内蒙古锡林河流域主要植物种、功能群和群落水分利用效率的研究

近二十年来，碳同位素技术己被广泛应用于植物生态学，特别是植物“碳一水”关系的研究中。植物的碳同位素组成（δ13C值）是叶片组织合成过程中光合活动的整合，它反映了植物长期的水分利用效率。内蒙古锡林河流域位于我国温带典型草原的核心区域，水分是制约本区植物生产力和群落稳定性的限制因素。因此关于本区植物水分利用效率和水分利用状况的研究，对探讨植物对生境干旱化的适应与响应机制具有十分重要的理论和实践意义。本研究沿土壤水分梯度在锡林河流域选取了沼泽化草甸、盐化草甸、草甸草原、典型草原、退化草地和疏林沙地等8个代表性植物群落，研究主要植物种、功能群和群落的碳同位素组成及叶片含水量、脯氨酸含量等与植物抗旱性相关的生理指标的变化，从植物种、功能群和群落三个层次研究了不同水分条件下植物水分利用效率的变化及其对不同水分生境的响应与适应机制。 　　1）在所调查的8个植物群落中，C3植物占绝对优势;C3植物的δ13C值和水分利用效率越大，其在整个流域中的分布频度越高，生物量也越大;与生长在湿润生境中的植物相比，生长在较干旱生境中的植物能积累更高水平的脯氨酸。以上结果表明，锡林河流域的植物可能通过两种机制适应当地的干旱生境：一是通过调节气孔导度提高植物的水分利用效率;止是通过积累高水平的脯氨酸增强植株的渗透调节能力并维持相对稳定的水分含量。 　　2）依照生活型将锡林河流域主要植物种划分成6个植物功能群：乔木、灌木、半灌木、多年生禾草、多年生杂类草和一年生植物。在较湿润生境，多年生杂类草更加丰富并构成了群落地上生物量的绝大部分;而在较干旱生境下，多年生禾草在群落中起更重要的作用;随着土壤含水量下降，灌木和半灌木逐渐增多，且在退化草地和沙地中其相对生物量迅速增加;多年生禾草别3c值显著高于其它功能群;随着土壤水分可利用性降低，多年生禾草和杂类草的别3c值表现出增加的趋势，而灌木／半灌木则表现出相反的趋势。以上结果进一步证明了，在典型草原区以生活型为基础划分的植物功能群可以用来进行较大尺度植物一水分关系的研究。 　　3）依照植物的水分生态类群，将锡林河流域主要植物种划分为六个植物功能群：旱生植物、中旱生植物、旱中生植物、中生植物、湿中生植物和湿生植物。在较湿润生境中（沼泽化草甸和盐化草甸），湿中生和湿生植物成为优势种并构成地上生物量的主体;在干旱生境中（草甸草原、典型草原和退化草地），旱生和中早生植物占绝对优势并构成群落生物量的90％以上;随着不同水分生态类群所适应的生境从干旱到湿润逐渐转变，植物的δ13C值和水分利用效率显著降低;旱生植物叶片脯氨酸含耸最高，湿中生和湿生植物脯氨酸含量最低，不同水分生态类群脯氨酸含量与其δ13C值和地上生物星．显著正相关关系。 　　4）不同群落类型的平均δ13C值有显著不同，表现为：典型草原＞退化草地＞沙地＞退化恢复草地＞草甸草原之盐化草甸＞沼泽化草甸。C4植物的出现、不同物种δ13C值的差异和同一物种在不同生境下δ13C值的变化是影响群落平均δ13C值的主要因素，而这些因素与土壤水分状况和干扰历史（特别是放牧）密切相关。 　　此外，本文还研究了氮素添加对羊草和大针茅光合和水分利用效率的影响。土壤含氮量的增加可以显著提高羊草叶片光合能力和叭JE，而对大针茅的影响不大。作为锡林河流域两种优势植物，羊草和大针茅通过不同的生理机制来维持较高的WUE适应干旱生境：羊草为高光合、高蒸腾，而大针茅为低光合、低蒸腾。羊草较高的WUE是以降低氮利用效率 （NuE）为代价的;而大针茅在维持较高WUE的同时仍能维持较高的NUE，这一特征使大针茅可以广泛分布于更加干旱和贫瘩的地区。 　　以上研究结果，为深入开展典型草原生态系统植物与水分关系的研究提供了有价值的信息，进一步证实了稳定性碳同位素技术可以有效地指示不同群落类型中主要植物种长期水分利用效率。同时，通过对其它相关生理指标的测定，可以更好地探讨植物对水分限制的适应策略。我们的研究结果从植物种、功能群和群落三个层次进一步揭示了植物对干旱生境的适应机制，并初步阐明了人类干扰特别是过度放牧对草原群落建群种和优势种的生态替代或／和灌丛入侵的影响。这些研究对生物多样性保护、全球变化和区域可持续发展等热点问题的研究都具有重要的意义。在今后的研究中，结合其它稳定性同位素（如2H，18O和15N）技术，将有助于我们进一步深入研究蒙古高原植物对气候变化和过度放牧的适应与响应机制。 　　

农牧交错区主要植物的氮素利用效率

Berendse&Aerts (1987)认为氮素利用效率(nitrogen use efficiency，NUE)可以分为两部分的乘积，即：①氮素生产力(nitrogen productivity，NP)，②氮素的平均滞留时间(mean residencetime，MRT)。本文利用这一概念对处于我国北方农牧交错带的内蒙古自治区多伦县典型植物的氮素利用策略进行了研究。研究假设：植物在贫瘠生境上所采取的氮素适应策略主要是提高对所吸收氮素的保持能力(较长的MRT)，而不是提高NUE。 在不同土壤生境上，属于不同生活型的不同物种其NP和MRT之间存在负相关关系。在不同生境、生活型和物种之间，作为NP与MRT乘积的NUE比NP、MRT的变化相对要小，结果表明植物主要通过延长MRT来适应氮素贫瘠的生境。因为NP与MRT相反的方向变化，二者不能同时增加或减少，所以NP与MRT之间存在相互协调(trade-off)的关系。 在群落和生态系统水平上，NP与MRT之间也存在相互协调关系，不同水平上的NUE之间也存在一定的联系。除了在种间存在这种关系外，通过对多伦县和十三里滩两种针茅（大针茅、克氏针茅）的氮素利用特征的研究，发现在种内，NP与MRT之间也存在这种相互协调关系。NUE与土壤供氮能力有关，随着土壤供氮能力的下降，NUE呈上升趋势。植物的NUE不仅与土壤的供氮能力有关，其它因素如土壤水分供应状况也会对植物的NUE产生影响，例如，与生长在河岸上的植物相比，生长在河滩湿地上的植物具有较高的NP，但MRT却较低。在群落中，不同植物个体的NUE及其组成参数NP和MRT也存在较大的差异，较大的植株具有较高的NP和MRT，因而NUE也高于个体较小的植株。本文研究结果表明，植物的NUE与氮素回收转移特性密切相关，植物提高氮素回收效率(nitrogen resorption efficiency，NRE)可以延长MRT，从而提高NUE。

