The Relevance of the Principal-Agent Model for the Analysis of Public Policies : Do the Objectives Conflict ?

This paper aims to provide empirical support for the use of the principal-agent framework in the analysis of public sector and public policies. After reviewing the different conditions to be met for a relevant analysis of the relationship between population and government using the principal-agent theory, our paper focuses on the assumption of conflicting goals between the principal and the agent. A principal-agent analysis assumes in effect that inefficiencies may arise because principal and agent pursue different goals. Using data collected during an amalgamation project of two Swiss municipalities, we show the existence of a gap between the goals of the population and those of the government. Consequently, inefficiencies as predicted by the principal-agent model may arise during the implementation of a public policy, i.e. an amalgamation project. In a context of direct democracy where policies are regularly subjected to referendum, the conflict of objectives may even lead to a total failure of the policy at the polls.

War Signals: A Theory of Trade, Trust and Conflict

We construct a dynamic theory of civil conflict hinging on inter-ethnic trust and trade. The model economy is inhabitated by two ethnic groups. Inter-ethnic trade requires imperfectly observed bilateral investments and one group has to form beliefs on the average propensity to trade of the other group. Since conflict disrupts trade, the onset of a conflict signals that the aggressor has a low propensity to trade. Agents observe the history of conflicts and update their beliefs over time, transmitting them to the next generation. The theory bears a set of testable predictions. First, war is a stochastic process whose frequency depends on the state of endogenous beliefs. Second, the probability of future conflicts increases after each conflict episode. Third, "accidental" conflicts that do not reflect economic fundamentals can lead to a permanent breakdown of trust, plunging a society into a vicious cycle of recurrent conflicts (a war trap). The incidence of conflict can be reduced by policies abating cultural barriers, fostering inter-ethnic trade and human capital, and shifting beliefs. Coercive peace policies such as peacekeeping forces or externally imposed regime changes have instead no persistent effects.

Health effects of occupational exposure to traffic particles and noise

Exposure to fine particles and noise has been linked to cardiovascular diseases and elevated cardiovascular mortality affecting the worldwide population. Residence and/or work in proximity to emission sources as for example road traffic leads to an elevated exposure and a higher risk for adverse health effects. Highway maintenance workers spend most of their work time in traffic and are exposed regularly to particles and noise. The aims of this thesis were to provide a better understanding of the workers' mixed exposure to particles and noise and to assess cardiopulmonary short term health effects in relation to this exposure. Exposure and health data were collected in collaboration with 8 maintenance centers of the Swiss Road Maintenance Services located in the cantons Bern, Fribourg and Vaud in western Switzerland. Repeated measurements with 18 subjects were conducted during 50 non-consecutive work shifts between Mai 2010 and February 2012, equally distributed over all seasons. In the first part of this thesis we tested and validated measurements of ultrafine particles with a miniature diffusion size classifier (miniDiSC) - a novel particle counting device that was used for the exposure assessment during highway maintenance work. We found that particle numbers and average particle size measured by the miniDiSC were highly correlated with data from the P-TRAK, a condensation particle counter (CPC), as well as from a scanning mobility particle sizer (SMPS). However, the miniDiSC measured significantly more particles than the P-TRAK and significantly less than the SMPS in its full size range. Our data suggests that the instrument specific cutoffs were the main reason for the different particle counts. The first main objective of this thesis was to investigate the exposure of highway maintenance workers to air pollutants and noise, in relation to the different maintenance activities. We have seen that the workers are regularly exposed to high particle and noise levels. This was a consequence of close proximity to highway traffic and the use of motorized working equipment such as brush cutters, chain saws, generators and pneumatic hammers during which the highest exposure levels occurred. Although exposure to air pollutants were not critical if compared to occupational exposure limits, the elevated exposure to particles and noise may lead to a higher risk for cardiovascular diseases in this worker population. The second main objective was to investigate cardiopulmonary short-term health effects in relation to the particle and noise exposure during highway maintenance work. We observed a PM2.5 related increase of the acute-phase inflammation markers C-reactive protein and serum amyloid A and a decrease of TNFa. Heart rate variability increased as a consequence of particle as well as noise exposure. Increased high frequency power indicated a stronger parasympathetic influence on the heart. Elevated noise levels during recreational time, after work, were related to increased blood pressure. Our data confirmed that highway maintenance workers are exposed to elevated levels of particles and noise as compared to the average population. This exposure poses a cardiovascular health risk and it is therefore important to make efforts to better protect the workers health. The use of cleaner machines during maintenance work would be a major step to improve the workers' situation. Furthermore, regulatory policies with the aim of reducing combustion and non-combustion emissions from road traffic are important for the protection of workers in traffic environments and the entire population.

