product. Efficient exchange, by contrast, would involve merely the raw information. (iv) Sellers’ superior knowledge about TI’s value make buyers wary of overpaying. (v) Inefficient contracts are often designed to secure rents from TI. For example, licensing agreements charge more than marginal cost. These contracting difficulties affect the way TI is produced, encouraging self-reliance. This should be an advantage to large firms. However, small research and development firms spend more per employee than large firms, and nonprofit universities are major producers. Networks of organizational relationships, particularly between universities and industry, are critical in transmitting TI. Implicit barter—money for guidance—is common. Property rights for TI are hard to establish. Patents, quite suitable for better mousetraps, are inadequate for an era when we design better mice. Much TI is not patented, and what is patented sets fuzzy demarcations. New organizational forms are a promising approach to contracting difficulties for TI. Webs of relationships, formal and informal, involving universities, start-up firms, corporate giants, and venture capitalists play a major role in facilitating the production and spread of TI.

Groups, information theory, and Einstein's likelihood principle

We propose a unifying picture where the notion of generalized entropy is related to information theory by means of a group-theoretical approach. The group structure comes from the requirement that an entropy be well defined with respect to the composition of independent systems, in the context of a recently proposed generalization of the Shannon-Khinchin axioms. We associate to each member of a large class of entropies a generalized information measure, satisfying the additivity property on a set of independent systems as a consequence of the underlying group law. At the same time, we also show that Einstein's likelihood function naturally emerges as a byproduct of our informational interpretation of (generally nonadditive) entropies. These results confirm the adequacy of composable entropies both in physical and social science contexts.