玉米高产优质生产中若干生理生态问题的研究

玉米（Zea mays L.）是我国十分重要粮食、饲料和工业原料作物，种植区域覆盖我国大部分农业区。随着玉米品种改良和新栽培技术的应用，我国玉米产量大幅度增加。自1950s以来，我国玉米产量递增幅度为126kg/hm2/yr。在玉米产量提高过程中，单叶光合作用与产量之间存在什么样的关系？当代玉米品种的品质和养分利用效率如何？高密度种植条件下是否存在“根系拥挤”及如何调控等。为探讨上述科学问题，本研究选择中国北方常见的大田玉米品种，在高肥力自然光照条件下，探讨玉米高产优质栽培过程中生理生态特征的变化趋势，以指导科学育种和栽培。主要研究结果如下： 　　1）光合与产量的演变我国 1950s、1970s、1990s等不同年代推广的玉米品种中，当代品种叶片光合速率高且高值持续期长，光合色素叶绿素a、叶绿素b、类胡萝卜素等的含量高且持续时间长，与光合有关的蒸腾速率（E.）、细胞间隙CO2浓度（Ci.）、气孔导度（gs）等也有较大改良，中下部叶片尤其明显;在生育后期，当代品种具有更高的光合优势。老品种饱和光合速率(Psat)在灌浆期下降，并非RuBPCase 和PEPCase的活性降低，而是由于叶绿素含量和可溶性蛋白含量的降低。在花后期间，由于PS2功能的下降，造成了光合能力下降，而现代品种的PS2 功能在衰老前一致保持旺盛状态。 　　老品种光合特征对缺氮的反应表现更敏感。花后缺氮光合作用下降是非气孔限制的，因为气孔导度和胞间CO2浓度没有发生明显的变化。其主要原因是缺素造成老品种叶片早衰，叶绿素含量、可溶性蛋白含量、PEP羧化酶活性下降。现代品种表现较强的抗衰老能力，其N素利用效用高于老品种。我国玉米产量的大幅度提高在很大程度上应归功于叶片光合性能的改良。 　　随玉米品种更替，群体光合速率增强，群体光合衰减率降低，呼吸消耗所占总光合的百分率下降。灌浆期当代品种中下部叶片的群体光合速率明显高于老品种。种植密度是影响玉米群体光合速率的主要因素，在高中低三种密度条件下，当代品种均有较高的群体光合速率，表现出耐密性强、适应性广、源足库大、产量高的特点。 　　2）高油玉米的产量受到叶源大小和叶源活力的双重限制在 1.5 株/m2密度下，与普通玉米相比较，高油玉米单株籽粒产量显著低于普通玉米，产量构成中穗粒数差异不显著，千粒重较低（P＜0.01）;两类型玉米的单株库容量相当，高油玉米籽粒灌浆速率小，籽粒充实度低，单粒重对叶源相对减少（剪叶）或相对增多（疏库）的反应比普通玉米更为敏感，其产量受到同化产物供应（叶源）相对不足的限制。高油玉米授粉后的叶面积、叶面积持续期小，叶片含氮量和光合速率较低，说明高油玉米的产量受到叶源活力（光合速率）小和叶源数量少的双重限制。 　　3）我国北方玉米品种的个体产量潜力、氮素利用效率及籽粒与秸秆粗蛋白质含量在充分发挥个体生产潜力的低密度条件下，我国北方1990s 以来大面积种植的50个玉米主栽品种中，个体产量潜力和氮素利用效率高度正相关(P=0.01)，而子粒千粒重与NUE 呈显著性负相关(P=0.002)。对玉米产量和氮素利用效率进行分层聚类，可将北方玉米品种划分为高产高NUE 型、低产低NUE 型和中间型，高产高NUE 型玉米品种相对较少，仅占24%。籽粒粗蛋白质含量（CPC）与秸秆CPC 相关性不显著（P＞0.05）。对籽粒和秸秆的CPC 进行分层聚类，将北方玉米品种划分为籽粒高秸秆低型、籽粒与秸秆双低型和籽粒与秸秆双高型，CPC 双高型品种相对较少，仅占20%。 　　4）玉米根系拥挤效应对产量影响的生理生态机制及其调控随玉米品种更替根系的空间分布呈“横向紧缩，纵向延伸”的特点。当代三类型玉米根系分布特性与株型、穗型相关。紧凑型品种根系分布深，下层根系所占比率大，适合密植，群体产量潜力大;平展大穗型品种根量多，分布较浅，在低密度下可获得较高的个体生产力，但不适合密植，群体产量潜力小。 　　“根系拥挤”显著影响玉米产量，减小根系横向伸展空间，下层土壤中的根系分配比率增多。在地上部充分生长条件下，紧凑型品种横向空间为30-50cm即可满足要求，平展型品种大于50cm;紧凑型品种对纵向空间受限制的反应更为敏感，平展型品种对横向空间受限制的反应更为敏感。“根系拥挤”影响根系活性、分布、氮素吸收利用和花后光合与14C同化物的分配。 　　在根系受限制条件下，增施肥料产量提高，根系总重增加，增加了根系在深层土壤（60-100cm）中的根系比率，显著增加了根系的TTC 还原量、SOD、CAT、POD活性。土壤加沙，根量减少，但根系TTC 还原量增加、产量提高，提高幅度以大穗型品种更为显著。 　　随种植密度增加耕层根系密度与群体产量同步增大，各类品种均在最高根系密度下获得最高产量。根系负荷的籽粒产量潜力三类型品种存在极大差异，在一定范围内增大种植密度，根系伸展空间减小，群体产量提高，紧凑大穗型品种产量最高，品种的耐密性是限制根系负荷籽粒产量潜力的主导因素。因此，培育株型紧凑、耐密性强、大穗玉米良种，采取有效的调控措施是玉米进一步高产的主攻方向。 　　5）我国夏玉米高产田的培创理论研究与实践相结合，2005 年在我国华北地区的山东莱州培创出籽粒实产21 042.9kg/hm2 （ 14% 含水量， 实收面积=45.7m×15.9m=726.63m2）的夏玉米高产纪录。主要采用以增加密度为保障的“群体结构性挖潜”和以提高整齐度为保障的“个体功能性挖潜”途径，生理生态指标包括：选用紧凑抗倒耐密植品种DH3719，种植密度102 030 株/hm2，收获密度98 610 株/hm2，花后具有较长的叶面积高值持续期，达60d以上，叶面积指数最大为6.53，收获2.59。上部叶片光合值对外界光强度变化敏感，其光合峰值出现时间提前，而后迅速衰减;中部叶片光合值的降低较慢，下部叶片变幅最小，可能是长期处于争光环境表现出的生态适应性。粒叶比0.32，经济系数0.542，单株产量216g，千粒重375.1g。

氮施用量对夏玉米土壤水氮动态及水肥利用效率的影响

