Generalización de variables medioambientales mediante interpolación GIS

La investigación de esta tesis se centra en el estudio de técnicas geoestadísticas y su contribución a una mayor caracterización del binomio factores climáticos-rendimiento de un cultivo agrícola. El inexorable vínculo entre la variabilidad climática y la producción agrícola cobra especial relevancia en estudios sobre el cambio climático o en la modelización de cultivos para dar respuesta a escenarios futuros de producción mundial. Es información especialmente valiosa en sistemas operacionales de monitoreo y predicción de rendimientos de cultivos Los cuales son actualmente uno de los pilares operacionales en los que se sustenta la agricultura y seguridad alimentaria mundial; ya que su objetivo final es el de proporcionar información imparcial y fiable para la regularización de mercados. Es en este contexto, donde se quiso dar un enfoque alternativo a estudios, que con distintos planteamientos, analizan la relación inter-anual clima vs producción. Así, se sustituyó la dimensión tiempo por la espacio, re-orientando el análisis estadístico de correlación interanual entre rendimiento y factores climáticos, por el estudio de la correlación inter-regional entre ambas variables. Se utilizó para ello una técnica estadística relativamente nueva y no muy aplicada en investigaciones similares, llamada regresión ponderada geográficamente (GWR, siglas en inglés de “Geographically weighted regression”). Se obtuvieron superficies continuas de las variables climáticas acumuladas en determinados periodos fenológicos, que fueron seleccionados por ser factores clave en el desarrollo vegetativo de un cultivo. Por ello, la primera parte de la tesis, consistió en un análisis exploratorio sobre comparación de Métodos de Interpolación Espacial (MIE). Partiendo de la hipótesis de que existe la variabilidad espacial de la relación entre factores climáticos y rendimiento, el objetivo principal de esta tesis, fue el de establecer en qué medida los MIE y otros métodos geoestadísticos de regresión local, pueden ayudar por un lado, a alcanzar un mayor entendimiento del binomio clima-rendimiento del trigo blando (Triticum aestivum L.) al incorporar en dicha relación el componente espacial; y por otro, a caracterizar la variación de los principales factores climáticos limitantes en el crecimiento del trigo blando, acumulados éstos en cuatro periodos fenológicos. Para lleva a cabo esto, una gran carga operacional en la investigación de la tesis consistió en homogeneizar y hacer los datos fenológicos, climáticos y estadísticas agrícolas comparables tanto a escala espacial como a escala temporal. Para España y los Bálticos se recolectaron y calcularon datos diarios de precipitación, temperatura máxima y mínima, evapotranspiración y radiación solar en las estaciones meteorológicas disponibles. Se dispuso de una serie temporal que coincidía con los mismos años recolectados en las estadísticas agrícolas, es decir, 14 años contados desde 2000 a 2013 (hasta 2011 en los Bálticos). Se superpuso la malla de información fenológica de cuadrícula 25 km con la ubicación de las estaciones meteorológicas con el fin de conocer los valores fenológicos en cada una de las estaciones disponibles. Hecho esto, para cada año de la serie temporal disponible se calcularon los valores climáticos diarios acumulados en cada uno de los cuatro periodos fenológicos seleccionados P1 (ciclo completo), P2 (emergencia-madurez), P3 (floración) y P4 (floraciónmadurez). Se calculó la superficie interpolada por el conjunto de métodos seleccionados en la comparación: técnicas deterministas convencionales, kriging ordinario y cokriging ordinario ponderado por la altitud. Seleccionados los métodos más eficaces, se calculó a nivel de provincias las variables climatológicas interpoladas. Y se realizaron las regresiones locales GWR para cuantificar, explorar y modelar las relaciones espaciales entre el rendimiento del trigo y las variables climáticas acumuladas en los cuatro periodos fenológicos. Al comparar la eficiencia de los MIE no destaca una técnica por encima del resto como la que proporcione el menor error en su predicción. Ahora bien, considerando los tres indicadores de calidad de los MIE estudiados se han identificado los métodos más efectivos. En el caso de la precipitación, es la técnica geoestadística cokriging la más idónea en la mayoría de los casos. De manera unánime, la interpolación determinista en función radial (spline regularizado) fue la técnica que mejor describía la superficie de precipitación acumulada en los cuatro periodos fenológicos. Los resultados son más heterogéneos para la evapotranspiración y radiación. Los métodos idóneos para estas se reparten entre el Inverse Distance Weighting (IDW), IDW ponderado