The secret to legal foretelling: generic and inter-generic aspects of vagueness in contracts, patents and regulations

In this genre analysis research paper, we compare U.S. patents, contracts, and regulations on technical matters with a focus upon the relation between vagueness and communicative purposes and subpurposes of these three genres. Our main interest is the investigation of intergeneric conventions across the three genres, based on the software analysis of three corpora (one for each genre, 1 million words per corpus). The result of the investigation is that intergeneric conventions are found at the level of types of expressed linguistic vagueness, but that intergeneric conventions at the level of actual formulations are rare. The conclusion is that at this latter level the influence from the situation type underlying the individual genre is more important than the overarching legal character of the genres, when we talk about introducing explicit vagueness in the text.

How vague can your patent be? Vagueness strategies in U.S. patents

Patent claims defi ne the protection scope of the intellectual property sought by the patent applicant or patentee. Broad claims are valuable as they can describe more expansive rights to the invention. Therefore, if these claims are too broad a potential infringer will more easily argue against them. But if the claims are too narrow the scope of protection of the intellectual property is greatly reduced. Patent claims have to be, on the one hand, determinate and precise enough and, on the other hand, as inclusive as possible. Therefore patent applicants must fi nd a balance in the broadness of the scope defi ned by their claims. This balance can be achieved by the choice of words with a convenient degree of semantic indeterminacy, by the choice of modifi ers or other strategies. In fact, vagueness in patent claims is a desirable characteristic for such documents. A quantitative and qualitative analysis of a corpus of 350 U.S. patents provides a promising starting point to understand the linguistic instruments used to achieve the balance between property claim scope and precision of property description. To conclude, some issues relating vagueness and pragmatics are suggested as a line of further research.

Use of prediction methods for patent and trademark applications in Spain

Patent and trademark offices which run according to principles of new management have an inherent need for dependable forecasting data in planning capacity and service levels. The ability of the Spanish Office of Patents and Trademarks to carry out efficient planning of its resource needs requires the use of methods which allow it to predict the changes in the number of patent and trademark applications at different time horizons. The approach for the prediction of time series of Spanish patents and trademarks applications (1979e2009) was based on the use of different techniques of time series prediction in a short-term horizon. The methods used can be grouped into two specifics areas: regression models of trends and time series models. The results of this study show that it is possible to model the series of patents and trademarks applications with different models, especially ARIMA, with satisfactory model adjustment and relatively low error.

Patents and Economic Activity: The Need to Develop Prediction Methods for Patent Applications

Since the decade of the 1980’s the literature on economic development began paying attention to the cases of countries which were industrialized after the first industrial revolution. One of the most relevant aspects analyzed has been the role of technology as a factor which promotes or delays the process of catching up with technology leaders. As result of this interest, new and more adequate indicators were identified to provide a coherent explanation for technological activities and their relationship with economic efficiency. Although the earliest studies focused on analyzing the activities of research and development (R&D), recently the focus of analysis has shifted to another type of variables, more oriented towards the processes of innovation and the gathering of knowledge and capabilities, in which patents provide relevant information.

Hybrid Contribution of JPEG200 Video Files for Professional Production Centers Reliability and Non-Reliability Transmission File Based in Image Quality Needed

ATM, SDH or satellite have been used in the last century as the contribution network of Broadcasters. However the attractive price of IP networks is changing the infrastructure of these networks in the last decade. Nowadays, IP networks are widely used, but their characteristics do not offer the level of performance required to carry high quality video under certain circumstances. Data transmission is always subject to errors on line. In the case of streaming, correction is attempted at destination, while on transfer of files, retransmissions of information are conducted and a reliable copy of the file is obtained. In the latter case, reception time is penalized because of the low priority this type of traffic on the networks usually has. While in streaming, image quality is adapted to line speed, and line errors result in a decrease of quality at destination, in the file copy the difference between coding speed vs line speed and errors in transmission are reflected in an increase of transmission time. The way news or audiovisual programs are transferred from a remote office to the production centre depends on the time window and the type of line available; in many cases, it must be done in real time (streaming), with the resulting image degradation. The main purpose of this work is the workflow optimization and the image quality maximization, for that reason a transmission model for multimedia files adapted to JPEG2000, is described based on the combination of advantages of file transmission and those of streaming transmission, putting aside the disadvantages that these models have. The method is based on two patents and consists of the safe transfer of the headers and data considered to be vital for reproduction. Aside, the rest of the data is sent by streaming, being able to carry out recuperation operations and error concealment. Using this model, image quality is maximized according to the time window. In this paper, we will first give a briefest overview of the broadcasters requirements and the solutions with IP networks. We will then focus on a different solution for video file transfer. We will take the example of a broadcast center with mobile units (unidirectional video link) and regional headends (bidirectional link), and we will also present a video file transfer file method that satisfies the broadcaster requirements.