Conflict resolution and evolution of social structures in insect societies

In colonies of social Hymenoptera (which include all ants, as well as some wasp and bee species), only queens reproduce whereas workers generally perform other tasks. The evolution of worker's reproductive altruism can be explained by kin selection, which states that workers can indirectly transmit copies of their genes by helping the reproduction of relatives. The relatedness between queens and workers may however be low, particularly when there are multiple queens per colony, which limits the transmission of copies of workers genes and increases potential conflicts between colony members. In this thesis, we investigated the link between social structure variations and conflicts, and explored the mechanisms involved in variation of colony queen number in ants. According to kin selection, workers should rear the brood they are most related to. In social Hymenoptera, males are haploid whereas females (workers and queens) are diploid. As a result, workers can be up to three times more related to females than males in some colonies, where they should consequently favour the production of females. In contrast, queens are equally related to daughters and sons in all types of colonies and therefore should favour a balanced sex ratio. In a meta-analysis across all studies of social Hymenoptera, we showed that colony sex ratio is generally largely influenced by workers. Hence, the evolution of social structures where queens and workers are equally related to males and females may contribute to decrease the conflict between the two castes over colony sex ratio. Another conflict between queens and workers can occur over male production. Many species contain workers that still have the ability to lay haploid eggs. In some social structures, workers are on average more related to sons of queens than to sons of other workers. As a result, workers should eliminate worker-laid eggs to favour queen-laid eggs. We showed that in the ant Formica selysi, workers eliminate more worker-laid than queen-laid eggs, independently of colony social structure. These results therefore suggest that worker policing can evolve independently from relatedness, potentially because of costs of worker reproduction at the colony-level. Colony queen number is a key parameter that influences relatedness between group members. Queen body size is generally linked to the success of independent colony foundation by single queens and may influence the number of queens in the new colony. In the ant F. selysi, single-queen colonies produce larger queens than multiple-queen colonies. We showed that this association results from genes or maternal effects transmitted to the eggs. However, we also found that queens produced in colonies of the two social forms did not differ in their general ability to found new colonies independently. Queen body size may also influence queen dispersal ability and constrain small queens to be re-adopted in their original nest after mating at proximity. We tested the acceptance of new queens in another ant species, Formica paralugubris, which has numerous queens per colony. Our results show that workers do not discriminate between nestmate and foreign queens, and more generally accept new queens at a limited rate. To conclude, this thesis shows that mechanisms influencing variation in colony queen number and the influence of these changes on conflict resolution are complex. Data gathered in this thesis therefore constitute a solid background for further research on the evolution and the maintenance of complex organisations in insect societies.

Securin and separase modulate membrane traffic by affecting endosomal acidification.

Securin and separase play a key role in sister chromatid separation during anaphase. However, a growing body of evidence suggests that in addition to regulating chromosome segregation, securin and separase display functions implicated in membrane traffic in Caenorhabditis elegans and Drosophila. Here we show that in mammalian cells both securin and separase associate with membranes and that depletion of either protein causes robust swelling of the trans-Golgi network (TGN) along with the appearance of large endocytic vesicles in the perinuclear region. These changes are accompanied by diminished constitutive protein secretion as well as impaired receptor recycling and degradation. Unexpectedly, cells depleted of securin or separase display defective acidification of early endosomes and increased membrane recruitment of vacuolar (V-) ATPase complexes, mimicking the effect of the specific V-ATPase inhibitor Bafilomycin A1. Taken together, our findings identify a new functional role of securin and separase in the modulation of membrane traffic and protein secretion that implicates regulation of V-ATPase assembly and function.