por la altitud y el Ordinary Kriging (OK). También, se identificó que para la mayoría de los casos en que el error del Ordinary CoKriging (COK) era mayor que el del OK su eficacia es comparable a la del OK en términos de error y el requerimiento computacional de este último es mucho menor. Se pudo confirmar que existe la variabilidad espacial inter-regional entre factores climáticos y el rendimiento del trigo blando tanto en España como en los Bálticos. La herramienta estadística GWR fue capaz de reproducir esta variabilidad con un rendimiento lo suficientemente significativo como para considerarla una herramienta válida en futuros estudios. No obstante, se identificaron ciertas limitaciones en la misma respecto a la información que devuelve el programa a nivel local y que no permite desgranar todo el detalle sobre la ejecución del mismo. Los indicadores y periodos fenológicos que mejor pudieron reproducir la variabilidad espacial del rendimiento en España y Bálticos, arrojaron aún, una mayor credibilidad a los resultados obtenidos y a la eficacia del GWR, ya que estaban en línea con el conocimiento agronómico sobre el cultivo del trigo blando en sistemas agrícolas mediterráneos y norteuropeos. Así, en España, el indicador más robusto fue el balance climático hídrico Climatic Water Balance) acumulado éste, durante el periodo de crecimiento (entre la emergencia y madurez). Aunque se identificó la etapa clave de la floración como el periodo en el que las variables climáticas acumuladas proporcionaban un mayor poder explicativo del modelo GWR. Sin embargo, en los Bálticos, países donde el principal factor limitante en su agricultura es el bajo número de días de crecimiento efectivo, el indicador más efectivo fue la radiación acumulada a lo largo de todo el ciclo de crecimiento (entre la emergencia y madurez). Para el trigo en regadío no existe ninguna combinación que pueda explicar más allá del 30% de la variación del rendimiento en España. Poder demostrar que existe un comportamiento heterogéneo en la relación inter-regional entre el rendimiento y principales variables climáticas, podría contribuir a uno de los mayores desafíos a los que se enfrentan, a día de hoy, los sistemas operacionales de monitoreo y predicción de rendimientos de cultivos, y éste es el de poder reducir la escala espacial de predicción, de un nivel nacional a otro regional. ABSTRACT This thesis explores geostatistical techniques and their contribution to a better characterization of the relationship between climate factors and agricultural crop yields. The crucial link between climate variability and crop production plays a key role in climate change research as well as in crops modelling towards the future global production scenarios. This information is particularly important for monitoring and forecasting operational crop systems. These geostatistical techniques are currently one of the most fundamental operational systems on which global agriculture and food security rely on; with the final aim of providing neutral and reliable information for food market controls, thus avoiding financial speculation of nourishments of primary necessity. Within this context the present thesis aims to provide an alternative approach to the existing body of research examining the relationship between inter-annual climate and production. Therefore, the temporal dimension was replaced for the spatial dimension, re-orienting the statistical analysis of the inter-annual relationship between crops yields and climate factors to an inter-regional correlation between these two variables. Geographically weighted regression, which is a relatively new statistical technique and which has rarely been used in previous research on this topic was used in the current study. Continuous surface values of the climate accumulated variables in specific phenological periods were obtained. These specific periods were selected because they are key factors in the development of vegetative crop. Therefore, the first part of this thesis presents an exploratory analysis regarding the comparability of spatial interpolation methods (SIM) among diverse SIMs and alternative geostatistical methodologies. Given the premise that spatial variability of the relationship between climate factors and crop production exists, the primary aim of this thesis was to examine the extent to which the SIM and other geostatistical methods of local regression (which are integrated tools of the GIS software) are useful in relating crop production and climate variables. The usefulness of these methods was examined in two ways; on one hand the way this information could help to achieve higher production of the white wheat binomial (Triticum aestivum L.) by incorporating the spatial component in the examination of the above-mentioned