The Role of Patents in the Advent of Web 2.0

Given the significant impact of Web 2.0-related innovations on new Internet-based initiatives, this paper seeks to identify to what extent the main developments are protected by patents and whether patents have had a leading role in the advent of Web 2.0. The article shows that the number of patent applications filed is not that important for many of the Web 2.0 technologies in frequent use and that, of those filed, those granted are even less. The conclusion is that patents do not seem to be a relevant factor in the development of the Web 2.0 (and more generally in dynamic markets) where there is a high degree of innovation and low entry barriers for newcomers.

Origin and patterns of distribution of trace elements in street dust. Unleaded petrol and urban lead

The elemental composition, patterns of distribution and possible sources of street dust are not common to all urban environments, but vary according to the peculiarities of each city. The common features and dissimilarities in the origin and nature of street dust were investigated through a series of studies in two widely different cities, Madrid (Spain) and Oslo (Norway), between 1990 and 1994. The most comprehensive sampling campaign was carried out in the Norwegian capital during the summer of 1994. An area of 14 km2, covering most of downtown Oslo and some residential districts to the north of the city, was divided into 1 km2 mapping units, and 16 sampling increments of approximately 150 g were collected from streets and roads in each of them. The fraction below 100 μm was acid-digested and analysed by ICP-MS. Statistical analyses of the results suggest that chemical elements in street dust can be classified into three groups: “urban” elements (Ba, Cd, Co, Cu, Mg, Pb, Sb, Ti, Zn), “natural” elements (Al, Ga, La, Mn, Na, Sr, Th, Y) and elements of a mixed origin or which have undergone geochemical changes from their original sources (Ca, Cs, Fe, Mo, Ni, Rb, Sr, U). Soil resuspension and/or mobilisation appears to be the most important source of “natural” elements, while “urban” elements originate primarily from traffic and from the weathering and corrosion of building materials. The data for Pb seem to prove that the gradual shift from leaded to unleaded petrol as fuel for automobiles has resulted in an almost proportional reduction in the concentration of Pb in dust particles under 100 μm. This fact and the spatial distribution of Pb in the city strongly suggest that lead sources other than traffic (i.e. lead accumulated in urban soil over the years) may contribute as much lead, if not more, to urban street dust.

Propagation of U235-238, Pu239 and STL Nuclear Data Uncertainties for PWR core analysis

An uncertainty propagation methodology based on Monte Carlo method is applied to PWR nuclear design analysis to assess the impact of nuclear data uncertainties in 235,238 U, 239 Pu and Scattering Thermal Library for Hydrogen in water. This uncertainty analysis is compared with the design and acceptance criteria to assure the adequacy of bounding estimates in safety margins.

Invención e innovación tecnológica en el ciclismo en España a través de la documentación de patentes : 1826-1929