Pastoral conflict and resource management in Ethiopia's Somali region

RESUME L'objectif de cette thèse est d'approfondir la compréhension de la transformation des conflits liés à l'utilisation et la répartition des ressources foncières, de l'eau ainsi que des ressources politiques en région aride ou semi-aride. Cette thèse se concentre en particulier sur la façon dont les acteurs et les institutions résolvent les conflits dans un espace dominé par un mode de vie pastoral au sein des pays de la Corne de l'Afrique. Celle-ci réunit des zones périphériques mal contrôlée et caractérisée par une faible administration publique qui coexiste avec des instances coutumières et d'autres autorités. Le cas de la région Somali d'Ethiopie (ou Ogaden) nous démontre que les disputes et les pratiques de gestion des conflits existantes sont encastrées dans les normes, les politiques et les relations de pouvoir locales. Par conséquent, ce travail réfute le déterminisme causal de la littérature des conflits dits environnementaux en soulignant l'existence d'une vaste palette de stratégies de résolution des conflits. Il démontre empiriquement la capacité des éleveurs, des paysans et d'autres utilisateurs de ressources en propriété commune («common- pool resources », CPRs) à coopérer plutôt qu'à se disputer. De la même façon, la préférence idéologique de la plupart des études sur les CPRS pour des groupes d'utilisateurs homogènes et des systèmes de ressources d'utilisation simple est remise en question. En effet, l'existence de multiples ressources naturelles et politiques dans la région Somali d'Ethiopie justifie cette remise en cause. En soulignant l'économie politique dans laquelle se situent les conflits pastoraux et leur gestion cette thèse critique l'approche dépolitisée sur l'utilisation des ressources en propriété commune ainsi que les perspectives technocratiques sur les processus de construction des institutions. Les résultats de recherche marquent le rôle central et souvent inattendu de l'état dans la formation des conflits et la gestion des ressources dans sa périphérie pastorale. Avec |'introduction du fédéralisme ethnique éthiopien et la décentralisation administrative, la construction de l'état à pris une tournure nouvelle dans la région Somali depuis |991 - la période analysée dans cette étude. Ce processus fut accompagné de trois dynamiques parallèles (1) L'expansion des ressources étatiques dans les zones rurales les plus reculées, (2) la politisation des liens de parenté et (3) la redéfinition de la relation entre l'homme et son environnement naturel. En ce qui concerne l'atténuation des conflits, la thèse révèle que le rôle de l'état est spatialement différentié, que l'incorporation des autorités coutumières dans les gouvernements locaux est politiquement ambiguë, et que l'appui sur les lois coutumières ne « gèle » pas forcement les traditions. Les institutions mixtes qui allient règles coutumières et bureaucratiques sont souvent efficaces dans la gestion et la résolution des conflits liés aux ressources en milieu rural, mais pas dans la prévention et la transformation de ces conflits sur le long terme. En ce qui concerne la gestion des ressources, l'étude souligne le fait que les politiques publiques institutionnelles qui ignorent les variations saisonnières de l'utilisation des ressources, la multiplicité des revendications par les utilisateurs des ressources et les droits de propriété non exclusif ne font qu'aggraver des tensions entre divers groupes plutôt que de les atténuer. C'est précisèrent le cas de la décentralisation selon la logique « ethnique » de l'Ethiopie et d'autres politiques publiques sectorielles dont le but est de promouvoir la sédentarisation en incitant les groupes pastoraux à réclamer et occuper les territoires de manière permanente. En conclusion, cette thèse insiste sur (1) l'importance du renforcement du système de régulation au sein du régime institutionnel de ressources pastorales, (2) l'élaboration de nouvelles normes qui produisent des arrangements fonciers reconnus à la fois par les communautés et l'état, (3) la conception de politique publiques qui prennent en compte le périmètre des écosystèmes en place plutôt que des entités ethniques ou politiques et (4) le besoin d'un processus de démocratisation des projets de développement et de la représentation politique en périphéries semi-aride. L'étude est composée des chapitres suivants. Le chapitre 1 introduit les éléments clés des systèmes d'élevage dans la Corne de l'Afrique et les transitions économiques, écologiques et politiques dans lesquelles se situe le pastoralisme nomade. Quelques thèmes récurrents sont ici résumés dont le déclin des économies de cheptel, l'érosion de la gestion des terres arides et l'expansion de l'insécurité physique. Le chapitre 2 dissèque de manière critique le concept de conflit environnemental et les théories de la propriété commune en tant qu'explications théoriques des conflits dits pastoraux. Tandis que le premier décrit la violence comme une réaction à la raréfaction des