relationship. On the other hand, the way it helps with the characterization of the key limiting climate factors of soft wheat growth which were analysed in four phenological periods. To achieve this aim, an important operational workload of this thesis consisted in the homogenization and obtention of comparable phenological and climate data, as well as agricultural statistics, which made heavy operational demands. For Spain and the Baltic countries, data on precipitation, maximum and minimum temperature, evapotranspiration and solar radiation from the available meteorological stations were gathered and calculated. A temporal serial approach was taken. These temporal series aligned with the years that agriculture statistics had previously gathered, these being 14 years from 2000 to 2013 (until 2011 for the Baltic countries). This temporal series was mapped with a phenological 25 km grid that had the location of the meteorological stations with the objective of obtaining the phenological values in each of the available stations. Following this procedure, the daily accumulated climate values for each of the four selected phenological periods were calculated; namely P1 (complete cycle), P2 (emergency-maturity), P3 (flowering) and P4 (flowering- maturity). The interpolated surface was then calculated using the set of selected methodologies for the comparison: deterministic conventional techniques, ordinary kriging and ordinary cokriging weighted by height. Once the most effective methods had been selected, the level of the interpolated climate variables was calculated. Local GWR regressions were calculated to quantify, examine and model the spatial relationships between soft wheat production and the accumulated variables in each of the four selected phenological periods. Results from the comparison among the SIMs revealed that no particular technique seems more favourable in terms of accuracy of prediction. However, when the three quality indicators of the compared SIMs are considered, some methodologies appeared to be more efficient than others. Regarding precipitation results, cokriging was the most accurate geostatistical technique for the majority of the cases. Deterministic interpolation in its radial function (controlled spline) was the most accurate technique for describing the accumulated precipitation surface in all phenological periods. However, results are more heterogeneous for the evapotranspiration and radiation methodologies. The most appropriate technique for these forecasts are the Inverse Distance Weighting (IDW), weighted IDW by height and the Ordinary Kriging (OK). Furthermore, it was found that for the majority of the cases where the Ordinary CoKriging (COK) error was larger than that of the OK, its efficacy was comparable to that of the OK in terms of error while the computational demands of the latter was much lower. The existing spatial inter-regional variability between climate factors and soft wheat production was confirmed for both Spain and the Baltic countries. The GWR statistic tool reproduced this variability with an outcome significative enough as to be considered a valid tool for future studies. Nevertheless, this tool also had some limitations with regards to the information delivered by the programme because it did not allow for a detailed break-down of its procedure. The indicators and phenological periods that best reproduced the spatial variability of yields in Spain and the Baltic countries made the results and the efficiency of the GWR statistical tool even more reliable, despite the fact that these were already aligned with the agricultural knowledge about soft wheat crop under mediterranean and northeuropean agricultural systems. Thus, for Spain, the most robust indicator was the Climatic Water Balance outcome accumulated throughout the growing period (between emergency and maturity). Although the flowering period was the phase that best explained the accumulated climate variables in the GWR model. For the Baltic countries where the main limiting agricultural factor is the number of days of effective growth, the most effective indicator was the accumulated radiation throughout the entire growing cycle (between emergency and maturity). For the irrigated soft wheat there was no combination capable of explaining above the 30% of variation of the production in Spain. The fact that the pattern of the inter-regional relationship between the crop production and key climate variables is heterogeneous within a country could contribute to one is one of the greatest challenges that the monitoring and forecasting operational systems for crop production face nowadays. The present findings suggest that the solution may lay in downscaling the spatial target scale from a national to a regional level.

