Hydrologic modeling and uncertainty analysis of an ungauged watershed using mapwindow-swat

Dissertation submitted in partial fulfillment of the requirements for the Degree of Master of Science in Geospatial Technologies

Calibration and Validation of SWAT for the Upper Maquoketa River Watershed, June 2005

A validation study has been performed using the Soil and Water Assessment Tool (SWAT) model with data collected for the Upper Maquoketa River Watershed (UMRW), which drains over 16,000 ha in northeast Iowa. This validation assessment builds on a previous study with nested modeling for the UMRW that required both the Agricultural Policy EXtender (APEX) model and SWAT. In the nested modeling approach, edge-offield flows and pollutant load estimates were generated for manure application fields with APEX and were then subsequently routed to the watershed outlet in SWAT, along with flows and pollutant loadings estimated for the rest of the watershed routed to the watershed outlet. In the current study, the entire UMRW cropland area was simulated in SWAT, which required translating the APEX subareas into SWAT hydrologic response units (HRUs). Calibration and validation of the SWAT output was performed by comparing predicted flow and NO3-N loadings with corresponding in-stream measurements at the watershed outlet from 1999 to 2001. Annual stream flows measured at the watershed outlet were greatly under-predicted when precipitation data collected within the watershed during the 1999-2001 period were used to drive SWAT. Selection of alternative climate data resulted in greatly improved average annual stream predictions, and also relatively strong r2 values of 0.73 and 0.72 for the predicted average monthly flows and NO3-N loads, respectively. The impact of alternative precipitation data shows that as average annual precipitation increases 19%, the relative change in average annual streamflow is about 55%. In summary, the results of this study show that SWAT can replicate measured trends for this watershed and that climate inputs are very important for validating SWAT and other water quality models.

Hydrologic Simulations of the Maquoketa River Watershed Using SWAT Working Paper 09-WP 49,June 2009

This paper describes the application of the Soil and Water Assessment Tool (SWAT) model to the Maquoketa River watershed, located in northeast Iowa. The inputs to the model were obtained from the Environmental Protection Agency’s geographic information/database system called Better Assessment Science Integrating Point and Nonpoint Sources (BASINS). Climatic data from six weather stations located in and around the watershed, and measured streamflow data from a U.S. Geological Survey gage station at the watershed outlet were used in the sensitivity analysis of SWAT model parameters as well as its calibration and validation for watershed hydrology and streamflow. A sensitivity analysis was performed using an influence coefficient method to evaluate surface runoff and base flow variations in response to changes in model input hydrologic parameters. The curve number, evaporation compensation factor, and soil available water capacity were found to be the most sensitive parameters among eight selected parameters when applying SWAT to the Maquoketa River watershed. Model calibration, facilitated by the sensitivity analysis, was performed for the period 1988 through 1993, and validation was performed for 1982 through 1987. The model performance was evaluated by well-established statistical methods and was found to explain at least 86% and 69% of the variability in the measured stream flow data for the calibration and validation periods, respectively. This initial hydrologic modeling analysis will facilitate future applications of SWAT to the Maquoketa River watershed for various watershed analysis, including water quality.

Use of the swat model for hydro-sedimentologic simulation in a small rural watershed

Mathematical models have great potential to support land use planning, with the goal of improving water and land quality. Before using a model, however, the model must demonstrate that it can correctly simulate the hydrological and erosive processes of a given site. The SWAT model (Soil and Water Assessment Tool) was developed in the United States to evaluate the effects of conservation agriculture on hydrological processes and water quality at the watershed scale. This model was initially proposed for use without calibration, which would eliminate the need for measured hydro-sedimentologic data. In this study, the SWAT model was evaluated in a small rural watershed (1.19 km²) located on the basalt slopes of the state of Rio Grande do Sul in southern Brazil, where farmers have been using cover crops associated with minimum tillage to control soil erosion. Values simulated by the model were compared with measured hydro-sedimentological data. Results for surface and total runoff on a daily basis were considered unsatisfactory (Nash-Sutcliffe efficiency coefficient - NSE < 0.5). However simulation results on monthly and annual scales were significantly better. With regard to the erosion process, the simulated sediment yields for all years of the study were unsatisfactory in comparison with the observed values on a daily and monthly basis (NSE values < -6), and overestimated the annual sediment yield by more than 100 %.