采用田间小区试验,监测夏玉米不同生长期土壤水分和硝态氮剖面含量变化,研究不同施氮量对其时空变化及籽粒产量、水肥利用效率的影响,探讨氮肥对水肥资源高效利用的调节作用。结果表明:不同施氮处理,土壤剖面水分和硝态氮随土壤深度的变化趋势基本一致,即表层50 cm土壤水分和硝态氮含量较高且呈降低态,50~110 cm相对较低且波动较小,灌浆期二者均达到最低值;各生长期表层50 cm土壤含水量呈不施氮处理均高于施氮处理,50~110 cm土层则相反;施氮能提高土壤硝态氮含量,土壤硝态氮运移受土壤水分状况和含量的影响,含量越高,向下移动越深;施氮能显著提高水分利用效率及籽粒产量,增产效果明显(增产28.52%~37.86%),二者均以施氮240 kg/hm2处理最高;随施氮量的增加籽粒产量及籽粒吸氮量和水分利用效率增幅均表现为先升高后降低之趋势,当施氮量超过240 kg/hm2后,籽粒产量和水分利用效率提高并不显著;不施氮与施氮处理氮素生产力、氮肥利用率之间均存在极显著差异。在本试验条件下,从控制土壤硝态氮积累及取得较高的产量和氮素利用率综合考虑,夏玉米的适宜施氮量范围应控制在120~240 kg/hm2较好。

旱地土壤硝态氮与氮素平衡、氮肥利用的关系

利用长期肥料试验资料研究了土壤氮素平衡、氮肥利用率和土壤硝态氮之间的相互关系。结果表明,小麦不同施肥处理的氮肥利用率(NUE)为30.9%～65.8%,平均53.6%;土壤硝态氮累积率为2.3%～44.1%,平均13.2%;氮素表观损失率25.0%～42.7%,平均33.2%。一般情况下,氮素盈余值与氮肥用量呈正相关,与磷肥用量呈负相关;土壤中硝态氮的数量与氮素盈余值呈正比,与氮肥利用率呈反比。黄土旱塬地区,小麦在经济合理施氮条件下,氮素盈余值为13.79 kg/hm~2,硝态氮累积量为23.00 kg/hm~2,说明过量施用一定数量的氮肥对保持作物生产力和土壤氮素营养是必要的。

环境CO2浓度和群落密度对红桦(Betula albosinensis Burk.)幼苗碳氮吸收和分配的影响

当前大气CO2浓度升高是全球变化的主要趋势之一，CO2浓度升高还会引起全球变暖等其它环境问题，因而CO2浓度浓度升高对植物影响的研究已经成为全球变化领域的焦点。红桦是川西亚高山地区暗针叶林演替初期的先锋树种和演替后期的建群种，在群落演替过程中它对环境因子的响应决定红桦群落的演替进程。本文通过控制CO2浓度的气候室试验，研究了CO2浓度倍增环境下，不同密度水平红桦碳氮固定、分配可能发生的改变，并探讨了升高大气CO2浓度对群体内部竞争的影响。以期通过本研究明确川西亚高山地区代表性物种红桦对未来气候变化的响应，为今后采取措施应对气候变化、妥善进行森林管理提供理论依据和科学指导。主要研究结果如下： 1.升高CO2浓度对红桦幼苗生长的影响以及树皮、树干响应的不同 (1) CO2浓度升高显著促进红桦幼苗的生物量、株高、基茎的生长，同时也改变生物量在体内的分配格局，主要是增加根和主茎、减少叶在总生物量中的比重。(2)树皮和树干对升高CO2浓度的影响有差异，它们对CO2浓度升高的反应程度不同，但反应方向一致。 2.密度的副效应 (1) 增加种植密度对单株生物量、株高和基径的生长具有副效应，也降低升高CO2浓度对红桦生长的正效应。(2) 增加种植密度，显著增加红桦幼苗的群体生物量，从而使红桦群体固定更多的大气CO2气体。可见密度在决定红桦生物量及固碳能力方面具有重要意义。探索适合未来大气CO2浓度升高条件下植物生长的密度，对未来的森林经济生产、生态恢复具有重要意义。 3. 升高CO2浓度对红桦幼苗苗冠结构及冠层内部竞争的影响 (1) 冠幅、冠高、苗冠表面积和苗冠体积等树冠特征均受CO2浓度升高的影响而增加，但是受密度增加的影响而降低。(2) 单位苗冠投影面积叶片数(LDcpa)和单位苗冠体积叶片数(LDcv)均低于相应的现行CO2浓度处理，这主要是由于冠幅和冠高的快速生长所造成的。(3) LDcpa和LDcv的降低表明，红桦在升高CO2浓度的条件下，会作出积极的响应，从而缓解由于群体和个体生长的增加所引起的竞争压力的增加。 4. 升高CO2浓度对红桦幼苗养分元素吸收与分配的影响 (1) CO2浓度升高，植株各器官N、P含量降低，但单株N、P总吸收量均增加。红桦幼苗体内N、P浓度的下降是由于生物量迅速增加引起的稀释效应造成的。(2) CO2浓度升高，N、P向主茎和根的分配增加，向叶片的分配减少，主要是由于前者在总生物量中的比重增加，而后者减少了。(3) CO2浓度升高，氮磷利用效率(NUE和PUE)提高，氮磷累积速率(NAcR和PAcR)显著增加。而NUE和PUE的提高可以有效缓解CO2浓度升高后，亚高山和高山地区森林土壤中养分元素不足对森林生产力的限制。 5. 升高CO2浓度对红桦幼苗群体碳平衡的影响 (1) 升高CO2浓度对植物的光合作用、呼吸速率和生长均具有促进作用。(2) 土壤有机碳含量在实验前期迅速增加，后期积累速率下降。(3) 升高CO2浓度以后，土壤呼吸显著增强；土壤呼吸还具有明显的季节变化。(4) 红桦群体日固碳量受到升高CO2浓度的促进作用。结果(1)-(4)说明所研究群落的碳动态对现行的气候波动是敏感的；所研究群落在作为大气CO2气体的源-汇关系方面至少存在季节间的源汇飘移。(5)种植密度的升高显著增加了群体固碳量。 6. 升高CO2浓度对红桦幼苗生长后期叶片衰老的影响 升高CO2浓度有利于减缓红桦幼苗叶片生长季节末期的衰老。生长季节末期，随着CO2浓度的升高光合速率和可溶性蛋白含量均呈上升趋势，同时MDA（丙二醛）含量下降，保护酶SOD（超氧化物岐化酶）、CAT（过氧化氢酶）活性升高。由此说明，升高CO2浓度有利于减缓生长季节后期叶片的衰老，使叶片维持较高的光合速率，也从生理学的角度支持了本文及前人有关CO2浓度升高促进植物光合和生长的假说及结果。 