El objetivo general de esta investigación consiste en sacar a la luz un conjunto de documentos, los documentos de patentes presentadas en España, sobre un tema concreto, la bicicleta y el ciclismo, y durante un periodo determinado, 1826-1929, presentes en la Oficina Española de Patentes y Marcas (OEPM), organizando esta documentación para su posterior utilización por la comunidad científica. Para ello se han identificado y sistematizado las patentes referidas a la bicicleta, presentadas entre 1826 y 1929, realizando tablas de frecuencia que permitan extraer datos de su incidencia en la invención en el periodo considerado. Ello ha permitido conocer una serie de datos de los inventores, que, en definitiva son los creadores del desarrollo tecnológico en este campo, extrayendo, ordenando y categorizando la información sobre lugar de origen, tipo de inventor (empresa o particular), sexo, práctica de colaboración y profesión. Finalmente se ha estudiado el tipo de inventos, mostrando los sectores en los que se producen las invenciones, identificando si se han puesto en práctica, y determinando aspectos tales como su carácter de invención incremental, su posible consideración como invento raro y curioso, y su coexistencia con una marca registrada. El trabajo se inicia con la introducción seguida de un apartado en el que se presenta el marco teórico en el que se desarrolla la investigación, en una doble vía: en primer lugar el contexto de los documentos de patente, su relación con la innovación y su utilidad como fuentes de información, y en segundo lugar el marco de la invención en el ciclismo, presentando las fases esenciales de la evolución de la bicicleta (capítulo 2). En el marco metodológico (capítulo 3) se explican fuentes y metodología, presentando a continuación el diseño de la investigación, que se resume como sigue: 1- Determinación del universo de datos, 2- Consulta en el Archivo Histórico de la OEPM, 3- Diseño y creación de la base de datos propia, 4- Consulta de los expedientes y toma de imágenes, 5- Tratamiento y análisis de los datos, 6- Búsqueda de información en fuentes para patentes extranjeras, y 7- Consulta a la base de datos de Marcas de la OEPM. El capítulo 4 está dedicado a la investigación propiamente dicha, estructurado en tres grandes bloques. El primero recoge las cuantificaciones tabuladas del total de patentes y el análisis de determinados aspectos generales como la cronología de la invención y diversas comparaciones con resultados obtenidos en otros trabajos. El segundo bloque está centrado en los estudios de solicitantes de patentes, protagonistas de las invenciones. De ellos se contemplan una serie de datos extraídos de los expedientes, y posteriormente tabulados y cuantificados: su procedencia geográfica, su adscripción como empresas o solicitantes particulares, y sus datos de colaboración, finalizando el bloque con un apartado que dedicamos a la innovación femenina, que consideramos una línea de investigación interés. El tercer bloque, el más amplio de todos, está dedicado a la descripción y análisis de los datos referidos a los propios inventos, puesto que es la aplicación de los inventos lo que marca el desarrollo tecnológico de la máquina bicicleta, y su consiguiente evolución histórica y social. Se estructura asimismo en varias secciones. La primera es la más amplia, donde se muestran y explican los datos que tienen que ver con la adscripción de los inventos a sectores temáticos, es decir, que desarrolla las funciones o componentes de la bicicleta que han sido objeto de invención. Los apartados siguientes muestran datos y consideraciones sobre las patentes puestas en práctica, las invenciones incrementales, los inventos curiosos, y las patentes con posible marca registrada de su nombre. Finalmente, las conclusiones del estudio, el establecimiento de posibles líneas abiertas de investigación, la relación de fuentes consultadas y los anexos cerrarán la exposición de esta tesis. ABSTRACT The main goal of this research thesis is to shed light on a specific documentary record: patents presented in Spain, regarding a specific theme: bicycles and cycling, within a given period: 1826-1929. This record is organized for the ulterior use by the scientific community. In order to carry out this goal, the mentioned patents have been identified and systematized, and analyzed for frequency in order to infer the incidence of its invention in the period under consideration. This has brought to light some information on the inventors which are, after all, the creators in the technological development of that field. Their bibliographical information: origin, type of inventor (company or individual), gender, collaboration behavior and profession. Finally, the type of inventions has been studied, showing the sectors in which inventions are produced, whether these were transferred to practice, and other key information like the incremental nature of their invention, their possible consideration as ‘rare or curious invention’, and their coexistence with a registered trademark. This thesis is organized with an initial introduction, after which a section outlines the theoretical framework for the research along two axes: first the context of the patent documents, their relation with innovation and their usefulness as information sources; second, the invention of cycling and the development phases of bicycles. In the methodological section the sources and methodology are explained and reasoned, followed by the research design: 1-determination of the data universe, 2-consultation at the historical archive of the OEPM (National Patent Office), 3-design and creation of a database, 3-analysis of the files and image catchment, 5-treatment and analysis of data, 6-browsing of source information for foreign patents, and 7-consultation of the trademark information at the OEPM. Chapter 4 is dedicated to research itself, in three main sections. The first one has the quantification of the patent total in tables and the analysis of specific overall chronological aspects of the invention, and some comparisons with the results obtained in other research. The second section is centered on the studies of patent requests and inventors. Some data extracted from the files has been systematized: geographical origin, adscriptions as companies or individuals, and their collaboration data, ending with a sub-section on women’s invention, which we consider an interesting research line. The third section, the biggest one of them all, is dedicated to the description and analysis of the data referred to the inventions themselves, because it is the application of the inventions which constitutes the technological development of the bicycle, and therefore its historical and social evolution. It is also structured in various sub-sections. The first one is the longest one, with information regarding the thematic typology of the inventions: functions and bicycle components which are innovated. The other ensuing subsections study patents which were actually incorporated and used, incremental inventions, curious inventions and patents with possible associated trademarks. Finally, the study conclusions, the establishment of lines of potential further research, the references used, and the annexes which culminate the thesis exposition.