Análise de sensibilidade e calibração do modelo SWAT aplicado em bacia hidrográfica da região sudeste do Brasil

Estimativas da perda de água e solo por erosão têm sido realizadas ao redor do mundo, com base na utilização de modelos empíricos ou conceituais, como o SWAT (Soil and Water Assessment Tool). O SWAT, amplamente utilizado para predizer o impacto das alterações no uso e no manejo do solo, entre outros, sobre a perda de solo e a vazão de curso de água, é extremamente sensível à qualidade dos dados de entrada. Assim, antes da simulação é necessário que se realize uma análise de sensibilidade de tal forma que se possa dar ênfase maior à aquisição e refinamento de determinados dados, diminuir as incertezas e aumentar a confiança nos resultados gerados. O processo de calibração, embora demorado, deve ser sempre realizado a fim de garantir que os resultados da simulação sejam comparáveis aos dados obtidos em campo. O sucesso da aplicação do modelo nessa bacia, sem estudos desse tipo, possibilita que os resultados sejam extrapolados para bacias de características semelhantes. Neste trabalho, a partir dos resultados produzidos em 10 parcelas experimentais instaladas na bacia hidrográfica do ribeirão São Bartolomeu, região Sudeste do Brasil, foram realizadas a análise de sensibilidade e a calibração do modelo SWAT. Os resultados foram satisfatórios, de acordo com o coeficiente de eficiência de Nash e Sutcliffe (COE), utilizado para avaliação do desempenho do modelo, sendo obtidos os valores de COE de 0,808 para a produção de sedimentos e 0,997 para a vazão, os quais representam modelos bem calibrados. A análise de sensibilidade não foi influenciada pela maior ou menor discretização da bacia, o que facilitou o processo de análise. A sensibilidade dos parâmetros foi variável em cada sub-bacia, de acordo com seu uso e ocupação, não podendo ser generalizada, isto é, as características das sub-bacias exercem influência na sensibilidade dos parâmetros.

Análise de sensibilidade dos parâmetros do modelo SWAT e simulação dos processos hidrossedimentológicos em uma bacia no agreste nordestino

O processo erosivo constitui-se na principal causa de degradação dos solos e é acelerado por intervenções humanas nas bacias hidrográficas, resultando em prejuízos ao setor agrícola e ao meio ambiente. Para a previsão dos impactos de ações antrópicas ou de mudanças climáticas sobre os processos hidrossedimentológicos, os modelos distribuídos e de base física têm sido bastante eficazes. Neste estudo, aplicou-se o modelo SWAT à sub-bacia do Rio Japaratuba Mirim, em Sergipe, nas seções de medição das estações Fazenda Pão de Açúcar (PA) e Fazenda Cajueiro (CJ), com áreas de contribuição respectivamente de 137,3 e 277,8 km², visando à parametrização das duas bacias aninhadas por meio dos processos de calibração e de validação. Foram realizadas simulações do escoamento na bacia menor (PA), a partir dos parâmetros calibrados na bacia maior (CJ), e, reciprocamente, do escoamento na bacia maior (CJ). Em seguida, foram também realizadas simulações do escoamento e da produção de sedimentos para o período de dados de vazão disponíveis (1985 a 2000), para a seção CJ. Os resultados evidenciaram que o modelo calibrado simulou bem o escoamento superficial e conseguiu prever, de forma coerente, a produção de sedimentos com base nos 12 parâmetros mais sensíveis do modelo. A transposição dos parâmetros da bacia maior para a menor e, vice-versa, resultou em índices de Eficiência de Nash-Sutcliffe (NSE) e de Tendência Percentual (PBIAS), considerados satisfatórios para o primeiro caso e insatisfatório para o segundo.

Hydrological simulation using SWAT model in headwater basin in Southeast Brazil

Hydrological models are important tools that have been used in water resource planning and management. Thus, the aim of this work was to calibrate and validate in a daily time scale, the SWAT model (Soil and Water Assessment Tool) to the watershed of the Galo creek , located in Espírito Santo State. To conduct the study we used georeferenced maps of relief, soil type and use, in addition to historical daily time series of basin climate and flow. In modeling were used time series corresponding to the periods Jan 1, 1995 to Dec 31, 2000 and Jan 1, 2001 to Dec 20, 2003 for calibration and validation, respectively. Model performance evaluation was done using the Nash-Sutcliffe coefficient (E NS) and the percentage of bias (P BIAS). SWAT evaluation was also done in the simulation of the following hydrological variables: maximum and minimum annual daily flowsand minimum reference flows, Q90 and Q95, based on mean absolute error. E NS and P BIAS were, respectively, 0.65 and 7.2% and 0.70 and 14.1%, for calibration and validation, indicating a satisfactory performance for the model. SWAT adequately simulated minimum annual daily flow and the reference flows, Q90 and Q95; it was not suitable in the simulation of maximum annual daily flows.

Avaliação da produção de sedimento na bacia hidrográfica do rio Potengi através do modelo SWAT