The increased CO2 concentration is one of the most important problems among global changes. The increase of CO2 will also cause other environmental problems, such as global warming, etc. So the effects of elevated CO2 on plant have drawn sights of many scientists in the research field of global change. Red birch (Betula albosinensis) usually emerges as the pioneer species in initial stage and as constructive species in later stages of forest community succession of the dark coniferous forests in Western Sichuan, China. It’s response to elevated CO2 may determine the succession process of the community where it lives in. By controlling CO2 at the ambient and twice as the ambient level (ambient + 350 umol mol-1) using enclosed-top chambers (ETC), possible effects of elevated CO2 on carbon fixation and allocation under two plantation densities are investigated. The effects of elevated CO2 on competition within canopy of red birch seedlings are also observed in the present paper. We hope to make sure of the effects of elevated CO2 on the representative species, red birch. And so that, our results could provide a strong theoretical evidence and scientific direction for forest management and afforestation under a future, CO2 elevated world. The results are as fowllows: 1. The effects of elevated CO2 on growth and the different responses of wood and bark of red birch seedlings (1) Elevated CO2 increases the growth of seedling biomass, seedling height and basal diameter of red birch. It also changed the biomass allocation in red birch seedlings. The ratio of root and main stem to all biomass is increased and the ratio of leaf is decreased. (2) Tree bark and wood show different response degree but similar response direction to elevated CO2. 2. Negative effects of planting density (1) The increase of planting density showes negative effects on the individual growth of seedling biomass, seedling height and basal diameter of red birch. It also eliminates the positive effects of elevated CO2 on growth of red birch seedlings. (2) Community biomass is increased by the elevated planting density, which means that the high density red birch community could fix more CO2 than the low density one. These results show that planting density plays an important role in determining biomass and carbon fixation ability of red birch community. Thus, exploring proper planting density becomes economically important for the future, CO2 elevated word. 3. The effects of elevated CO2 on crown architecture and competition within canopy of red birch seedlings (1) Crown width, crown depth, crown surface area and crown volume are all increased under the influence of elevated CO2. (2) Leaf number per unit area of projected crown area (LDcpa) and per unit volume of crown volume (LDcv) are lower under elevated CO2. This is resulted from the stimulated growth of tree crown features. (3) The decrease of LDcpa and LDcv indicate that plants will respond forwardly to reduce the possible increase of competition resulted from stimulated growth of individual plant and collectives in conditions of elevated CO2. 