Examining wheat yield sensitivity to temperature and precipitation changes for a large ensemble of crop models using impact response surfaces

Impact response surfaces (IRSs) depict the response of an impact variable to changes in two explanatory variables as a plotted surface. Here, IRSs of spring and winter wheat yields were constructed from a 25-member ensemble of process-based crop simulation models. Twenty-one models were calibrated by different groups using a common set of calibration data, with calibrations applied independently to the same models in three cases. The sensitivity of modelled yield to changes in temperature and precipitation was tested by systematically modifying values of 1981-2010 baseline weather data to span the range of 19 changes projected for the late 21st century at three locations in Europe.

Selecting crop models for decision making in wheat insurance

In crop insurance, the accuracy with which the insurer quantifies the actual risk is highly dependent on the availability on actual yield data. Crop models might be valuable tools to generate data on expected yields for risk assessment when no historical records are available. However, selecting a crop model for a specific objective, location and implementation scale is a difficult task. A look inside the different crop and soil modules to understand how outputs are obtained might facilitate model choice. The objectives of this paper were (i) to assess the usefulness of crop models to be used within a crop insurance analysis and design and (ii) to select the most suitable crop model for drought risk assessment in semi-arid regions in Spain. For that purpose first, a pre-selection of crop models simulating wheat yield under rainfed growing conditions at the field scale was made, and second, four selected models (Aquacrop, CERES- Wheat, CropSyst and WOFOST) were compared in terms of modelling approaches, process descriptions and model outputs. Outputs of the four models for the simulation of winter wheat growth are comparable when water is not limiting, but differences are larger when simulating yields under rainfed conditions. These differences in rainfed yields are mainly related to the dissimilar simulated soil water availability and the assumed linkages with dry matter formation. We concluded that for the simulation of winter wheat growth at field scale in such semi-arid conditions, CERES-Wheat and CropSyst are preferred. WOFOST is a satisfactory compromise between data availability and complexity when detail data on soil is limited. Aquacrop integrates physiological processes in some representative parameters, thus diminishing the number of input parameters, what is seen as an advantage when observed data is scarce. However, the high sensitivity of this model to low water availability limits its use in the region considered. Contrary to the use of ensembles of crop models, we endorse that efforts be concentrated on selecting or rebuilding a model that includes approaches that better describe the agronomic conditions of the regions in which they will be applied. The use of such complex methodologies as crop models is associated with numerous sources of uncertainty, although these models are the best tools available to get insight in these complex agronomic systems.

Temperature and precipitation effects on wheat yield across a European transect: a crop model ensemble analysis using impact response surfaces

This study explored the utility of the impact response surface (IRS) approach for investigating model ensemble crop yield responses under a large range of changes in climate. IRSs of spring and winter wheat Triticum aestivum yields were constructed from a 26-member ensemble of process-based crop simulation models for sites in Finland, Germany and Spain across a latitudinal transect. The sensitivity of modelled yield to systematic increments of changes in temperature (-2 to +9°C) and precipitation (-50 to +50%) was tested by modifying values of baseline (1981 to 2010) daily weather, with CO2 concentration fixed at 360 ppm. The IRS approach offers an effective method of portraying model behaviour under changing climate as well as advantages for analysing, comparing and presenting results from multi-model ensemble simulations. Though individual model behaviour occasionally departed markedly from the average, ensemble median responses across sites and crop varieties indicated that yields decline with higher temperatures and decreased precipitation and increase with higher precipitation. Across the uncertainty ranges defined for the IRSs, yields were more sensitive to temperature than precipitation changes at the Finnish site while sensitivities were mixed at the German and Spanish sites. Precipitation effects diminished under higher temperature changes. While the bivariate and multi-model characteristics of the analysis impose some limits to interpretation, the IRS approach nonetheless provides additional insights into sensitivities to inter-model and inter-annual variability. Taken together, these sensitivities may help to pinpoint processes such as heat stress, vernalisation or drought effects requiring refinement in future model development.

Analysis of duplication in the Spanish durum wheat collection maintained in the CRF-INIA on the basis of agro-morphological traits and gliadin proteins

A total of 106 potential duplicate cases involved 277 accessions were detected on the basis of passport data in the durum wheat collection maintained in the CRF-INIA. Similarity between accessions was measured by agro-morphological traits. The 90% of the agro-morphological duplication were verified with gliadin proteins, allowing identification of similar material with greater refinement than agro-morphological data. However, the results indicated not to decide for rationalisation only on the basis of molecular data.