Anthropic disturbances in watersheds, such as inappropriate building development, disorderly land occupation and unplanned land use, may strengthen the sediment yield and the inflow into the estuary, leading to siltation, changes in the reach channel conformation, and ecosystem/water quality problems. Faced with such context, this study aims to assess the applicability of SWAT model to estimate, even in a preliminary way, the sediment yield distribution along the Potengi River watershed, as well as its contribution to the estuary. Furthermore, an assessment of its erosion susceptibility was used for comparison. The susceptibility map was developed by overlaying rainfall erosivity, soil erodibility, the slope of the terrain and land cover. In order to overlap these maps, a multi-criteria analysis through AHP method was applied. The SWAT was run using a five year period (1997-2001), considering three different scenarios based on different sorts of human interference: a) agriculture; b) pasture; and c) no interference (background). Results were analyzed in terms of surface runoff, sediment yield and their propagation along each river section, so that it was possible to find that the regions in the extreme west of the watershed and in the downstream portions returned higher values of sediment yield, reaching respectively 2.8 e 5.1 ton/ha.year, whereas central areas, which were less susceptible, returned the lowest values, never more than 0.7 ton/ha.ano. It was also noticed that in the west sub-watersheds, where one can observe the headwaters, sediment yield was naturally forced by high declivity and weak soils. In another hand, results suggest that the eastern part would not contribute to the sediment inflow into the estuary in a significant way, and the larger part of the sediment yield in that place is due to anthropic activities. For the central region, the analysis of sediment propagation indicates deposition predominance in opposition to transport. Thus, it s not expected that isolated rain storms occurring in the upstream river portions would significantly provide the estuary with sediment. Because the model calibration process hasn t been done yet, it becomes essential to emphasize that values presented here as results should not be applied for pratical aims. Even so, this work warns about the risks of a growth in the alteration of natural land cover, mainly in areas closer to the headwaters and in the downstream Potengi River

Modelagem do transporte de sedimentos na alta Bacia do Córrego Cachoeirinha (Rio Claro, SP) através do software Soil and Water Assessment Tool (SWAT)

This study aimed to simulate and evaluate the sediment transport in Upper Basin Stream Cachoeirinha in Rio Claro, SP, and compare the results with previous studies performed in the same basin. The modeling software used in this study was Soil and Water Assessment Tool (SWAT), which is a very comprehensive tool that discusses many physical processes. In this work, the hydrosedimentological processes were treated, aiming to understand the sediment production and transport. The Basin Stream Cachoeirinha has an area with predominantly agricultural use, especially sugar cane. The database for inclusion in software was constructed from the following elements: climatic, topographical, soil type and use and land cover of the area, also including the parameters of Modified Universal Soil Loss Equation (MUSLE). The analysis was conducted for a period of 16 years (1994-2010), which is the range of data available from CEAPLA. The results were analyzed in terms of annual runoff and sediment yield. The average sediment delivery in the simulation was 0.94 t/ha/year, while the maximum annual contribution was 7.28 t/ha/year

Avaliação da erosão hídrica e transporte de sedimentos através do modelo hidrossedimentológico SWAT (Soil and Water Assessment Tool)

Pós-graduação em Geociências e Meio Ambiente - IGCE

Modelo hidrológico SWAT na determinação das perdas de solo na bacia hidrológica do Rio Pardo - Botucatu/SP

The objective of this work was to evaluate the sediment production in the initial part of the Pardo River Basin - Botucatu/SP from 1994 to 1999, using the mathematical hydrological model SWAT. It was used topographic maps and satellite data manipulated in GIS using the software SPRING 5.1.6. The simulation of sediment production was generated with the aid of an interface between the hydrological model SWAT 2009 with ArcView ®, version 9.3. The maps of Soil, Land Use and Digital Elevation Model (DEM) were generated in the GIS-SPRING 5.1.6 and exported to ArcSWAT 2009. The tabular data related to the parameters of soil and meteorological parameters were entered directly to the SWAT. The model allowed to estimate the sediment production. A sediment average production rate of 33.866 ton ha-1 over the six years of study was computed in the point of discharge of the basin.

Comparing CFSR and conventional weather data for discharge and soil loss modelling with SWAT in small catchments in the Ethiopian Highlands

Accurate rainfall data are the key input parameter for modelling river discharge and soil loss. Remote areas of Ethiopia often lack adequate precipitation data and where these data are available, there might be substantial temporal or spatial gaps. To counter this challenge, the Climate Forecast System Reanalysis (CFSR) of the National Centers for Environmental Prediction (NCEP) readily provides weather data for any geographic location on earth between 1979 and 2014. This study assesses the applicability of CFSR weather data to three watersheds in the Blue Nile Basin in Ethiopia. To this end, the Soil and Water Assessment Tool (SWAT) was set up to simulate discharge and soil loss, using CFSR and conventional weather data, in three small-scale watersheds ranging from 112 to 477 ha. Calibrated simulation results were compared to observed river discharge and observed soil loss over a period of 32 years. The conventional weather data resulted in very good discharge outputs for all three watersheds, while the CFSR weather data resulted in unsatisfactory discharge outputs for all of the three gauging stations. Soil loss simulation with conventional weather inputs yielded satisfactory outputs for two of three watersheds, while the CFSR weather input resulted in three unsatisfactory results. Overall, the simulations with the conventional data resulted in far better results for discharge and soil loss than simulations with CFSR data. The simulations with CFSR data were unable to adequately represent the specific regional climate for the three watersheds, performing even worse in climatic areas with two rainy seasons. Hence, CFSR data should not be used lightly in remote areas with no conventional weather data where no prior analysis is possible.