4. The effects of elevated CO2 on nutrition accumulation and allocation of red birch seedlings (1) Contents of N and P decrease due to the prompt increase of biomass of plant organs caused by elevated CO2. However, their accumulations increase under elevated CO2. (2) Elevated CO2 increases the allocation of N, P to main stem but reduced its allocation to leaf for that dry weight of the former increased but the dry weight of the later decreased. (3) Using efficiencies of N, P (NUE and PUE) and their accumulation rates (NAcR and PAcR) are found to increase under elevated CO2. Soil nutrition contents are always the limiting factors for plant growth at subalpine and alpine region. The increased NUE and PUE are helpful to eliminate the nutrition limitation in this area in the future world, when CO2 concentration doubles the ambient. 5. The effects of elevated CO2 on carbon balance of red birch communities (1) Net photosynthetic rates (Pn), dark respiration rates (Rd) and growth are all stimulated by elevated CO2. (2) Content soil organic carbon increases sharply at the primary stage of experiments and then the increasing rates decrease to a low level at later stages. (3) Soil respiration rates increase significantly with the elevation of CO2 concentration. (4) The daily carbon fixations of whole community are heightened by elevated CO2. The results (1)-(4) suggest that, the community being studied are sensitive to current climate change; the studied community, as a sink of atmospheric CO2, is pool-sink alternative between seasons. (5) The carbon fixations are increased along the increase of planting densities. 6. The effects of elevated CO2 on physiological features of leaf senescences of red birch seedlings at the later stage of growing season Elevated CO2 helps to postpone the leaf senescences of red birch at the end of the growth season. CO2 enrichment increases the photosynthetic rates, contents of soluble proteins and photosynthetic pigments. And meanwhile contents of malondialdehyde (MDA) decreases and activities of superoxide dismutase (SOD) and catalase (CAT) are both increased. These results suggest that the senescences of red birch leaves are delayed by elevated CO2, which keep the photosynthetic rates at relatively high levels. Our results lend supports to hypothesis and results on stimulated photosynthetic rates and growth from both other researchers and the present paper.