Analysis of duplication in the Spanish durum wheat collection maintained in the CRF-INIA on the basis of agro-morphological traits and gliadin proteins

A total of 106 potential duplicate cases involved 277 accessions were detected on the basis of passport data in the durum wheat collection maintained in the CRF-INIA. Similarity between accessions was measured by agro-morphological traits. The 90% of the agro-morphological duplication were verified with gliadin proteins, allowing identification of similar material with greater refinement than agro-morphological data. However, the results indicated not to decide for rationalisation only on the basis of molecular data

Combined use of gliadins and SSRs to analyse the genetic variability of the Spanish collection of cultivated diploid wheat (Triticum monococcum L. ssp. monococcum)

This work studied the combined use of gliadins and SSRs to analyse inter- and intra-accession variability of the Spanish collection of cultivated einkorn (Triticum monococcum L. ssp. monococcum) maintained at the CRF-INIA. In general, gliadin loci presented higher discrimination power than SSRs, reflecting the high variability of the gliadins. The loci on chromosome 6A were the most polymorphic with similar PIC values for both marker systems, showing that these markers are very useful for genetic variability studies in wheat. The gliadin results indicated that the Spanish einkorn collection possessed high genetic diversity, being the differentiation large between varieties and small within them. Some associations between gliadin alleles and geographical and agro-morphological data were found. Agro-morphological relations were also observed in the clusters of the SSRs dendrogram. A high concordance was found between gliadins and SSRs for genotype identification. In addition, both systems provide complementary information to resolve the different cases of intra-accession variability not detected at the agro-morphological level, and to identify separately all the genotypes analysed. The combined use of both genetic markers is an excellent tool for genetic resource evaluation in addition to agro-morphological evaluation.

Analysis of genetic variability in a sample of the durum wheat (Triticum durum Desf.) Spanish collection based on gliadin markers

In this work gliadin proteins were used to analyse the genetic variability in a sample of the durum wheat Spanish collection conserved at the CRF-INIA. In total 38 different alleles were identified at the loci Gli-A1, Gli-A3, Gli-B5, Gli-B1, Gli-A2 and Gli-B2. All the gliadin loci were polymorphic, possessed large genetic diversity and small and large differentiation within and between varieties, respectively. The Gli-A2 and Gli-B2 loci were the most polymorphic, the most fixed within varieties and the most useful to distinguish among varieties. Alternatively, Gli-B1 locus presented the least genetic variability out of the four main loci Gli-A1, Gli-B1, Gli-A2 and Gli-B2. The Gli-B1 alleles coding for the gliadin γ-45, associated with good quality, had an accumulated frequency of 69.7%, showing that the Spanish germplasm could be a good source for breeding quality. The Spanish landraces studied showed new gliadin alleles not catalogued so far. These new alleles might be associated with specific Spanish environment factors. The large number of new alleles identified also indicates that durum wheat Spanish germplasm is rather unique.

Effects of the 4N(v) chromosome from Aegilops ventricosa on agronomic and quality traits in bread wheat

Advanced wheat lines carrying the Hessian fly resistance gene H27 were obtained by backcrossing the wheat/Aegilops ventricosa introgression line, H-93-33, to commercial wheat cultivars as recurrent parents. The Acph-N v 1 marker linked to the gene H27 on the 4Nv chromosome of this line was used for marker assisted selection. Advanced lines were evaluated for Hessian fly resistance in field and growth chamber tests, and for other agronomic traits during several crop seasons at different localities of Spain. The hessian fly resistance levels of lines carrying the 4Nv chromosome introgression (4D/4Nv substitution and recombination lines that previously were classified by in situ hybridisation) were high, but always lower than that of their Ae. ventricosa progenitor. Introgression lines had higher grain yields in infested field trials than those without the 4Nv chromosome and their susceptible parents, but lower grain yields under high yield potential conditions. The 4Nv introgression was also associated with later heading, and lower tiller and grain numbers/m2 . In addition, it was associated with longer and more lax spikes, and higher values of grain weight and grain protein content. However, the glutenin and gliadin expression, as well as the bread-making performance, were similar to those of their recurrent parents

Diversity and Genetic structure of the Spanish collection of durum wheat (Triticum turgidum L) landraces