ressources naturelles due aux pressions démographiques et au changement climatique, les secondes considèrent les confits comme l'expression d'un échec institutionnel de droits de propriété insuffisamment définis. Ce chapitre expose les défauts de ces deux explications et propose une approche alternative qui tient compte des relations de pouvoir, des institutions de gestion des conflits et des ressources naturelles, et de l'écologie non-équilibrée des régions arides. Le chapitre 3 élabore un cadre conceptuel qui rassemble des perspectives empruntées à la littérature portant sur la gestion des ressources naturelles, les techniques de médiation des conflits, les nouvelles théories « new range ecology » et les régimes institutionnels de ressources naturelles. Trois hypothèses décrivent les conditions requises pour prévenir, résoudre ou transformer les conflits liés à l'utilisation multiple des ressources dans les zones pastorales. Elles concernent (1) l'inclusion de partis tiers dans les processus de gestion de confits, (2) l'intégration de règles bureaucratiques et coutumières dans la gestion des ressources et des conflits et (3) le régime institutionnel de ressources naturelles qui concilie des revendications multiples aux ressources CPRs de manière flexible et inclusive. Le chapitre 4 présente les méthodes et la philosophie de recherche qui sous-tendent l'argumentation et l'analyse de la thèse. Il détaille l'opérationnalisation du cadre conceptuel et la sélection des études de cas, le processus de collecte des données et se penche sur les expériences de recherches de terrain de l'auteur. Le chapitre 5 décrit les conflits fonciers dans le district de Harshin où une expansion incontrôlée de clôtures des pâturages a encouragé la prolifération de conflits violents parmi les éleveurs Isaaq depuis la fin des années 1980. L'hétérogénéisation de l'utilisation des ressources, la multiplication des règles de gestion et l'incapacité des anciens à imposer un retour à la propriété commune des pâturages sont les points centraux de cette étude de cas. Le chapitre 6 passe en revue la compétition féroce autour de l'eau le long de la berge très peuplée et fertile du Wabi Shabelle dans le district de K'elafo. L'étude de cas reflète les interactions généalogiques complexes entre les groupes "nobles" et les « communs », la dépendance des cultivateurs Rer Barre du capital et de la technologie, pour les pompes à eaux par exemple, et l'importance continue des pratiques coutumières de gestion de l'agriculture. Le chapitre 7 démontre les rivalités autour du gâteau fiscal dans la capitale de la région Somali, Jijiga, où les partis politiques, les anciens claniques et les technocrates manoeuvrent pour le partage du pouvoir et des positions au sein de l'administration régionale. L'étude de cas rend compte de l'usage politisé du budget public, de l'expansion des ressources étatiques dans les zones rurales à travers la décentralisation, et de l'importance des agents intermédiaires entre les niveaux fédéral, régional et local dans l'allocation des ressources. Le chapitre 8 analyse les rôles et contributions respectifs des anciens et des acteurs étatiques dans la gestion de conflits violents entre les différents groupes dans la région Somali. En révélant les points forts et faibles des processus de paix basés sur les compensations de sang, ce chapitre propose une appréciation nuancée de la proposition (1) concernant l'inclusion de partis tiers dans la gestion de conflit. Le chapitre conclut en soulignant les contradictions et les effets associés à la délégation aux autorités coutumières par l'état Ethiopien de la résolution des conflits et de la maintenance de la sécurité. Le chapitre 9 se concentre sur l'impact des projets de développement financés par l'état et des politiques publiques qui régulent la propriété des terres communes dans les régions pastorales de l'Ethiopie. Ni les politiques publiques sectorielles existantes ni les principes institutionnels du fédéralisme ethnique ne reconnaissent les revendications et utilisations multiples qui se font des ressources dans la région aride et semi- aride, ce qui valide la proposition (3) sur le besoin d'un régime institutionnel de ressources différencié et flexible. Le chapitre attire l'attention sur les aspects contre-productifs d'une administration et d'une représentation politique basées sur un concept territorial, ce qui encourage une occupation permanente des ressources pour des bénéfices politiques. Le chapitre 10 conclut en évaluant la proposition (2) qui concerne l'efficacité de la gestion et de la transformation des conflits basés sur l'intégration des règles et lois coutumières et bureaucratiques. Ce chapitre souligne le rôle controversé mais décisif de la construction et de l'expansion graduelle de l'état dans les périphéries pastorales. Finalement, quelques recommandations sont proposées en vue de l'amélioration de la gestion des conflits et des ressources en milieu pastoral clans la région Somali et des espaces comparables dans la Corne de l'Afrique.