干旱胁迫与施N条件下白刺花（Sophora davidii）幼苗生长及其适应机制

干旱环境常常由于多变的降水事件和贫瘠土壤的综合作用，表现出较低的生产力和较低的植被覆盖度。全球性的气候变暖和人类干扰必将使得干旱地区缺水现状越来越严竣。贫瘠土壤环境中已经很低的有效养分含量也将会随着干旱的扩大而越来越低。干旱与半干旱系统中不断加剧的水分与养分的缺失将严重限制植物的生长和植被的更新，必然会使得已经恶化的环境恶化速率的加快、恶化范围的加大。如何抑制这种趋势，逐步改善已经恶化的环境是现在和将来干旱系统管理者面临的主要关键问题。了解干旱系统本土植物对未来气候变化的适应机制，不仅是植物生态学研究的重要内容，也对人为调节干旱环境，改善干旱系统植被条件，提高植被覆盖度具有重要的实践意义。 本研究以干旱河谷优势灌木白刺花（Sophora davidii）为研究对象，通过两年大棚水分和施N控制实验和一个生长季野外施N半控制实验，从植物生长－生理－资源利用以及植物生长土壤环境特征入手，系统的研究了白刺花幼苗生长特性对干旱胁迫和施N的响应与适应机制，并试图探讨施N是否可调节干旱系统土壤环境，人工促进干旱条件下幼苗定居，最终贡献于促进植被更新实践。初步研究结论如下： 1）白刺花幼苗生长、生物量积累与分配以及水分利用效率对干旱胁迫和施N处理的适应白刺花幼苗株高、基径、叶片数目、叶面积、根长、生物量生产、相对含水量和水分利用效率随着干旱胁迫程度的增加而明显降低，但地下部分生物量比例和R/S随着干旱胁迫程度的增加而增加。轻度施N处理下幼苗株高、基径、叶片数目、叶片面积和生物量生产有所增加。但重度施N处理下这些生长指标表现出微弱甚至降低的趋势。严重干旱胁迫条件下，幼苗叶面积率、R/S、相对含水量和水分利用效率也以轻度施N处理为最高。 2）白刺花幼苗叶片光合生理特征对干旱胁迫和施N处理的适应叶片光合色素含量和叶片光合效率随着干旱胁迫程度的增加而显著降低，并且PS2系统在干旱胁迫条件下表现出一定程度的光损害。但是比叶面积随着干旱胁迫程度的增加而增加。在相对较好水分条件下幼苗净光合速率的降低可能是因为气孔限制作用，而严重干旱胁迫条件下非气孔限制可能是导致幼苗叶片光合速率下降的主要原因。叶片叶绿素含量、潜在光合能力、羧化效率、光合效率以及RUBP再生能力等在施N处理下得到提高，并因而改善干旱胁迫条件下光合能力和效率。虽然各荧光参数对施N处理并无显著的反应，但是干旱胁迫条件下qN和Fv/Fm在轻度施N处理下维持相对较高的水平，而两年连续处理后在严重干旱胁迫条件下幼苗叶片光合效率受到重度施N处理的抑制，并且Fv/Fm和qN也在重度施N处理下降低。 3）白刺花幼苗C、N和P积累以及N、P利用效率对干旱胁迫和施N处理的适应白刺花幼苗C、N和P的积累，P利用效率以及N和P吸收效率随干旱胁迫程度的增加而显著降低，C、N和P的分配格局也随之改变。在相同水分处理下，C、N和P的积累量、P利用效率以及N和P吸收效率在轻度施N处理下表现为较高的水平。然而，C、N和P的积累量和P利用效率在重度施N处理下不仅没有表现出显著的正效应，而且有降低的趋势。另外，在相同水分条件下白刺花幼苗N利用效率随着施N强度的增加而降低。 4）白刺花幼苗生长土壤化学与微生物特性对干旱胁迫和施N的适应白刺花幼苗生长土壤有机C、有效N和P含量也随干旱胁迫程度的增加而明显降低。干旱胁迫条件下土壤C/N、C/P、转化酶、脲酶和碱性磷酸酶活性的降低可能表明较低的N和P矿化速率。尽管微生物生物量C、N和P对一个生长季干旱胁迫处理无显著反应，但微生物生物量C和N在两年连续干旱胁迫后显著降低。土壤有机C和有效P含量在轻度施N处理下大于重度施N处理，但是有效N含量随着施N强度的增加而增加。微生物生物量C和N、碱性磷酸酶和转化酶活性也在轻度施N处理下有所增加。但是碱性磷酸酶活性在重度施N处理下降低。 5）野外条件下白刺花幼苗生长特征及生长土壤生化特性对施N的适应植物生长、生物生产量、C的固定、N、P等资源的吸收和积累、其它受限资源的利用效率（如P）在轻度施N处理下均有所增加，但N利用效率有所降低。幼苗生物生产量及C、N和P等资源的分配格局在轻度施N处理下也没有明显的改变。白刺花幼苗叶片数目、生物生产量和C、N、P的积累量在重度施N处理下虽然也相对于对照有所增加，但幼苗根系长度显著降低。生物量及资源（生物量、C、N、P）在重度施N处理下较多地分配给地上部分（主要是叶片）。另外，土壤有机C、全N和有效N含量随外源施N的增加而显著增加，土壤pH随之降低，但土壤全P含量并无显著反应。其中有机C含量和有效P含量以轻度施N处理最高。微生物生物量C、N和P在轻度施N处理下也显著增加，而微生物生物量C在重度施N处理下显著降低。同时，转化酶、脲酶、碱性磷酸酶和中性磷酸酶活性在施N处理下也明显的提高，但酸性磷酸酶和过氧化氢酶活性显著降低，其中碱性磷酸酶和中性磷酸酶活性以轻度施N处理最高。 综合分析表明，干旱河谷水分和N严重限制了白刺花幼苗的生长。施N不能完全改变干旱胁迫对白刺花幼苗的抑制的作用，但是由于施N增加土壤N有效性，改善土壤一系列生物与化学过程，幼苗的生长特性也对施N表现出强烈的反应，表现为植物结构与资源分配格局的改善，植物叶片光合能力与效率的提高，植物生长以及利用其他受限资源（如水分和P）的效率的增加，致使植物自身生长及其生长环境在干旱环境下得到改善。但是过度施N不仅不能起到改善干旱胁迫下植物生长环境、促进植物生长的作用，反而在土壤过程以及植物生长过程中加重干旱胁迫对植物的伤害。因此，建议在采用白刺花作为先锋种改善干旱河谷系统环境的实践中，可适当施加N以改善土壤环境，调节植物利用与分配资源的效率，促进植物定居，得到人工促进种群更新的目的。但在实践过程中也要避免过度施N。 Arid regions of the world are generally noted for their low primary productivity which is due to a combination of low, unpredictable water supply and low soil nutrient concentrations. The most serious effects of global climate change and human disturbances may well be those which related to increasing drought since drought stress has already been the principal constraint in plant growth. The decline in total rainfall and/or soil water availability expected for the next decades may turn out to be even more drastic under future warmer conditions. Nevertheless, water deficit is not the only limiting factor in arid and semiarid environments. Soils often suffer from nutrient (especially N and P) deficiencies in these ecosystems, which can also be worsened by climate change. How to improve the poor soil quality and enhance the vegetation coverage is always the problem facing ecosystem managers. The adaptive mechanisms of native plant to future climate change is always the focus in plant ecology, it also plays important roles in improving vegetation coverage by manual controlled programmes. Sophora davidii is a native perennial shrub of arid valleys, which is often predominant on eroded slopes and plays a vital role in retaining ecological stability in this region. It has been found that S. davidii was better adapted to dry environment than other shrubs, prompting its use for