The objectives of this study were to assess diversity and genetic structure of a collection of Spanish durum wheat (Triticum turgidum L) landraces, using SSRs, DArTs and gliadin-markers, and to correlate the distribution of diversity with geographic and climatic features, as well as agro-morphological traits. A high level of diversity was detected in the genotypes analyzed, which were separated into nine populations with a moderate to great genetic divergence among them. The three subspecies taxa, dicoccon, turgidum and durum, present in the collection, largely determined the clustering of the populations. Genotype variation was lower in dicoccon (one major population) and turgidum (two major populations) than in durum (five major populations). Genetic differentiation by the agro-ecological zone of origin was greater in dicoccon and turgidum than in durum. DArT markers revealed two geographic substructures, east-west for dicoccon and northeast-southwest for turgidum. The ssp. durum had a more complex structure, consisting of seven populations with high intra-population variation. DArT markers allowed the detection of subgroups within some populations, with agro-morphological and gliadin differences, and distinct agro-ecological zones of origin. Two different phylogenetic groups were detected; revealing that some durum populations were more related to ssp. turgidum from northern Spain, while others seem to be more related to durum wheats from North Africa

Probabilistic analysis of water availability for agriculture and associated crop net margins.

Rising water demands are difficult to meet in many regions of the world. In consequence, under meteorological adverse conditions, big economic losses in agriculture can take place. This paper aims to analyze the variability of water shortage in an irrigation district and the effect on farmer?s income. A probabilistic analysis of water availability for agriculture in the irrigation district is performed, through a supply-system simulation approach, considering stochastically generated series of stream-flows. Net margins associated to crop production are as well estimated depending on final water allocations. Net margins are calculated considering either single-crop farming, either a polyculture system. In a polyculture system, crop distribution and water redistribution are calculated through an optimization approach using the General Algebraic Modeling System (GAMS) for several scenarios of irrigation water availability. Expected net margins are obtained by crop and for the optimal crop and water distribution. The maximum expected margins are obtained for the optimal crop combination, followed by the alfalfa monoculture, maize, rice, wheat and finally barley. Water is distributed as follows, from biggest to smallest allocation: rice, alfalfa, maize, wheat and barley.

Creation and Validation of the Spanish Durum Wheat Core Collection.

Spanish wheat (Triticum spp.) landraces have a considerable polymorphism, containing many unique alleles, relative to other collections. The existence of a core collection is a favored approach for breeders to efficiently explore novel variation and enhance the use of germplasm. In this study, the Spanish durum wheat (Triticum turgidum L.) core collection (CC) was created using a population structure–based method, grouping accessions by subspecies and allocating the number of genotypes among populations according to the diversity of simple sequence repeat (SSR) markers. The CC of 94 genotypes was established, which accounted for 17% of the accessions in the entire collection. An alternative core collection (CH), with the same number of genotypes per subspecies and maximizing the coverage of SSR alleles, was assembled with the Core Hunter software. The quality of both core collections was compared with a random core collection and evaluated using geographic, agromorphological, and molecular marker data not previously used in the selection of genotypes. Both core collections had a high genetic representativeness, which validated their sampling strategies. Geographic and agromorphological variation, phenotypic correlations, and gliadin alleles of the original collection were more accurately depicted by the CC. Diversity arrays technology (DArT) markers revealed that the CC included genotypes less similar than the CH. Although more SSR alleles were retained by the CH (94%) than by the CC (91%), the results showed that the CC was better than CH for breeding purposes.

Crop rotation and residues influence N2O emission and N efficiency rather than tillage under a rainfed Mediterranean agroecosystem

Conservation tillage and crop rotation have spread during the last decades because promotes several positive effects (increase of soil organic content, reduction of soil erosion, and enhancement of carbon sequestration) (Six et al., 2004). However, these benefits could be partly counterbalanced by negative effects on the release of nitrous oxide (N2O) (Linn and Doran, 1984). There is a lack of data on long-term tillage system study, particularly in Mediterranean agro-ecosystems. The aim of this study was to evaluate the effects of long-term (>17 year) tillage systems (no tillage (NT), minimum tillage (MT) and conventional tillage (CT)); and crop rotation (wheat (W)-vetch (V)-barley (B)) versus wheat monoculture (M) on N2O emissions. Additionally, Yield-scaled N2O emissions (YSNE) and N uptake efficiency (NUpE) were assessed for each treatment.