Queen-worker conflict over sex ratio: a comparison of primary and secondary sex ratios in the Argentine ant,

We compare the primary sex ratio (proportion o haploid eggs laid by queens) and the secondary sex ratio (proportion of male pupae produced) in the Argentine ant Iridomyrmex humilis with the aim of investigating whether workers control the secondary sex ratio by selectively eliminating male brood. The proportion of haploid eggs produced by queens was close to 0.5 in late winter, decreased to less than 0.3 in spring and summer, and increased again to a value close to 0.5 in fall. Laboratory experiments indicate that temperture is a proximate factor influencing the primary sex ratio with a higher proportion of haploid eggs being laid at colder temperatures. Production of queen pupae ceased in mid-June, about three weeks before that of male pupae. After this time only worker pupae were produced. During the period of production of sexuals, the proportion of male pupae ranged from 0.30 to 0.38. Outside this period no males were reared although haploid eggs were produced all the year round by queens. Workers thus exert a control on the secondary sex ratio by eliminating a proportion of the male brood during the period of sexual production and eliminating all the males during the remainder of the cycle. These data are consistent with workers preferring a more female-biased sex ratio than queens. The evolutionary significance of the production of male eggs by queens all the year round is as yet unclear. It may be a mechanism allowing queen replacement in the case of the death of the queens in the colony.

Extensive gene traffic on the mammalian X chromosome.

Mammalian sex chromosomes have undergone profound changes since evolving from ancestral autosomes. By examining retroposed genes in the human and mouse genomes, we demonstrate that, during evolution, the mammalian X chromosome has generated and recruited a disproportionately high number of functional retroposed genes, whereas the autosomes experienced lower gene turnover. Most autosomal copies originating from X-linked genes exhibited testis-biased expression. Such export is incompatible with mutational bias and is likely driven by natural selection to attain male germline function. However, the excess recruitment is consistent with a combination of both natural selection and mutational bias.

Endocytic and secretory traffic in Arabidopsis merge in the trans-Golgi network/early endosome, an independent and highly dynamic organelle.

Plants constantly adjust their repertoire of plasma membrane proteins that mediates transduction of environmental and developmental signals as well as transport of ions, nutrients, and hormones. The importance of regulated secretory and endocytic trafficking is becoming increasingly clear; however, our knowledge of the compartments and molecular machinery involved is still fragmentary. We used immunogold electron microscopy and confocal laser scanning microscopy to trace the route of cargo molecules, including the BRASSINOSTEROID INSENSITIVE1 receptor and the REQUIRES HIGH BORON1 boron exporter, throughout the plant endomembrane system. Our results provide evidence that both endocytic and secretory cargo pass through the trans-Golgi network/early endosome (TGN/EE) and demonstrate that cargo in late endosomes/multivesicular bodies is destined for vacuolar degradation. Moreover, using spinning disc microscopy, we show that TGN/EEs move independently and are only transiently associated with an individual Golgi stack.