re-vegetation of arid lands. A two-years greenhouse experiment and a field experiment were conducted in order to understand the adaptation responses of Sophora davidii seedlings to different water and N conditions, and further explore if additional N supply as a modified role could enhance the adaptation ability of S. davidii seedlings to dry and infertile environment. Two-month old seedlings were subjected to a completely randome design with three water (80%, 40% and 20% water field capacity (FC)) and three N supply (N0: 0, Nl: 92 and Nh: 184 mg N kg-1 soil) regimes. Field experiment was arranged only by three N supplies in the dry valley. 1) The growth, biomass partitioning and water-use efficiency of Sophora davidii seedlings in respond to drought stress and N supply Seedlings height, basal diameter, leaf number, leaf area, root length, biomass production, relative water content (RWC) and WUE were decreased with increase of drought stress. An increase in below-ground biomass was observed indicating a higher root/shoot ratio (R/S) under drought stress conditions. Low N supply increased seedlings height, basal diameter, leaf number, leaf area, and biomass production, but decreased root length. In contrast, these growth characteristics showed little or negative effect to high N supply treatment. Leaf percentages increased with increase of N supply, but fine root percentages decreased. In addition, Low N supply rather than the other two N treatments increased leaf area ratio (LAR), leaf/fine root mass ratio (L/FR), R/S and RWC under severe drought stress (20%FC), even though these parameters could increase with the high N supply treatment under well-watered condition (80%FC). Moreover, Low N supply also increased WUE under three water conditions, but high N supply had little effect on WUE under drought stress conditions (40%FC and 20%FC). 2) Leaf gas exchange and fluorescence parameters of Sophora davidii seedlings in respond to drought stress and N supply Leaf area (LA), photosynthetic pigment contents, and photosynthetic efficiency were decreased with increase of drought stress, but specific leaf area (SLA) increased. Photodamage in photosystem 2 (PS2) was also observed under drought stress condition. The decreased net photosynthetic rate (PN) under relative well-watered water conditions might result from stomatal limitations, but the decreased PN under other hand, photosynthetic capacity by increasing LA, photosynthetic chlorophyll contents, Pnmax, CE, Jmax were increased with increase N supply, and photosynthetic efficiency was improved with N supply treatment under water deficit. Although N supply did a little in alleviating photodamages to PS2 caused by drought stress, low N supply enhanced qN and kept relative high Fv/Fm under drought stress condition. However, high N supply inhibited leaf photosynthetic efficiency, and declined Fv/Fm and qN under severe drought stress condition after two year continues drought stress and N supply. 3) Carbon accumulation, nitrogen and phosphorus use efficiency of Sophora davidii seedlings in respond to drought stress and N supply C, N and P accumulation, NUE , N and P uptake efficiency (NUtE and NUtE ) P N P were decreased with increase of drought stress regardless of N supply. On the other hand, the S. davidii seedlings exhibited strong responses to N supply, but the responses were inconsistent with the various N supply levels. Low N supply rather than the other two N treatments increased C, N and P accumulation, improved NUEP, NUtE and NUtE under corresponding water condition. In contrast, high N supply N P did few even depressed effects on C, N and P accumulation, and NUEP, although NUtEN and NUtEP could increase with high N supply under corresponding water conditions. Even so, a decrease of NUEN was observed with increase of N supply under corresponding water conditions. 4) Soil microbial and chemical characters in respond to drought stress and N supply The content of soil organic C, available N and P were decreased with increase of drought stress. Decreases in C/N and C/P, and invertase, urea and alkaline phosphatase activity were also observed under drought stress conditions, indicating a lower N and P mineralization rate. Although microbial biomass C, N and P showed slight responses to drought stress after one growth period treatment, microbial biomass C and N were also decreased with increase of drought stress after two year continuous treatment. The content of soil organic C and available P showed the stronger positive responses to low N supply than which to high N supply, although than the other two N treatments increased microbial biomass N and invertase activity under severe drought stress condition, even though invertase activity could increase with high N supply treatment under relative well-water conditions. Moreover, low N supply treatment also increased C/P and alkaline phosphatase activity which might result from higher P mineralization, but high N supply did negative effects on alkaline phosphatase activity. 5) The growth characteristics of Sophora davidii seedlings and soil microbial and chemical characters in respond to N supply under field condition Low N supply facilitated seedlings growth by increasing leaf number, basal diameter, root length, biomass production, C, N and P accumulation and absorption, and enhancing the use efficiency of other limited resources as P. Compared to control, however, low N supply did little effect on altering biomass, C, N and P portioning in seedlings components. On the contrary, high N supply treatment also increased leaf number, biomass and C, N and P accumulation relative to control, but significantly decreased root length, and altered more biomass and resources to above-ground, which strongly reduced the ability of absorbing water under drought condition, and thus which might deep the drought stress. In addition, N supply increased soil C, N and available N content, but declined pH and showed little effects on P content. Low N supply showed higher values of soil C and available P content. Low N supply also increased microbial biomass C, N and P, although high N supply decreased microbial biomass C. N supply significantly enhanced soil invertase, urea, alkaline and neutral phosphratase activity, while declined acid phosphratase and catalase activity. Low N supply exhibited higher alkaline and neutral phosphratase activity compared to the others. The results from this study indicated that both drought and N limited the growth of S. davidii seedlings and their biomass production. Regardless of N supply levels, drought stress dramatically reduced the seedlings growth and biomass production. Although plant growth parameters, including basal diameter, height, leaf number, and biomass and their components were observed to be positive responses to low N supply, N supply alone can not alter the diminishing tendency which is caused by drought. available N content increased with increase N supply. In addition, low N supply rather These findings imply that drought played a primary limitation role and N was only the secondary. Even so, appropriate N supply was seemed to enhance the ability that S. davidii seedlings adapted to the xeric and infertile environment by improving soil processes, stimulating plant growth, increasing recourses accumulation, enhancing use efficiency of other limited resources, and balancing biomass and resources partitioning. Appropriate N supply, therefore, would be recommended to improve S. davidii seedling establishment in this region, but excess N supply should be avoided.